Ronald E Toupin Jr insider trades: Guggenheim Active Allocation Fund (GUG) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Ronald reports to the SEC
and 4 more companies
Open-market buys and sales
160 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | GUG | ↑ Buy | 1,500 | $15.10 | $23K | Direct | Apr 1, 2025 (0d) |
| Apr 1, 2024 | GUG | ↑ Buy | 194 | $14.65 | $3K | Direct | Apr 1, 2024 (0d) |
| Dec 29, 2023 | GUG | ↑ Buy | 200 | $14.66 | $3K | Direct | Dec 29, 2023 (0d) |
| Nov 30, 2023 | GUG | ↑ Buy | 200 | $13.73 | $3K | Direct | Nov 30, 2023 (0d) |
| Oct 31, 2023 | GUG | ↑ Buy | 220 | $13.04 | $3K | Direct | Oct 31, 2023 (0d) |
| Sep 29, 2023 | GUG | ↑ Buy | 215 | $13.54 | $3K | Direct | Sep 29, 2023 (0d) |
| Sep 1, 2023 | GUG | ↑ Buy | 202 | $14.10 | $3K | Direct | Sep 1, 2023 (0d) |
| Jul 31, 2023 | GUG | ↑ Buy | 202 | $14.23 | $3K | Direct | Jul 31, 2023 (0d) |
| Jul 5, 2023 | GUG | ↑ Buy | 202 | $14.30 | $3K | Direct | Jul 5, 2023 (0d) |
| Jun 1, 2023 | GUG | ↑ Buy | 215 | $13.90 | $3K | Direct | Jun 1, 2023 (0d) |
| Apr 28, 2023 | GUG | ↑ Buy | 200 | $14.03 | $3K | Direct | Apr 28, 2023 (0d) |
| Apr 6, 2023 | GUG | ↑ Buy | 250 | $14.18 | $4K | Direct | Apr 10, 2023 (4d) |
| Mar 13, 2023 | GUG | ↑ Buy | 245 | $13.98 | $3K | Direct | Mar 13, 2023 (0d) |
| Mar 13, 2023 | GOF | ↑ Buy | 245 | $13.98 | $3K | Direct | Mar 13, 2023 (0d) |
| Feb 3, 2023 | GUG | ↑ Buy | 189 | $15.07 | $3K | Direct | Feb 3, 2023 (0d) |
| Dec 30, 2022 | GUG | ↑ Buy | 249 | $13.45 | $3K | Direct | Jan 3, 2023 (4d) |
| Oct 12, 2022 | GOF | ↓ Sell | 2,000 | $15.50 | $31K | Direct | Oct 12, 2022 (0d) |
| Oct 12, 2022 | GUG | ↑ Buy | 1,146 | $13.68 | $16K | Direct | Oct 12, 2022 (0d) |
| Oct 12, 2022 | GBAB | ↑ Buy | 1,000 | $15.49 | $15K | Direct | Oct 12, 2022 (0d) |
| Sep 29, 2022 | GOF | ↓ Sell | 2,000 | $15.18 | $30K | Direct | Sep 29, 2022 (0d) |
| Sep 29, 2022 | GBAB | ↑ Buy | 1,000 | $15.53 | $16K | Direct | Sep 29, 2022 (0d) |
| Sep 29, 2022 | GUG | ↑ Buy | 1,000 | $12.90 | $13K | Direct | Sep 29, 2022 (0d) |
| Sep 22, 2022 | GOF | ↓ Sell | 2,000 | $16.01 | $32K | Direct | Sep 22, 2022 (0d) |
| Sep 22, 2022 | GBAB | ↑ Buy | 1,000 | $15.98 | $16K | Direct | Sep 22, 2022 (0d) |
| Sep 22, 2022 | GUG | ↑ Buy | 1,000 | $13.90 | $14K | Direct | Sep 22, 2022 (0d) |
| Apr 5, 2022 | GUG | ↑ Buy | 110 | $17.25 | $2K | Direct | Apr 5, 2022 (0d) |
| Mar 31, 2022 | GUG | ↑ Buy | 850 | $17.45 | $15K | Direct | Mar 31, 2022 (0d) |
| Mar 17, 2022 | GUG | ↑ Buy | 1,436 | $17.35 | $25K | Direct | Mar 17, 2022 (0d) |
| Feb 22, 2022 | GUG | ↑ Buy | 1,008 | $18.85 | $19K | Direct | Feb 2, 2022 (0d) |
| Dec 4, 2020 | GBAB | ↑ Buy | 650 | $24.78 | $16K | Direct | Dec 4, 2020 (0d) |
| Dec 4, 2020 | GGM | ↑ Buy | 615 | $19.50 | $12K | Direct | Dec 4, 2020 (0d) |
| Dec 4, 2020 | GPM | ↑ Buy | 1,500 | $6.50 | $10K | Direct | Dec 4, 2020 (0d) |
| Dec 4, 2020 | GOF | ↑ Buy | 415 | $19.08 | $8K | Direct | Dec 4, 2020 (0d) |
| May 8, 2020 | FMO | ↑ Buy | 1,932 | $1.83 | $4K | Direct | May 8, 2020 (0d) |
| May 7, 2020 | FMO | ↑ Buy | 568 | $1.78 | $1K | Direct | May 8, 2020 (1d) |
| Dec 2, 2019 | GPM | ↑ Buy | 1,000 | $8.09 | $8K | Direct | Dec 2, 2019 (0d) |
| Dec 2, 2019 | FMO | ↑ Buy | 1,100 | $7.10 | $8K | Direct | Dec 2, 2019 (0d) |
| Dec 2, 2019 | GBAB | ↑ Buy | 325 | $23.40 | $8K | Direct | Dec 2, 2019 (0d) |
| Dec 2, 2019 | GGM | ↑ Buy | 375 | $20.20 | $8K | Direct | Dec 2, 2019 (0d) |
| Dec 2, 2019 | GOF | ↑ Buy | 361 | $19.42 | $7K | Direct | Dec 2, 2019 (0d) |
| Sep 26, 2019 | GOF | ↑ Buy | 525 | $19.07 | $10K | Direct | Sep 26, 2019 (0d) |
| Sep 26, 2019 | FMO | ↑ Buy | 450 | $8.85 | $4K | Direct | Sep 26, 2019 (0d) |
| Jun 27, 2019 | GBAB | ↑ Buy | 250 | $23.65 | $6K | Direct | Jun 27, 2019 (0d) |
| Jun 27, 2019 | GGM | ↑ Buy | 250 | $20.70 | $5K | Direct | Jun 27, 2019 (0d) |
| Jun 27, 2019 | FMO | ↑ Buy | 300 | $9.54 | $3K | Direct | Jun 27, 2019 (0d) |
| Apr 1, 2019 | WIW | ↑ Buy | 250 | $11.09 | $3K | Direct | Apr 1, 2019 (0d) |
| Apr 1, 2019 | WIA | ↑ Buy | 250 | $10.71 | $3K | Direct | Apr 1, 2019 (0d) |
| Jan 3, 2019 | GBAB | ↑ Buy | 132 | $22.22 | $3K | Direct | Jan 3, 2019 (0d) |
| Jan 3, 2019 | GOF | ↑ Buy | 150 | $18.67 | $3K | Direct | Jan 3, 2019 (0d) |
| Jan 3, 2019 | GGM | ↑ Buy | 150 | $18.66 | $3K | Direct | Jan 3, 2019 (0d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other GUG insiders
Open-market trades in the last 12 months
About Ronald E Toupin Jr's insider trades
Ronald E Toupin Jr is an insider at Guggenheim Active Allocation Fund (GUG). Since Feb 23, 2012, Ronald has reported 157 open-market purchases worth $573K and 3 sales worth $93K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (1 filing), grants and awards (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every GUG insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.