VAM Insider Trading Activity and SEC Form 4 Filings
VAM insider trading summary
No open-market insider purchases or sales of Vivaldi Opportunities Fund (VAM) have been reported on SEC Form 4 in the past 12 months.
Latest VAM insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Jun 21, 2019 | Daniel Asher | 10% Owner | Sell | $22K (1,580 @ $14.19) |
| Jun 19, 2019 | Daniel Asher | 10% Owner | Sell | $41K (2,886 @ $14.15) |
| Jun 18, 2019 | Daniel Asher | 10% Owner | Sell | $3K (200 @ $14.15) |
| Jun 14, 2019 | Daniel Asher | 10% Owner | Sell | $3K (200 @ $14.20) |
| Jun 13, 2019 | Daniel Asher | 10% Owner | Sell | $3K (200 @ $14.20) |
| Feb 27, 2019 | Michael P Peck | President | Buy | $14K (1,000 @ $13.74) |
| Jan 7, 2019 | Daniel Asher | 10% Owner | Sell | $1K (100 @ $14.15) |
| Jan 3, 2019 | Daniel Asher | 10% Owner | Sell | $6K (400 @ $14.14) |
| Dec 31, 2018 | Daniel Asher | 10% Owner | Sell | $37K (2,600 @ $14.21) |
| Dec 20, 2018 | Daniel Asher | 10% Owner | Sell | $21K (1,441 @ $14.46) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.