Thomas J Herzfeld insider trades: Herzfeld Credit Income Fund (HERZ) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Thomas reports to the SEC
Open-market buys and sales
59 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Apr 15, 2026 | HERZ | ↑ Buy | 3,610 | $16.01 | $58K | Direct | Apr 17, 2026 (2d) |
| Mar 27, 2026 | HERZ | ↑ Buy | 2,974 | $15.50 | $46K | Direct | Mar 31, 2026 (4d) |
| Mar 3, 2026 | HERZ | ↑ Buy | 5,036 | $15.44 | $78K | Direct | Mar 4, 2026 (1d) |
| Apr 7, 2025 | CUBA | ↑ Buy | 1,706 | $2.40 | $4K | Direct | Apr 9, 2025 (2d) |
| Apr 1, 2025 | CUBA | ↑ Buy | 781 | $2.65 | $2K | Direct | Apr 3, 2025 (2d) |
| Mar 31, 2025 | CUBA | ↑ Buy | 864 | $2.60 | $2K | Direct | Apr 1, 2025 (1d) |
| Mar 25, 2025 | CUBA | ↑ Buy | 3,824 | $2.70 | $10K | Direct | Mar 26, 2025 (1d) |
| Mar 14, 2025 | CUBA | ↑ Buy | 987 | $2.64 | $3K | Direct | Mar 18, 2025 (4d) |
| Mar 13, 2025 | CUBA | ↑ Buy | 8,549 | $2.64 | $23K | Direct | Mar 17, 2025 (4d) |
| Mar 13, 2025 | CUBA | ↑ Buy | 8,549 | $2.64 | $23K | Direct | Mar 14, 2025 (1d) |
| Mar 11, 2025 | CUBA | ↑ Buy | 2,502 | $2.58 | $6K | Direct | Mar 12, 2025 (1d) |
| Mar 7, 2025 | CUBA | ↑ Buy | 1,067 | $2.59 | $3K | Direct | Mar 11, 2025 (4d) |
| Mar 6, 2025 | CUBA | ↑ Buy | 3,563 | $2.59 | $9K | Direct | Mar 10, 2025 (4d) |
| Mar 5, 2025 | CUBA | ↑ Buy | 27,186 | $2.51 | $68K | Direct | Mar 6, 2025 (1d) |
| Nov 14, 2022 | CUBA | ↓ Sell | 71,983 | $4.98 | $359K | Direct | Nov 16, 2022 (2d) |
| Nov 12, 2021 | CUBA | ↓ Sell | 50,406 | $6.98 | $352K | Direct | Nov 17, 2021 (5d) |
| Mar 10, 2021 | CUBA | ↓ Sell | 45,769 | $6.80 | $311K | Direct | Mar 12, 2021 (2d) |
| Mar 23, 2020 | CUBA | ↑ Buy | 4,153 | $2.58 | $11K | Direct | Mar 25, 2020 (2d) |
| Mar 16, 2020 | CUBA | ↑ Buy | 26,658 | $4.02 | $107K | Direct | Mar 16, 2020 (0d) |
| Jan 3, 2019 | CUBA | ↑ Buy | 16,000 | $4.98 | $80K | Direct | Jan 4, 2019 (1d) |
| Oct 23, 2018 | CUBA | ↑ Buy | 20,000 | $5.84 | $117K | Direct | Oct 25, 2018 (2d) |
| Jun 25, 2018 | CUBA | ↑ Buy | 10,000 | $6.69 | $67K | Direct | Jun 27, 2018 (2d) |
| Apr 23, 2018 | CUBA | ↑ Buy | 5,000 | $7.09 | $35K | Direct | Apr 25, 2018 (2d) |
| Apr 4, 2018 | CUBA | ↑ Buy | 5,000 | $6.99 | $35K | Direct | Apr 6, 2018 (2d) |
| Mar 22, 2018 | CUBA | ↑ Buy | 7,506 | $7.12 | $53K | Direct | Mar 23, 2018 (1d) |
| Mar 19, 2018 | CUBA | ↑ Buy | 11,100 | $7.12 | $79K | Direct | Mar 21, 2018 (2d) |
| Feb 28, 2018 | CUBA | ↑ Buy | 80 | $7.28 | $582 | Direct | Mar 2, 2018 (2d) |
| Jan 18, 2018 | CUBA | ↑ Buy | 10,420 | $7.41 | $77K | Direct | Jan 18, 2018 (0d) |
| Jan 11, 2018 | CUBA | ↑ Buy | 9,500 | $7.20 | $68K | Direct | Jan 12, 2018 (1d) |
| Jan 9, 2018 | CUBA | ↑ Buy | 13,900 | $7.25 | $101K | Direct | Jan 9, 2018 (0d) |
| Jan 3, 2018 | CUBA | ↑ Buy | 19,290 | $7.15 | $138K | Direct | Jan 3, 2018 (0d) |
| Nov 29, 2017 | CUBA | ↑ Buy | 16,620 | $7.04 | $117K | Direct | Nov 29, 2017 (0d) |
| May 24, 2017 | CUBA | ↑ Buy | 3,000 | $6.99 | $21K | Direct | May 26, 2017 (2d) |
| May 19, 2017 | CUBA | ↑ Buy | 399 | $6.97 | $3K | Direct | May 23, 2017 (4d) |
| May 17, 2017 | CUBA | ↑ Buy | 3,670 | $7.12 | $26K | Direct | May 18, 2017 (1d) |
| Apr 17, 2017 | CUBA | ↑ Buy | 3,036 | $6.90 | $21K | Direct | Apr 19, 2017 (2d) |
| Apr 7, 2017 | CUBA | ↑ Buy | 70 | $6.97 | $488 | Direct | Apr 10, 2017 (3d) |
| Mar 30, 2017 | CUBA | ↑ Buy | 160 | $6.95 | $1K | Direct | Mar 30, 2017 (0d) |
| Mar 23, 2017 | CUBA | ↑ Buy | 247 | $6.93 | $2K | Direct | Mar 23, 2017 (0d) |
| Mar 16, 2017 | CUBA | ↑ Buy | 100 | $6.91 | $691 | Direct | Mar 17, 2017 (1d) |
| Jan 17, 2017 | CUBA | ↑ Buy | 7,726 | $6.48 | $50K | Direct | Jan 17, 2017 (0d) |
| Dec 23, 2016 | CUBA | ↑ Buy | 160 | $6.76 | $1K | Direct | Dec 27, 2016 (4d) |
| Dec 22, 2016 | CUBA | ↑ Buy | 410 | $6.79 | $3K | Direct | Dec 22, 2016 (0d) |
| Dec 23, 2014 | CUBA | ↓ Sell | 4,295 | $13.38 | $57K | Direct | Dec 24, 2014 (1d) |
| Dec 22, 2014 | CUBA | ↓ Sell | 200,000 | $12.30 | $2.5M | Direct | Dec 23, 2014 (1d) |
| Dec 19, 2013 | CUBA | ↑ Buy | 1,800 | $7.90 | $14K | Direct | Dec 23, 2013 (4d) |
| Dec 18, 2013 | CUBA | ↑ Buy | 6,100 | $7.80 | $48K | Direct | Dec 19, 2013 (1d) |
| Jul 24, 2012 | CUBA | ↑ Buy | 12,000 | $6.81 | $82K | Direct | Jul 25, 2012 (1d) |
| Aug 8, 2011 | CUBA | ↑ Buy | 12,200 | $6.15 | $75K | Direct | Aug 9, 2011 (1d) |
| Aug 4, 2011 | CUBA | ↑ Buy | 5,026 | $6.59 | $33K | Direct | Aug 5, 2011 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other HERZ insiders
Open-market trades in the last 12 months
About Thomas J Herzfeld's insider trades
Thomas J Herzfeld is an insider at Herzfeld Credit Income Fund (HERZ). Since May 24, 2006, Thomas has reported 49 open-market purchases worth $2.0M and 10 sales worth $4.2M on SEC Form 4. In the last 12 months: 3 buys ($182K).
Their filings also include other transactions (18 filings), shares returned to the company (7 filings), option exercises (5 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every HERZ insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.