Gerald Hellerman insider trades: Total Return Securities Fund (SWZ) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Gerald reports to the SEC
and 2 more companies
Open-market buys and sales
73 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Apr 2, 2025 | SWZ | ↓ Sell | 41 | $9.24 | $379 | Direct | Apr 3, 2025 (1d) |
| Dec 26, 2024 | PCF | ↓ Sell | 259 | $6.47 | $2K | Direct | Dec 30, 2024 (4d) |
| Dec 19, 2024 | PCF | ↑ Buy | 2,000 | $6.34 | $13K | Direct | Dec 23, 2024 (4d) |
| Dec 17, 2024 | PCF | ↑ Buy | 30,934 | $6.59 | $204K | Direct | Dec 18, 2024 (1d) |
| Jun 4, 2024 | PCF | ↑ Buy | 100 | $6.81 | $681 | Direct | Jun 6, 2024 (2d) |
| Apr 6, 2022 | SPE | ↑ Buy | 5,600 | $14.79 | $83K | Direct | Apr 7, 2022 (1d) |
| Mar 2, 2022 | SWZ | ↑ Buy | 1,000 | $8.85 | $9K | Direct | Mar 3, 2022 (1d) |
| Jan 28, 2022 | SPE | ↑ Buy | 1,670 | $14.60 | $24K | Direct | Jan 28, 2022 (0d) |
| Jan 21, 2022 | PCF | ↑ Buy | 700 | $8.28 | $6K | Direct | Jan 24, 2022 (3d) |
| Sep 20, 2021 | SPE | ↑ Buy | 2,472 | $15.16 | $37K | Direct | Sep 21, 2021 (1d) |
| Sep 17, 2021 | PCF | ↓ Sell | 9,000 | $10.00 | $90K | Direct | Sep 20, 2021 (3d) |
| Jul 19, 2021 | SPE | ↑ Buy | 1,000 | $14.99 | $15K | Direct | Jul 20, 2021 (1d) |
| Oct 30, 2020 | PCF | ↑ Buy | 2,000 | $7.25 | $14K | Direct | Nov 2, 2020 (3d) |
| Oct 28, 2020 | SPE | ↑ Buy | 2,000 | $11.48 | $23K | Direct | Oct 28, 2020 (0d) |
| Sep 11, 2020 | PCF | ↑ Buy | 50 | $8.26 | $413 | Direct | Sep 15, 2020 (4d) |
| Apr 3, 2020 | SPE | ↑ Buy | 1,000 | $8.72 | $9K | Direct | Apr 7, 2020 (4d) |
| Apr 3, 2020 | PCF | ↑ Buy | 1,000 | $5.91 | $6K | Direct | Apr 6, 2020 (3d) |
| Apr 3, 2020 | SWZ | ↑ Buy | 1,000 | $6.90 | $7K | Direct | Apr 3, 2020 (0d) |
| Mar 9, 2020 | SPE | ↑ Buy | 1,000 | $12.54 | $13K | Direct | Mar 10, 2020 (1d) |
| Feb 27, 2020 | SWZ | ↑ Buy | 1,000 | $8.00 | $8K | Direct | Mar 2, 2020 (4d) |
| Oct 23, 2019 | PCF | ↑ Buy | 1,750 | $8.48 | $15K | Direct | Oct 24, 2019 (1d) |
| Oct 8, 2019 | MVC | ↑ Buy | 1,000 | $8.88 | $9K | Direct | Oct 10, 2019 (2d) |
| Oct 8, 2019 | PCF | ↑ Buy | 1,000 | $8.46 | $8K | Direct | Oct 9, 2019 (1d) |
| Oct 8, 2019 | SWZ | ↑ Buy | 1,000 | $7.93 | $8K | Direct | Oct 9, 2019 (1d) |
| Oct 3, 2019 | PCF | ↑ Buy | 1,500 | $8.52 | $13K | Direct | Oct 4, 2019 (1d) |
| Sep 30, 2019 | MVC | ↑ Buy | 2,000 | $8.97 | $18K | Direct | Oct 1, 2019 (1d) |
| Aug 2, 2019 | SWZ | ↑ Buy | 1,000 | $8.00 | $8K | Direct | Aug 2, 2019 (0d) |
| Jul 25, 2019 | SPE | ↑ Buy | 2,700 | $13.98 | $38K | Direct | Jul 29, 2019 (4d) |
| May 23, 2019 | SPE | ↑ Buy | 1,500 | $13.31 | $20K | Direct | May 24, 2019 (1d) |
| Oct 11, 2018 | SPE | ↑ Buy | 1,000 | $14.47 | $14K | Direct | Oct 11, 2018 (0d) |
| Mar 26, 2018 | MVC | ↑ Buy | 1,000 | $9.98 | $10K | Direct | Mar 28, 2018 (2d) |
| Mar 22, 2018 | SPE | ↑ Buy | 1,000 | $14.82 | $15K | Direct | Mar 22, 2018 (0d) |
| Mar 14, 2018 | MVC | ↑ Buy | 1,000 | $10.00 | $10K | Direct | Mar 16, 2018 (2d) |
| Feb 5, 2018 | SPE | ↑ Buy | 5,200 | $14.98 | $78K | Direct | Feb 7, 2018 (2d) |
| Jan 4, 2018 | SPE | ↑ Buy | 2,000 | $15.10 | $30K | Direct | Jan 8, 2018 (4d) |
| Nov 1, 2016 | SPE | ↑ Buy | 3,000 | $14.16 | $42K | Direct | Nov 2, 2016 (1d) |
| Mar 28, 2016 | EMG | ↑ Buy | 5,000 | $3.90 | $20K | By IRA/SEP Account | Mar 29, 2016 (1d) |
| Mar 1, 2016 | SPE | ↑ Buy | 971 | $12.45 | $12K | By Spouse's IRA | Mar 4, 2016 (3d) |
| Jan 4, 2016 | SPE | ↑ Buy | 1,500 | $13.05 | $20K | Direct | Jan 4, 2016 (0d) |
| Aug 25, 2015 | SPE | ↑ Buy | 1,500 | $14.28 | $21K | Direct | Aug 25, 2015 (0d) |
| Aug 19, 2015 | SPE | ↑ Buy | 1,000 | $14.85 | $15K | Direct | Aug 19, 2015 (0d) |
| Aug 7, 2015 | SPE | ↑ Buy | 1,000 | $15.02 | $15K | Direct | Aug 10, 2015 (3d) |
| Sep 29, 2014 | MVC | ↑ Buy | 1,750 | $10.78 | $19K | Direct | Sep 30, 2014 (1d) |
| Sep 18, 2014 | MVC | ↑ Buy | 1,250 | $11.55 | $14K | Direct | Sep 19, 2014 (1d) |
| Mar 14, 2014 | MVC | ↑ Buy | 1,500 | $13.40 | $20K | Direct | Mar 14, 2014 (0d) |
| Mar 13, 2014 | IFT | ↑ Buy | 5,000 | $5.60 | $28K | By IRA/SEP Account | Mar 17, 2014 (4d) |
| Feb 26, 2014 | SPE | ↑ Buy | 900 | $16.00 | $14K | By Spouse | Feb 27, 2014 (1d) |
| Dec 26, 2013 | SPE | ↑ Buy | 1,000 | $16.97 | $17K | Direct | Jan 7, 2014 (12d) |
| Aug 21, 2013 | PIF | ↑ Buy | 1,000 | $17.05 | $17K | Direct | Aug 22, 2013 (1d) |
| May 1, 2013 | SPE | ↑ Buy | 2,000 | $17.08 | $34K | Direct | May 2, 2013 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other SWZ insiders
Open-market trades in the last 12 months
About Gerald Hellerman's insider trades
Gerald Hellerman is a director at Total Return Securities Fund (SWZ). Since Jul 15, 2005, Gerald has reported 69 open-market purchases worth $1.7M and 4 sales worth $92K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include shares returned to the company (8 filings), grants and awards (8 filings), option exercises (6 filings), other transactions (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every SWZ insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.