Thomas J Fallon insider trades: Hercules Capital (HTGC) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Thomas reports to the SEC
Open-market buys and sales
36 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Feb 24, 2026 | HTGC | ↑ Buy | 10,000 | $14.98 | $150K | By Trust | Feb 25, 2026 (1d) |
| Feb 17, 2026 | HTGC | ↑ Buy | 20,000 | $15.88 | $318K | By Trust | Feb 19, 2026 (2d) |
| May 8, 2025 | HTGC | ↑ Buy | 5,976 | $17.53 | $105K | By Trust | May 9, 2025 (1d) |
| Aug 6, 2024 | HTGC | ↑ Buy | 5,723 | $18.33 | $105K | By Trust | Aug 8, 2024 (2d) |
| May 12, 2022 | HTGC | ↑ Buy | 10,000 | $14.88 | $149K | By Trust | May 13, 2022 (1d) |
| Jun 3, 2021 | INFN | ↓ Sell | 172,564 | $10.12 | $1.7M | Indirect | Jun 4, 2021 (1d) |
| Mar 15, 2021 | HTGC | ↓ Sell | 15,000 | $16.56 | $248K | Direct | Mar 16, 2021 (1d) |
| Mar 12, 2021 | INFN | ↓ Sell | 35,065 | $9.82 | $344K | Indirect | Mar 16, 2021 (4d) |
| Mar 1, 2021 | INFN | ↓ Sell | 64,935 | $10.00 | $649K | Indirect | Mar 3, 2021 (2d) |
| May 15, 2019 | INFN | ↑ Buy | 50,000 | $3.32 | $166K | Indirect | May 15, 2019 (0d) |
| Nov 9, 2018 | INFN | ↑ Buy | 50,000 | $4.63 | $232K | Indirect | Nov 9, 2018 (0d) |
| Nov 13, 2017 | INFN | ↑ Buy | 100,000 | $6.33 | $633K | Indirect | Nov 13, 2017 (0d) |
| Aug 1, 2016 | INFN | ↑ Buy | 100,000 | $8.54 | $854K | Indirect | Aug 2, 2016 (1d) |
| May 3, 2016 | INFN | ↑ Buy | 100,000 | $11.95 | $1.2M | Indirect | May 3, 2016 (0d) |
| Nov 23, 2015 | HTGC | ↑ Buy | 10,000 | $11.16 | $112K | Direct | Nov 24, 2015 (1d) |
| Nov 2, 2015 | INFN | ↓ Sell | 150,000 | $19.85 | $3.0M | Direct | Nov 4, 2015 (2d) |
| Nov 2, 2015 | INFN | ↓ Sell | 50,000 | $19.85 | $992K | Indirect | Nov 4, 2015 (2d) |
| Apr 24, 2015 | INFN | ↓ Sell | 150,000 | $19.65 | $2.9M | Direct | Apr 28, 2015 (4d) |
| Apr 24, 2015 | INFN | ↓ Sell | 50,000 | $19.65 | $982K | Indirect | Apr 28, 2015 (4d) |
| Jan 27, 2015 | INFN | ↓ Sell | 150,000 | $16.52 | $2.5M | Direct | Jan 29, 2015 (2d) |
| Jan 27, 2015 | INFN | ↓ Sell | 53,614 | $16.52 | $886K | Indirect | Jan 29, 2015 (2d) |
| Oct 27, 2014 | INFN | ↓ Sell | 150,000 | $13.56 | $2.0M | Direct | Oct 29, 2014 (2d) |
| Oct 27, 2014 | INFN | ↓ Sell | 60,000 | $13.56 | $813K | Indirect | Oct 29, 2014 (2d) |
| Sep 18, 2014 | INFN | ↓ Sell | 150,000 | $11.43 | $1.7M | Direct | Sep 22, 2014 (4d) |
| Sep 8, 2014 | INFN | ↓ Sell | 10,000 | $11.00 | $110K | Indirect | Sep 10, 2014 (2d) |
| Aug 25, 2014 | INFN | ↓ Sell | 50,000 | $9.73 | $487K | Indirect | Aug 27, 2014 (2d) |
| Apr 28, 2014 | INFN | ↓ Sell | 50,000 | $8.82 | $441K | Indirect | Apr 30, 2014 (2d) |
| Feb 3, 2014 | INFN | ↓ Sell | 50,000 | $8.57 | $429K | Indirect | Feb 4, 2014 (1d) |
| Oct 30, 2013 | INFN | ↓ Sell | 76,024 | $10.51 | $799K | Indirect | Oct 31, 2013 (1d) |
| Oct 28, 2013 | INFN | ↓ Sell | 50,000 | $10.12 | $506K | Indirect | Oct 29, 2013 (1d) |
| Sep 5, 2013 | INFN | ↓ Sell | 150,000 | $10.56 | $1.6M | Direct | Sep 5, 2013 (0d) |
| Aug 22, 2013 | INFN | ↓ Sell | 50,000 | $9.95 | $498K | Indirect | Aug 23, 2013 (1d) |
| Nov 21, 2012 | INFN | ↑ Buy | 50,000 | $4.47 | $224K | Indirect | Nov 23, 2012 (2d) |
| Jul 27, 2011 | INFN | ↑ Buy | 50,000 | $6.52 | $326K | Indirect | Jul 29, 2011 (2d) |
| May 21, 2010 | INFN | ↑ Buy | 90,000 | $6.82 | $614K | Indirect | May 24, 2010 (3d) |
| Nov 5, 2007 | INFN | ↓ Sell | 101,554 | $20.97 | $2.1M | Indirect | Nov 5, 2007 (0d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other HTGC insiders
Open-market trades in the last 12 months
About Thomas J Fallon's insider trades
Thomas J Fallon is an insider at Hercules Capital (HTGC). Since Nov 5, 2007, Thomas has reported 14 open-market purchases worth $5.2M and 22 sales worth $25.8M on SEC Form 4. In the last 12 months: 2 buys ($467K).
Their filings also include grants and awards (74 filings), option exercises (27 filings), shares withheld for taxes (21 filings), shares returned to the company (11 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every HTGC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.