GUG Insider Trading Activity and SEC Form 4 Filings
GUG insider trading summary
Over the past 12 months, insiders at Guggenheim Active Allocation Fund (GUG) reported 1 open-market purchase worth $5K by 1 insider and 1 sale worth $48K by 1 insider on SEC Form 4. Net insider selling was $43K.
Latest GUG insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Mar 6, 2026 | Randall C Barnes | Insider | Sell | $48K (3,000 @ $15.85) |
| Dec 18, 2025 | Ronald Nyberg | Insider | Buy | $5K (321 @ $15.53) |
| May 5, 2025 | Ronald Nyberg | Insider | Buy | $20K (1,305 @ $15.15) |
| Apr 1, 2025 | Ronald E Toupin Jr | Insider | Buy | $23K (1,500 @ $15.10) |
| Oct 3, 2024 | Randall C Barnes | Insider | Sell | $8K (500 @ $16.45) |
| Sep 3, 2024 | Angela Brock-Kyle | Insider | Buy | $14K (907 @ $15.94) |
| Sep 3, 2024 | Angela Brock-Kyle | Insider | Buy | $7 (0.433 @ $15.99) |
| Sep 3, 2024 | Angela Brock-Kyle | Insider | Buy | $32 (2 @ $15.93) |
| Apr 1, 2024 | Ronald E Toupin Jr | Insider | Buy | $3K (194 @ $14.65) |
| Jan 30, 2024 | Randall C Barnes | Insider | Buy | $6K (385 @ $14.50) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.