Stephen Yu insider trades: Rovi (ROVI) stock sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Stephen reports to the SEC
Open-market buys and sales
33 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Mar 4, 2013 | ROVI | ↓ Sell | 5,628 | $17.82 | $100K | Direct | Mar 5, 2013 (1d) |
| Mar 5, 2012 | ROVI | ↓ Sell10b5-1 | 6,366 | $35.03 | $223K | Direct | Mar 5, 2012 (0d) |
| Sep 6, 2011 | ROVI | ↓ Sell10b5-1 | 6,000 | $45.75 | $275K | Direct | Sep 6, 2011 (0d) |
| Aug 8, 2011 | ROVI | ↓ Sell10b5-1 | 16,000 | $45.67 | $731K | Direct | Aug 10, 2011 (2d) |
| Jun 8, 2011 | ROVI | ↓ Sell10b5-1 | 15,000 | $53.35 | $800K | Direct | Jun 10, 2011 (2d) |
| Apr 8, 2011 | ROVI | ↓ Sell10b5-1 | 15,000 | $51.86 | $778K | Direct | Apr 8, 2011 (0d) |
| Mar 3, 2011 | ROVI | ↓ Sell10b5-1 | 4,500 | $55.72 | $251K | Direct | Mar 3, 2011 (0d) |
| Feb 8, 2011 | ROVI | ↓ Sell10b5-1 | 15,000 | $64.53 | $968K | Direct | Feb 10, 2011 (2d) |
| Dec 8, 2010 | ROVI | ↓ Sell10b5-1 | 32,493 | $56.62 | $1.8M | Direct | Dec 10, 2010 (2d) |
| Oct 8, 2010 | ROVI | ↓ Sell10b5-1 | 33,750 | $49.05 | $1.7M | Direct | Oct 8, 2010 (0d) |
| Sep 3, 2010 | ROVI | ↓ Sell10b5-1 | 6,000 | $43.33 | $260K | Direct | Sep 3, 2010 (0d) |
| Aug 9, 2010 | ROVI | ↓ Sell10b5-1 | 30,000 | $44.19 | $1.3M | Direct | Aug 11, 2010 (2d) |
| Jul 30, 2010 | ROVI | ↓ Sell10b5-1 | 1,875 | $43.08 | $81K | Direct | Jul 30, 2010 (0d) |
| Jun 8, 2010 | ROVI | ↓ Sell10b5-1 | 9,000 | $35.31 | $318K | Direct | Jun 8, 2010 (0d) |
| Apr 8, 2010 | ROVI | ↓ Sell10b5-1 | 9,000 | $36.16 | $325K | Direct | Apr 9, 2010 (1d) |
| Mar 3, 2010 | ROVI | ↓ Sell10b5-1 | 17,679 | $34.37 | $608K | Direct | Mar 3, 2010 (0d) |
| Feb 8, 2010 | ROVI | ↓ Sell10b5-1 | 9,000 | $28.07 | $253K | Direct | Feb 9, 2010 (1d) |
| Dec 8, 2009 | ROVI | ↓ Sell10b5-1 | 9,000 | $29.71 | $267K | Direct | Dec 10, 2009 (2d) |
| Nov 9, 2009 | ROVI | ↓ Sell10b5-1 | 2,821 | $29.91 | $84K | Direct | Nov 10, 2009 (1d) |
| Oct 8, 2009 | ROVI | ↓ Sell10b5-1 | 12,000 | $33.28 | $399K | Direct | Oct 9, 2009 (1d) |
| Sep 8, 2009 | ROVI | ↓ Sell10b5-1 | 6,639 | $30.22 | $201K | Direct | Sep 9, 2009 (1d) |
| Sep 2, 2009 | ROVI | ↓ Sell10b5-1 | 2,361 | $29.56 | $70K | Direct | Sep 3, 2009 (1d) |
| Aug 10, 2009 | ROVI | ↓ Sell10b5-1 | 86,200 | $27.83 | $2.4M | Direct | Aug 11, 2009 (1d) |
| Aug 10, 2009 | ROVI | ↓ Sell10b5-1 | 5,100 | $28.13 | $143K | Direct | Aug 11, 2009 (1d) |
| Jul 30, 2009 | ROVI | ↓ Sell10b5-1 | 3,075 | $25.63 | $79K | Direct | Jan 27, 2010 (181d) |
| Jul 30, 2009 | ROVI | ↓ Sell10b5-1 | 3,075 | $25.63 | $79K | Direct | Dec 11, 2009 (134d) |
| Jul 30, 2009 | ROVI | ↓ Sell10b5-1 | 3,075 | $25.63 | $79K | Direct | Aug 3, 2009 (4d) |
| Jun 8, 2009 | MVSN | ↓ Sell10b5-1 | 10,000 | $22.34 | $223K | Direct | Jun 10, 2009 (2d) |
| May 12, 2009 | MVSN | ↓ Sell10b5-1 | 5,033 | $21.23 | $107K | Direct | May 14, 2009 (2d) |
| Sep 2, 2008 | MVSN | ↓ Sell | 2,160 | $15.49 | $33K | Direct | Sep 4, 2008 (2d) |
| Jul 29, 2008 | MVSN | ↓ Sell | 675 | $15.22 | $10K | Direct | Jul 31, 2008 (2d) |
| Jul 30, 2007 | MVSN | ↓ Sell | 682 | $24.06 | $16K | Direct | Aug 1, 2007 (2d) |
| Jun 8, 2007 | MVSN | ↓ Sell10b5-1 | 3,000 | $29.69 | $89K | Direct | Jun 12, 2007 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Stephen Yu's insider trades
Stephen Yu is EVP & General Counsel at Rovi (ROVI). Since Jun 8, 2007, Stephen has reported no open-market purchases and 33 sales worth $15.1M on SEC Form 4. There have been no open-market trades in the last 12 months.
29 sales (99% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include option exercises (19 filings), grants and awards (12 filings), gifts (2 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ROVI insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.


