Roman Friedrich III insider trades: Guggenheim Strategic Opportunities Fund (GOF) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Roman reports to the SEC
Open-market buys and sales
24 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| May 7, 2019 | GOF | ↑ Buy | 1,090 | $20.16 | $22K | Direct | May 8, 2019 (1d) |
| May 7, 2019 | GGM | ↑ Buy | 1,060 | $20.60 | $22K | Direct | May 8, 2019 (1d) |
| Mar 19, 2019 | GOF | ↑ Buy | 158 | $19.64 | $3K | Direct | Mar 19, 2019 (0d) |
| Mar 7, 2019 | GGM | ↑ Buy | 1,095 | $21.20 | $23K | Direct | Mar 7, 2019 (0d) |
| Sep 6, 2018 | GOF | ↑ Buy | 150 | $22.19 | $3K | Direct | Sep 6, 2018 (0d) |
| Jul 17, 2018 | GOF | ↑ Buy | 850 | $21.35 | $18K | Direct | Jul 24, 2018 (7d) |
| Mar 29, 2018 | GOF | ↑ Buy | 740 | $20.20 | $15K | Direct | Mar 29, 2018 (0d) |
| Nov 28, 2017 | GOF | ↑ Buy | 135 | $21.64 | $3K | Direct | Dec 5, 2017 (7d) |
| Jul 20, 2017 | GOF | ↑ Buy | 500 | $21.07 | $11K | Direct | Jul 21, 2017 (1d) |
| Aug 25, 2016 | GGM | ↑ Buy | 452 | $22.10 | $10K | Direct | Aug 29, 2016 (4d) |
| Aug 28, 2014 | GGM | ↑ Buy | 250 | $24.27 | $6K | Direct | Aug 29, 2014 (1d) |
| Dec 26, 2013 | FMO | ↓ Sell | 282 | $25.30 | $7K | Direct | Mar 20, 2014 (84d) |
| Dec 26, 2013 | GBAB | ↓ Sell | 355 | $19.66 | $7K | Direct | Mar 20, 2014 (84d) |
| Dec 26, 2013 | GGE | ↓ Sell | 147 | $18.47 | $3K | Direct | Mar 20, 2014 (84d) |
| Nov 25, 2013 | GOF | ↑ Buy | 100 | $21.48 | $2K | Direct | Nov 26, 2013 (1d) |
| Sep 3, 2013 | GGM | ↑ Buy | 200 | $23.73 | $5K | Direct | Sep 4, 2013 (1d) |
| Jun 24, 2013 | GOF | ↑ Buy | 234 | $21.31 | $5K | Stephanie Friedrich (Wife) SEP-IRA | Jun 25, 2013 (1d) |
| Apr 16, 2013 | FMO | ↑ Buy | 270 | $25.81 | $7K | Direct | Apr 16, 2013 (0d) |
| Dec 27, 2012 | GBAB | ↑ Buy | 215 | $22.72 | $5K | Direct | Jan 4, 2013 (8d) |
| Dec 27, 2012 | GOF | ↑ Buy | 225 | $21.10 | $5K | Direct | Jan 4, 2013 (8d) |
| Dec 21, 2012 | GGE | ↑ Buy | 100 | $17.16 | $2K | Direct | Jan 4, 2013 (14d) |
| Feb 23, 2012 | GBAB | ↑ Buy | 140 | $21.93 | $3K | Direct | Mar 20, 2014 (756d) |
| Apr 4, 2011 | GOF | ↑ Buy | 280 | $21.04 | $6K | Direct | Apr 20, 2011 (16d) |
| Dec 2, 2005 | DCS | ↑ Buy | 200 | $18.30 | $4K | Direct | May 4, 2011 (1979d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other GOF insiders
Open-market trades in the last 12 months
About Roman Friedrich III's insider trades
Roman Friedrich III is a director at Guggenheim Strategic Opportunities Fund (GOF). Since Dec 2, 2005, Roman has reported 21 open-market purchases worth $179K and 3 sales worth $17K on SEC Form 4. There have been no open-market trades in the last 12 months.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every GOF insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.