CMFN Insider Trading Activity and SEC Form 4 Filings
CMFN insider trading summary
No open-market insider purchases or sales of CM Finance Inc (CMFN) have been reported on SEC Form 4 in the past 12 months.
Latest CMFN insider buys and sells
| Date | Insider | Role | Type | Value |
|---|---|---|---|---|
| Nov 14, 2018 | Rocco Delguercio | See Remarks | Buy | $4K (500 @ $8.14) |
| Nov 13, 2018 | Rocco Delguercio | See Remarks | Buy | $4K (500 @ $8.13) |
| Sep 19, 2018 | Rocco Delguercio | See Remarks | Buy | $9K (1,000 @ $9.02) |
| May 18, 2018 | Rocco Delguercio | CFO, CCO & Treasurer | Buy | $9K (1,000 @ $8.68) |
| Nov 15, 2017 | Rocco Delguercio | CFO, CCO & Treasurer | Buy | $8K (1,000 @ $8.28) |
| Sep 11, 2017 | Michael Mauer | Chief Executive Officer | Buy | $8K (800 @ $9.60) |
| Sep 11, 2017 | Michael Mauer | Chief Executive Officer | Buy | $2K (200 @ $9.65) |
| Sep 11, 2017 | Michael Mauer | Chief Executive Officer | Buy | $19K (2,000 @ $9.60) |
| Sep 11, 2017 | Michael Mauer | Chief Executive Officer | Buy | $10K (1,000 @ $9.61) |
| Mar 21, 2017 | Michael Mauer | Chief Executive Officer | Buy | $8K (799 @ $9.95) |
Source: SEC Form 4 filings. Open-market purchases (code P) and sales (code S) only; option exercises, grants and gifts are excluded.