PLCC Insider Trading Activity and SEC Form 4 Filings
PLCC insider trading summary
No open-market insider purchases or sales of Paulson Capital Corp (PLCC) have been reported on SEC Form 4 in the past 12 months.
Latest PLCC insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Sep 30, 2013 | Murray George Smith | Chief Financial Officer | Buy | $3K (3,027 @ $1.13) |
| Aug 21, 2013 | Murray George Smith | Chief Financial Officer | Buy | $2K (1,973 @ $1.10) |
| Aug 20, 2013 | Murray George Smith | Chief Financial Officer | Buy | $2K (2,000 @ $1.18) |
| Aug 20, 2013 | Murray George Smith | Chief Financial Officer | Buy | $6K (5,000 @ $1.20) |
| Apr 9, 2012 | Shannon Pratt | Director | Buy | $23K (20,000 @ $1.15) |
| Apr 2, 2012 | Shannon Pratt | Director | Buy | $22K (20,000 @ $1.10) |
| Mar 19, 2012 | Shannon Pratt | Director | Buy | $25K (20,000 @ $1.25) |
| Mar 12, 2012 | Shannon Pratt | Director | Buy | $8K (7,000 @ $1.10) |
| Nov 13, 2009 | Shannon Pratt | Director | Buy | $8K (6,000 @ $1.35) |
| Oct 13, 2009 | Shawn McChesney | Insider | Sell | $2K (1,500 @ $1.59) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.