Tracy V Maitland insider trades: Advent Convertible & Income Fund (AVK) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Tracy reports to the SEC
Open-market buys and sales
40 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Oct 17, 2024 | AVK | ↑ Buy | 13,179 | $11.28 | $149K | Direct | Oct 21, 2024 (4d) |
| Dec 20, 2023 | AVK | ↓ Sell | 7,163 | $11.17 | $80K | Direct | Dec 22, 2023 (2d) |
| Jul 18, 2023 | AVK | ↓ Sell | 19,048 | $11.72 | $223K | Direct | Jul 18, 2023 (0d) |
| Jul 17, 2023 | AVK | ↓ Sell | 40,000 | $11.68 | $467K | Indirect | Jul 18, 2023 (1d) |
| Dec 29, 2021 | AVK | ↓ Sell | 94,000 | $17.81 | $1.7M | Indirect | Dec 29, 2021 (0d) |
| Jan 16, 2019 | AVK | ↑ Buy | 21,000 | $13.61 | $286K | Indirect | Jan 16, 2019 (0d) |
| Jan 9, 2019 | AVK | ↑ Buy | 15,000 | $13.53 | $203K | Indirect | Jan 11, 2019 (2d) |
| Oct 10, 2018 | AVK | ↑ Buy | 20,000 | $14.70 | $294K | Indirect | Oct 12, 2018 (2d) |
| Sep 27, 2018 | AVK | ↑ Buy | 6,000 | $15.69 | $94K | Indirect | Oct 1, 2018 (4d) |
| Sep 10, 2018 | AVK | ↑ Buy | 24,000 | $15.70 | $377K | Indirect | Sep 11, 2018 (1d) |
| Sep 6, 2018 | AVK | ↑ Buy | 50,000 | $15.68 | $784K | Indirect | Sep 6, 2018 (0d) |
| Nov 13, 2017 | AGC | ↓ Sell | 10,000 | $6.02 | $60K | Indirect | Nov 14, 2017 (1d) |
| Sep 15, 2017 | AGC | ↓ Sell | 469,000 | $6.19 | $2.9M | Indirect | Sep 15, 2017 (0d) |
| Aug 11, 2017 | AGC | ↓ Sell | 75,000 | $6.10 | $457K | Indirect | Aug 14, 2017 (3d) |
| Feb 13, 2017 | AGC | ↑ Buy | 33,000 | $6.28 | $207K | Indirect | Feb 15, 2017 (2d) |
| Feb 10, 2017 | AGC | ↑ Buy | 21,000 | $6.28 | $132K | Indirect | Feb 13, 2017 (3d) |
| Dec 30, 2016 | AGC | ↑ Buy | 17,100 | $5.85 | $100K | Indirect | Jan 3, 2017 (4d) |
| Dec 29, 2016 | AGC | ↑ Buy | 50,000 | $5.87 | $293K | Indirect | Dec 29, 2016 (0d) |
| Dec 28, 2016 | AGC | ↑ Buy | 50,000 | $5.87 | $294K | Indirect | Dec 29, 2016 (1d) |
| Dec 27, 2016 | AGC | ↑ Buy | 73,300 | $5.86 | $429K | Indirect | Dec 28, 2016 (1d) |
| Nov 30, 2016 | AGC | ↑ Buy | 9,600 | $5.53 | $53K | Indirect | Dec 1, 2016 (1d) |
| Nov 10, 2016 | AGC | ↑ Buy | 31,029 | $5.31 | $165K | Indirect | Nov 14, 2016 (4d) |
| Oct 21, 2016 | AGC | ↑ Buy | 10,000 | $5.60 | $56K | Indirect | Oct 24, 2016 (3d) |
| Oct 11, 2016 | AGC | ↑ Buy | 20,000 | $5.66 | $113K | Indirect | Oct 12, 2016 (1d) |
| Sep 23, 2016 | AGC | ↑ Buy | 20,000 | $5.83 | $117K | Indirect | Sep 26, 2016 (3d) |
| Sep 20, 2016 | AGC | ↑ Buy | 7,500 | $5.74 | $43K | Indirect | Sep 21, 2016 (1d) |
| Sep 15, 2016 | AGC | ↑ Buy | 7,500 | $5.75 | $43K | Indirect | Sep 16, 2016 (1d) |
| Sep 12, 2016 | AGC | ↑ Buy | 15,000 | $5.73 | $86K | Indirect | Sep 13, 2016 (1d) |
| Sep 7, 2016 | AGC | ↑ Buy | 16,900 | $5.91 | $100K | Indirect | Sep 12, 2016 (5d) |
| Aug 31, 2016 | AGC | ↑ Buy | 172,071 | $5.85 | $1.0M | Indirect | Aug 31, 2016 (0d) |
| Jul 16, 2015 | LCM | ↑ Buy | 15,000 | $9.24 | $139K | Direct | Jul 16, 2015 (0d) |
| Jun 12, 2014 | LCM | ↑ Buy | 5,000 | $10.20 | $51K | Direct | Jun 13, 2014 (1d) |
| Jan 28, 2013 | LCM | ↑ Buy | 8,700 | $9.99 | $87K | taxable - Tracy V. Maitland | Jan 29, 2013 (1d) |
| Jan 28, 2013 | AGC | ↑ Buy | 10,000 | $7.02 | $70K | Taxable - Tracy V. Maitland | Jan 29, 2013 (1d) |
| Jan 28, 2013 | LCM | ↑ Buy | 6,300 | $9.98 | $63K | Taxable - Tracy V. Maitland | Jan 29, 2013 (1d) |
| Jan 28, 2013 | LCM | ↑ Buy | 3,000 | $9.98 | $30K | IRA - Tracy V. Maitland | Jan 29, 2013 (1d) |
| Feb 3, 2012 | LCM | ↑ Buy | 10,000 | $9.93 | $99K | Direct | Feb 6, 2012 (3d) |
| Dec 18, 2008 | AVK | ↑ Buy | 10,000 | $8.84 | $88K | Direct | Dec 19, 2008 (1d) |
| Aug 20, 2007 | AGC | ↑ Buy | 2,000 | $16.51 | $33K | Direct | Aug 20, 2007 (0d) |
| Jul 19, 2007 | AGC | ↑ Buy | 4,000 | $19.49 | $78K | Direct | Jul 23, 2007 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Tracy V Maitland's insider trades
Tracy V Maitland is Chairman, President & CEO at Advent Convertible & Income Fund (AVK). Since Jul 19, 2007, Tracy has reported 33 open-market purchases worth $6.2M and 7 sales worth $5.9M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every AVK insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.