Scott C. Caraher insider trades: Nuveen Floating Rate Income Fund (JFR) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Scott reports to the SEC
Open-market buys and sales
73 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Apr 9, 2025 | JFR | ↑ Buy | 5,000 | $7.95 | $40K | Direct | Apr 10, 2025 (1d) |
| Mar 21, 2025 | JFR | ↑ Buy | 15,000 | $8.40 | $126K | Direct | Mar 24, 2025 (3d) |
| Oct 3, 2023 | JFR | ↓ Sell | 29,503 | $7.90 | $233K | Direct | Oct 4, 2023 (1d) |
| Oct 3, 2023 | JQC | ↓ Sell | 15,000 | $4.92 | $74K | Direct | Oct 4, 2023 (1d) |
| Sep 27, 2023 | JFR | ↓ Sell | 35,000 | $8.11 | $284K | Direct | Sep 29, 2023 (2d) |
| Sep 26, 2023 | JFR | ↓ Sell | 25,000 | $8.13 | $203K | Direct | Sep 27, 2023 (1d) |
| Nov 18, 2022 | JSD | ↓ Sell | 16,156 | $12.07 | $195K | Direct | Nov 22, 2022 (4d) |
| Nov 18, 2022 | NSL | ↑ Buy | 38,923 | $4.81 | $187K | Direct | Nov 22, 2022 (4d) |
| May 13, 2022 | JRO | ↑ Buy | 5,000 | $8.43 | $42K | Direct | May 13, 2022 (0d) |
| Feb 25, 2022 | NSL | ↑ Buy | 10,000 | $5.65 | $56K | Direct | Feb 25, 2022 (0d) |
| Feb 25, 2022 | JRO | ↑ Buy | 5,000 | $9.70 | $48K | Direct | Feb 25, 2022 (0d) |
| Apr 29, 2021 | NSL | ↑ Buy | 12,000 | $5.57 | $67K | Direct | Apr 30, 2021 (1d) |
| Apr 7, 2021 | JRO | ↑ Buy | 5,000 | $9.58 | $48K | Direct | Apr 8, 2021 (1d) |
| Mar 10, 2021 | JQC | ↑ Buy | 10,000 | $6.51 | $65K | Direct | Mar 11, 2021 (1d) |
| Mar 8, 2021 | JFR | ↑ Buy | 7,000 | $9.42 | $66K | Direct | Mar 9, 2021 (1d) |
| Mar 1, 2021 | JFR | ↑ Buy | 9,000 | $8.81 | $79K | Direct | Mar 1, 2021 (0d) |
| Mar 31, 2020 | JRO | ↑ Buy | 5,000 | $7.37 | $37K | Direct | Aug 25, 2020 (147d) |
| Mar 30, 2020 | JRO | ↑ Buy | 3,000 | $7.02 | $21K | Direct | Apr 1, 2020 (2d) |
| Mar 25, 2020 | JRO | ↑ Buy | 2,000 | $6.65 | $13K | Direct | Mar 27, 2020 (2d) |
| Mar 25, 2020 | JQC | ↑ Buy | 2,000 | $5.00 | $10K | Direct | Mar 27, 2020 (2d) |
| Mar 24, 2020 | JRO | ↑ Buy | 2,500 | $6.04 | $15K | Direct | Mar 26, 2020 (2d) |
| Aug 7, 2019 | JSD | ↓ Sell | 11,122 | $15.09 | $168K | Direct | Aug 9, 2019 (2d) |
| Jan 4, 2019 | JRO | ↑ Buy | 2,000 | $9.44 | $19K | Direct | Jan 8, 2019 (4d) |
| Oct 3, 2018 | JFR | ↑ Buy | 2,000 | $10.43 | $21K | Direct | Oct 5, 2018 (2d) |
| Oct 3, 2018 | JRO | ↑ Buy | 2,000 | $10.27 | $21K | Direct | Oct 5, 2018 (2d) |
| Oct 3, 2018 | NSL | ↑ Buy | 2,000 | $6.52 | $13K | Direct | Oct 5, 2018 (2d) |
| Aug 7, 2018 | JRO | ↑ Buy | 2,000 | $10.22 | $20K | Direct | Aug 8, 2018 (1d) |
| Jul 17, 2018 | JRO | ↑ Buy | 6,000 | $10.21 | $61K | Direct | Jul 19, 2018 (2d) |
| Nov 1, 2017 | JSD | ↓ Sell | 511 | $17.62 | $9K | Direct | Nov 3, 2017 (2d) |
| Oct 31, 2017 | JSD | ↓ Sell | 2,000 | $17.52 | $35K | Direct | Nov 1, 2017 (1d) |
| Oct 30, 2017 | JSD | ↓ Sell | 1,000 | $17.56 | $18K | Direct | Nov 1, 2017 (2d) |
| Oct 27, 2017 | JSD | ↓ Sell | 800 | $17.50 | $14K | Direct | Nov 1, 2017 (5d) |
| Jul 27, 2017 | JRO | ↓ Sell | 12,000 | $11.80 | $142K | Direct | Jul 31, 2017 (4d) |
| Jul 13, 2017 | JRO | ↓ Sell | 7,611 | $11.67 | $89K | Direct | Jul 17, 2017 (4d) |
| Jul 12, 2017 | JRO | ↓ Sell | 10,353 | $11.64 | $121K | Direct | Jul 21, 2017 (9d) |
| Mar 10, 2017 | JSD | ↑ Buy | 2,000 | $18.19 | $36K | Direct | Mar 15, 2017 (5d) |
| Feb 14, 2017 | JRO | ↓ Sell | 8,000 | $12.58 | $101K | Direct | Feb 15, 2017 (1d) |
| Feb 14, 2017 | JSD | ↑ Buy | 5,600 | $17.90 | $100K | Direct | Feb 15, 2017 (1d) |
| Mar 3, 2016 | JRO | ↑ Buy | 2,000 | $9.23 | $18K | Direct | Mar 4, 2016 (1d) |
| Mar 1, 2016 | JRO | ↑ Buy | 3,000 | $9.05 | $27K | Direct | Mar 3, 2016 (2d) |
| Feb 29, 2016 | JRO | ↑ Buy | 4,000 | $8.96 | $36K | Direct | Mar 2, 2016 (2d) |
| Feb 26, 2016 | JRO | ↑ Buy | 4,000 | $8.92 | $36K | Direct | Mar 2, 2016 (5d) |
| Dec 29, 2015 | NSL | ↓ Sell | 40,638 | $5.68 | $231K | Direct | Dec 31, 2015 (2d) |
| Dec 29, 2015 | JRO | ↑ Buy | 11,700 | $9.69 | $113K | Direct | Dec 31, 2015 (2d) |
| Dec 29, 2015 | JSD | ↑ Buy | 5,000 | $14.80 | $74K | Direct | Dec 31, 2015 (2d) |
| Aug 27, 2015 | JRO | ↑ Buy | 2,000 | $10.31 | $21K | Direct | Aug 28, 2015 (1d) |
| Aug 25, 2015 | JSD | ↑ Buy | 1,000 | $15.58 | $16K | Direct | Aug 26, 2015 (1d) |
| Jul 29, 2015 | JRO | ↑ Buy | 4,000 | $10.61 | $42K | Direct | Jul 31, 2015 (2d) |
| Jul 29, 2015 | JSD | ↑ Buy | 2,000 | $16.37 | $33K | Direct | Jul 31, 2015 (2d) |
| Jun 3, 2015 | JSD | ↑ Buy | 1,000 | $17.17 | $17K | Direct | Jun 4, 2015 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other JFR insiders
Open-market trades in the last 12 months
About Scott C. Caraher's insider trades
Scott C. Caraher is an insider at Nuveen Floating Rate Income Fund (JFR). Since Jul 6, 2011, Scott has reported 54 open-market purchases worth $2.2M and 19 sales worth $2.2M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (2 filings), other transactions (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every JFR insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.