John Yogi Spence insider trades: XAI Floating Rate & Alternative Income Trust (XFLT) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where John reports to the SEC
Open-market buys and sales
59 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Oct 23, 2026 | XFLT | ↑ Buy | 1,000 | $16.50 | $17K | Direct | Oct 26, 2026 (3d) |
| Oct 21, 2026 | XFLT | ↑ Buy | 2,000 | $17.07 | $34K | Direct | Oct 22, 2026 (1d) |
| Sep 1, 2026 | NONE | ↑ Buy | 10,388 | $9.63 | $100K | Direct | Sep 3, 2026 (2d) |
| Feb 19, 2026 | XFLT | ↑ Buy | 5,000 | $3.90 | $20K | Direct | Feb 19, 2026 (0d) |
| Feb 21, 2025 | XFLT | ↑ Buy | 2,000 | $6.38 | $13K | Direct | Feb 21, 2025 (0d) |
| Feb 19, 2025 | XFLT | ↑ Buy | 3,000 | $6.41 | $19K | Direct | Feb 19, 2025 (0d) |
| Dec 31, 2024 | OCTIX | ↑ Buy | 967 | $25.85 | $25K | Direct | Jan 3, 2025 (3d) |
| Dec 31, 2024 | OCTIX | ↑ Buy | 59 | $25.34 | $2K | Direct | Jan 3, 2025 (3d) |
| Dec 19, 2024 | XFLT | ↑ Buy | 2,000 | $6.50 | $13K | Direct | Dec 20, 2024 (1d) |
| Dec 19, 2024 | MCN | ↑ Buy | 2,500 | $6.62 | $17K | Direct | Dec 19, 2024 (0d) |
| Sep 19, 2024 | AIRJ | ↑ Buy | 17,647 | $8.50 | $150K | Direct | Oct 21, 2024 (32d) |
| May 10, 2024 | XFLT | ↑ Buy | 6,867 | $7.13 | $49K | XMS Holdings LLC | May 10, 2024 (0d) |
| Dec 12, 2023 | XFLT | ↑ Buy | 825 | $7.05 | $6K | XMS Holdings LLC | Dec 13, 2023 (1d) |
| Dec 5, 2023 | XFLT | ↑ Buy | 6,000 | $6.89 | $41K | XMS Holdings LLC | Dec 6, 2023 (1d) |
| Nov 13, 2023 | XFLT | ↑ Buy | 289 | $7.08 | $2K | XMS Holdings LLC | Nov 16, 2023 (3d) |
| Dec 22, 2022 | XFLT | ↑ Buy | 500 | $6.33 | $3K | Direct | Dec 23, 2022 (1d) |
| Nov 11, 2022 | XFLT | ↑ Buy | 3,050 | $6.67 | $20K | XMS Holdings LLC | Nov 15, 2022 (4d) |
| Nov 10, 2022 | XFLT | ↑ Buy | 2,000 | $6.64 | $13K | XMS Holdings LLC | Nov 14, 2022 (4d) |
| Nov 9, 2022 | XFLT | ↑ Buy | 6,000 | $6.51 | $39K | XMS Holdings LLC | Nov 9, 2022 (0d) |
| Nov 4, 2022 | XFLT | ↑ Buy | 4,000 | $6.39 | $26K | XMS Holdings LLC | Nov 4, 2022 (0d) |
| Sep 23, 2022 | XFLT | ↑ Buy | 3,000 | $6.23 | $19K | Direct | Sep 23, 2022 (0d) |
| Sep 2, 2022 | XFLT | ↑ Buy | 2,000 | $6.99 | $14K | Direct | Sep 2, 2022 (0d) |
| Aug 19, 2022 | XFLT | ↑ Buy | 3,000 | $7.16 | $21K | Direct | Aug 22, 2022 (3d) |
| Dec 20, 2021 | XFLT | ↑ Buy | 4,000 | $8.53 | $34K | Direct | Dec 20, 2021 (0d) |
| Jul 21, 2021 | XFLT | ↑ Buy | 9,500 | $8.50 | $81K | Direct | Jul 21, 2021 (0d) |
| Jul 21, 2021 | XFLT | ↑ Buy | 500 | $8.50 | $4K | By Spouse | Jul 21, 2021 (0d) |
| Mar 16, 2020 | XFLT | ↑ Buy | 3,000 | $5.69 | $17K | Direct | Mar 16, 2020 (0d) |
| Mar 12, 2020 | XFLT | ↑ Buy | 1,800 | $5.91 | $11K | Direct | Mar 12, 2020 (0d) |
| Mar 6, 2020 | XFLT | ↑ Buy | 5,000 | $7.38 | $37K | Direct | Mar 6, 2020 (0d) |
| Dec 21, 2018 | XFLT | ↑ Buy | 2,500 | $7.37 | $18K | Direct | Dec 21, 2018 (0d) |
| Oct 11, 2018 | XFLT | ↓ Sell | 100 | $9.88 | $988 | Direct | Oct 12, 2018 (1d) |
| Oct 10, 2018 | XFLT | ↓ Sell | 400 | $9.88 | $4K | Direct | Oct 11, 2018 (1d) |
| Oct 8, 2018 | XFLT | ↓ Sell | 7 | $9.80 | $69 | Direct | Oct 9, 2018 (1d) |
| Oct 5, 2018 | XFLT | ↓ Sell | 100 | $9.80 | $980 | Direct | Oct 9, 2018 (4d) |
| Oct 4, 2018 | XFLT | ↓ Sell | 100 | $9.83 | $983 | Direct | Oct 5, 2018 (1d) |
| Oct 3, 2018 | XFLT | ↓ Sell | 1,080 | $9.85 | $11K | Direct | Oct 4, 2018 (1d) |
| Oct 2, 2018 | XFLT | ↓ Sell | 511 | $9.81 | $5K | Direct | Oct 3, 2018 (1d) |
| Oct 1, 2018 | XFLT | ↓ Sell | 1,200 | $9.82 | $12K | Direct | Oct 2, 2018 (1d) |
| Sep 27, 2018 | XFLT | ↓ Sell | 700 | $9.82 | $7K | Direct | Sep 28, 2018 (1d) |
| Sep 26, 2018 | XFLT | ↓ Sell | 400 | $9.80 | $4K | Direct | Oct 1, 2018 (5d) |
| Sep 25, 2018 | XFLT | ↓ Sell | 200 | $9.82 | $2K | Direct | Sep 26, 2018 (1d) |
| Sep 20, 2018 | XFLT | ↓ Sell | 200 | $9.80 | $2K | Direct | Sep 21, 2018 (1d) |
| Sep 19, 2018 | XFLT | ↓ Sell | 400 | $9.82 | $4K | Direct | Sep 20, 2018 (1d) |
| Sep 18, 2018 | XFLT | ↓ Sell | 300 | $9.83 | $3K | Direct | Sep 19, 2018 (1d) |
| Sep 17, 2018 | XFLT | ↓ Sell | 200 | $9.81 | $2K | Direct | Sep 18, 2018 (1d) |
| Sep 14, 2018 | XFLT | ↓ Sell | 1,000 | $9.87 | $10K | Direct | Sep 17, 2018 (3d) |
| Sep 13, 2018 | XFLT | ↓ Sell | 2,820 | $9.87 | $28K | Direct | Sep 14, 2018 (1d) |
| Sep 12, 2018 | XFLT | ↓ Sell | 1,100 | $9.83 | $11K | Direct | Sep 13, 2018 (1d) |
| Sep 11, 2018 | XFLT | ↓ Sell | 300 | $9.87 | $3K | Direct | Sep 12, 2018 (1d) |
| Sep 10, 2018 | XFLT | ↓ Sell | 300 | $9.87 | $3K | Direct | Sep 11, 2018 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About John Yogi Spence's insider trades
John Yogi Spence is Vice President at XAI Floating Rate & Alternative Income Trust (XFLT). Since Dec 29, 2017, John has reported 33 open-market purchases worth $881K and 26 sales worth $231K on SEC Form 4. In the last 12 months: 4 buys ($170K).
Their filings also include other transactions (5 filings), gifts (2 filings), grants and awards (1 filing), option exercises (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every XFLT insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.