LIQD Insider Trading Activity and SEC Form 4 Filings
LIQD insider trading summary
No open-market insider purchases or sales of Liquid Holdings Group, Inc. (LIQD) have been reported on SEC Form 4 in the past 12 months.
Latest LIQD insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Dec 9, 2015 | MSD Partners, L.P. | 10% Owner | Sell | $91K (6,000,000 @ $0.02) |
| Dec 9, 2015 | MSD Credit Opportunity Master Fund, L.P. | 10% Owner | Sell | $91K (6,000,000 @ $0.02) |
| Nov 3, 2014 | Alan C. Guarino | Director | Buy | $16K (20,000 @ $0.78) |
| Sep 18, 2014 | Kenneth David Shifrin | Chief Financial Officer | Sell | $19K (13,480 @ $1.43) |
| Aug 20, 2014 | Kenneth David Shifrin | Chief Financial Officer | Sell | $27K (20,260 @ $1.35) |
| May 20, 2014 | Jay Howard Bernstein | Director | Buy | $34K (25,000 @ $1.35) |
| May 20, 2014 | Victor R Simone Jr | Director | Buy | $40K (25,000 @ $1.58) |
| May 19, 2014 | Jay Howard Bernstein | Director | Buy | $64K (50,000 @ $1.28) |
| May 16, 2014 | Jay Howard Bernstein | Director | Buy | $63K (50,300 @ $1.26) |
| May 16, 2014 | Brian M Storms | Chief Executive Officer | Buy | $126K (100,000 @ $1.26) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.