SWZ Insider Trading Activity and SEC Form 4 Filings
SWZ insider trading summary
Over the past 12 months, insiders at Total Return Securities Fund (SWZ) reported 63 open-market purchases worth $1.4M by 4 insiders and 12 sales worth $168K by 1 insider on SEC Form 4. Net insider buying was $1.2M.
Latest SWZ insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Oct 8, 2026 | Phillip Goldstein | Secretary | Buy | $29K (5,000 @ $5.73) |
| Sep 28, 2026 | Andrew Dakos | President and CEO | Buy | $52K (9,000 @ $5.77) |
| Sep 28, 2026 | Andrew Dakos | President and CEO | Buy | $6K (1,000 @ $5.76) |
| Sep 28, 2026 | Moritz A Sell | Director | Buy | $12K (2,000 @ $5.76) |
| Sep 25, 2026 | Andrew Dakos | President and CEO | Buy | $44K (7,649 @ $5.81) |
| Sep 25, 2026 | Andrew Dakos | President and CEO | Buy | $14K (2,351 @ $5.82) |
| Aug 31, 2026 | Moritz A Sell | Director | Buy | $18K (3,000 @ $5.98) |
| Aug 24, 2026 | Rajeev P Das | Secretary | Buy | $8K (1,366 @ $5.93) |
| Aug 21, 2026 | Rajeev P Das | Secretary | Buy | $10K (1,700 @ $5.93) |
| Aug 10, 2026 | Moritz A Sell | Director | Buy | $6K (1,000 @ $5.91) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.