Thomas Richard Johnson insider trades: Penson Worldwide (PNSN) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Thomas reports to the SEC
Open-market buys and sales
6 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Aug 4, 2009 | PNSN | ↓ Sell | 12,600 | $11.52 | $145K | By Call Now, Inc. | Aug 4, 2009 (0d) |
| Aug 3, 2009 | PNSN | ↓ Sell | 87,400 | $11.73 | $1.0M | By Call Now, Inc. | Aug 3, 2009 (0d) |
| Aug 1, 2008 | PNSN | ↓ Sell | 30,000 | $18.30 | $549K | By Call Now, Inc. | Aug 4, 2008 (3d) |
| May 24, 2006 | PNSN | ↓ Sell | 20,522 | $17.00 | $349K | By Call Now, Inc. | May 26, 2006 (2d) |
| May 17, 2006 | PNSN | ↓ Sell | 136,815 | $17.00 | $2.3M | By Call Now, Inc. | May 18, 2006 (1d) |
| May 24, 2005 | CLNW | ↑ Buy | 3,500 | $7.25 | $25K | Direct | May 24, 2005 (0d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Thomas Richard Johnson's insider trades
Thomas Richard Johnson is a director at Penson Worldwide (PNSN). Since May 24, 2005, Thomas has reported 1 open-market purchase worth $25K and 5 sales worth $4.4M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (18 filings), grants and awards (6 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every PNSN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.