Theodore J Brombach insider trades: XAI Octagon Floating Rate & Alternative Income Trust (XFLT) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Theodore reports to the SEC
Open-market buys and sales
36 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| May 10, 2024 | XFLT | ↑ Buy | 6,867 | $7.13 | $49K | XMS Holdings LLC | May 10, 2024 (0d) |
| Dec 12, 2023 | XFLT | ↑ Buy | 825 | $7.05 | $6K | XMS Holdings LLC | Dec 13, 2023 (1d) |
| Dec 5, 2023 | XFLT | ↑ Buy | 6,000 | $6.89 | $41K | XMS Holdings LLC | Dec 6, 2023 (1d) |
| Nov 13, 2023 | XFLT | ↑ Buy | 289 | $7.08 | $2K | XMS Holdings LLC | Nov 16, 2023 (3d) |
| Nov 11, 2022 | XFLT | ↑ Buy | 3,050 | $6.67 | $20K | XMS Holdings LLC | Nov 15, 2022 (4d) |
| Nov 10, 2022 | XFLT | ↑ Buy | 2,000 | $6.64 | $13K | XMS Holdings LLC | Nov 14, 2022 (4d) |
| Nov 9, 2022 | XFLT | ↑ Buy | 6,000 | $6.51 | $39K | XMS Holdings LLC | Nov 9, 2022 (0d) |
| Nov 4, 2022 | XFLT | ↑ Buy | 4,000 | $6.39 | $26K | XMS Holdings LLC | Nov 4, 2022 (0d) |
| Jul 21, 2021 | XFLT | ↑ Buy | 29,500 | $8.50 | $251K | Direct | Jul 22, 2021 (1d) |
| Mar 18, 2020 | XFLT | ↑ Buy | 2,000 | $4.50 | $9K | Direct | Mar 18, 2020 (0d) |
| Jan 10, 2020 | XFLT | ↑ Buy | 1,221 | $8.18 | $10K | Direct | Jan 13, 2020 (3d) |
| Oct 11, 2018 | XFLT | ↓ Sell | 100 | $9.88 | $988 | Direct | Oct 12, 2018 (1d) |
| Oct 10, 2018 | XFLT | ↓ Sell | 400 | $9.88 | $4K | Direct | Oct 11, 2018 (1d) |
| Oct 8, 2018 | XFLT | ↓ Sell | 100 | $9.80 | $980 | Direct | Oct 9, 2018 (1d) |
| Oct 4, 2018 | XFLT | ↓ Sell | 100 | $9.83 | $983 | Direct | Oct 5, 2018 (1d) |
| Oct 3, 2018 | XFLT | ↓ Sell | 1,080 | $9.85 | $11K | Direct | Oct 4, 2018 (1d) |
| Oct 2, 2018 | XFLT | ↓ Sell | 600 | $9.82 | $6K | Direct | Oct 3, 2018 (1d) |
| Oct 1, 2018 | XFLT | ↓ Sell | 965 | $9.82 | $9K | Direct | Oct 2, 2018 (1d) |
| Sep 27, 2018 | XFLT | ↓ Sell | 700 | $9.82 | $7K | Direct | Sep 28, 2018 (1d) |
| Sep 26, 2018 | XFLT | ↓ Sell | 300 | $9.80 | $3K | Direct | Oct 1, 2018 (5d) |
| Sep 25, 2018 | XFLT | ↓ Sell | 300 | $9.82 | $3K | Direct | Sep 26, 2018 (1d) |
| Sep 20, 2018 | XFLT | ↓ Sell | 200 | $9.80 | $2K | Direct | Sep 21, 2018 (1d) |
| Sep 19, 2018 | XFLT | ↓ Sell | 300 | $9.82 | $3K | Direct | Sep 20, 2018 (1d) |
| Sep 18, 2018 | XFLT | ↓ Sell | 300 | $9.83 | $3K | Direct | Sep 19, 2018 (1d) |
| Sep 17, 2018 | XFLT | ↓ Sell | 200 | $9.81 | $2K | Direct | Sep 18, 2018 (1d) |
| Sep 14, 2018 | XFLT | ↓ Sell | 900 | $9.87 | $9K | Direct | Sep 17, 2018 (3d) |
| Sep 13, 2018 | XFLT | ↓ Sell | 2,900 | $9.87 | $29K | Direct | Sep 14, 2018 (1d) |
| Sep 12, 2018 | XFLT | ↓ Sell | 1,000 | $9.87 | $10K | Direct | Sep 13, 2018 (1d) |
| Sep 11, 2018 | XFLT | ↓ Sell | 300 | $9.87 | $3K | Direct | Sep 12, 2018 (1d) |
| Sep 10, 2018 | XFLT | ↓ Sell | 300 | $9.87 | $3K | Direct | Sep 11, 2018 (1d) |
| Sep 7, 2018 | XFLT | ↓ Sell | 300 | $9.85 | $3K | Direct | Sep 10, 2018 (3d) |
| Sep 6, 2018 | XFLT | ↓ Sell | 1,000 | $9.88 | $10K | Direct | Sep 7, 2018 (1d) |
| Sep 5, 2018 | XFLT | ↓ Sell | 300 | $9.86 | $3K | Direct | Sep 6, 2018 (1d) |
| Sep 4, 2018 | XFLT | ↓ Sell | 2,600 | $9.89 | $26K | Direct | Sep 5, 2018 (1d) |
| Aug 31, 2018 | XFLT | ↓ Sell | 1,100 | $9.95 | $11K | Direct | Sep 4, 2018 (4d) |
| Aug 30, 2018 | XFLT | ↓ Sell | 7,050 | $9.99 | $70K | Direct | Aug 30, 2018 (0d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other XFLT insiders
Open-market trades in the last 12 months
About Theodore J Brombach's insider trades
Theodore J Brombach is President & CEO at XAI Octagon Floating Rate & Alternative Income Trust (XFLT). Since Aug 30, 2018, Theodore has reported 11 open-market purchases worth $466K and 25 sales worth $232K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (5 filings), gifts (1 filing), option exercises (1 filing), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every XFLT insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.