William Adams IV insider trades: Nuveen Dividend Advantage Municipal Fund (NAD) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where William reports to the SEC
Open-market buys and sales
19 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 23, 2013 | NAD | ↓ Sell | 26,500 | $12.86 | $341K | By Spouse | Dec 26, 2013 (3d) |
| Dec 23, 2013 | CFD | ↑ Buy | 15,500 | $15.24 | $236K | By Trust | Dec 26, 2013 (3d) |
| Dec 23, 2013 | CFD | ↑ Buy | 3,000 | $15.23 | $46K | By Child's Trust | Dec 26, 2013 (3d) |
| Jan 10, 2013 | JQC | ↑ Buy | 7,300 | $10.00 | $73K | By Trust | Jan 14, 2013 (4d) |
| Oct 23, 2012 | JQC | ↑ Buy | 15,000 | $9.70 | $146K | By Trust | Oct 25, 2012 (2d) |
| Mar 8, 2011 | JRS | ↓ Sell | 3,000 | $10.68 | $32K | By Custodian For Child 3 | Mar 10, 2011 (2d) |
| Mar 8, 2011 | JRS | ↓ Sell | 3,000 | $10.68 | $32K | By Custodian For Child 1 | Mar 10, 2011 (2d) |
| Oct 21, 2009 | JRS | ↓ Sell | 2,000 | $7.50 | $15K | By Custodian For Child 3 | Jan 29, 2010 (100d) |
| Oct 21, 2009 | JRS | ↓ Sell | 1,000 | $7.53 | $8K | By Custodian For Child 2 | Jan 29, 2010 (100d) |
| Oct 21, 2009 | JRS | ↓ Sell | 1,000 | $7.49 | $7K | By Custodian For Child 1 | Jan 29, 2010 (100d) |
| Dec 27, 2007 | NAD | ↓ Sell | 8,400 | $13.09 | $110K | By Spouse | Dec 31, 2007 (4d) |
| Dec 27, 2007 | NUV | ↓ Sell | 800 | $9.21 | $7K | By Spouse | Dec 31, 2007 (4d) |
| Feb 20, 2007 | JNC | ↓ Sell | 30,000 | $52.07 | $1.6M | Direct | Feb 20, 2007 (0d) |
| Feb 16, 2007 | JNC | ↓ Sell | 30,000 | $52.00 | $1.6M | Direct | Feb 16, 2007 (0d) |
| Feb 14, 2007 | JNC | ↓ Sell | 30,000 | $51.68 | $1.6M | Direct | Feb 15, 2007 (1d) |
| Feb 5, 2007 | JNC | ↓ Sell | 75,000 | $51.15 | $3.8M | Direct | Feb 7, 2007 (2d) |
| Nov 10, 2005 | JNC | ↓ Sell | 30,000 | $41.25 | $1.2M | Direct | Nov 10, 2005 (0d) |
| Nov 9, 2005 | JNC | ↓ Sell | 40,000 | $40.27 | $1.6M | Direct | Nov 10, 2005 (1d) |
| Nov 8, 2005 | JNC | ↓ Sell | 50,000 | $40.10 | $2.0M | Direct | Nov 10, 2005 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other NAD insiders
Open-market trades in the last 12 months
About William Adams IV's insider trades
William Adams IV is Vice President at Nuveen Dividend Advantage Municipal Fund (NAD). Since Nov 8, 2005, William has reported 4 open-market purchases worth $500K and 15 sales worth $13.9M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (7 filings), grants and awards (2 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every NAD insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.