Rodman L Drake insider trades: Brookfield Total Return Fund (HTR) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Rodman reports to the SEC
and 9 more companies
Open-market buys and sales
65 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 5, 2014 | HTR | ↑ Buy | 610 | $24.53 | $15K | Parent of Stephan R. Drake | Jun 5, 2014 (0d) |
| Jun 5, 2014 | HTR | ↑ Buy | 390 | $24.53 | $10K | Parent of Philip L. Drake | Jun 5, 2014 (0d) |
| Apr 17, 2014 | HTR | ↓ Sell | 1,000 | $24.23 | $24K | Direct | Apr 17, 2014 (0d) |
| Dec 9, 2013 | CMRX | ↑ Buy | 1,000 | $14.35 | $14K | Direct | Dec 9, 2013 (0d) |
| Nov 25, 2013 | CMRX | ↑ Buy | 1,000 | $15.01 | $15K | Direct | Nov 26, 2013 (1d) |
| Nov 22, 2013 | CMRX | ↑ Buy | 500 | $15.49 | $8K | Direct | Nov 22, 2013 (0d) |
| Nov 15, 2013 | CMRX | ↑ Buy | 1,000 | $15.56 | $16K | Direct | Nov 19, 2013 (4d) |
| Oct 18, 2013 | INF.RT | ↑ Buy | 378 | $19.29 | $7K | Direct | Oct 24, 2013 (6d) |
| Sep 18, 2013 | HTR | ↓ Sell | 1,800 | $22.78 | $41K | Direct | Sep 18, 2013 (0d) |
| Feb 4, 2013 | CELG | ↑ Buy | 400 | $98.50 | $39K | Direct | Feb 6, 2013 (2d) |
| Dec 19, 2012 | HTR | ↓ Sell | 20 | $23.46 | $469 | Direct | Dec 26, 2012 (7d) |
| May 4, 2012 | CELG | ↑ Buy | 500 | $69.87 | $35K | Direct | May 4, 2012 (0d) |
| Apr 27, 2012 | CELG | ↑ Buy | 800 | $72.77 | $58K | Direct | Apr 30, 2012 (3d) |
| Oct 31, 2011 | CELG | ↑ Buy | 500 | $64.69 | $32K | Direct | Nov 1, 2011 (1d) |
| Sep 29, 2011 | INF | ↑ Buy | 1,000 | $16.25 | $16K | Direct | Sep 29, 2011 (0d) |
| Aug 19, 2011 | CELG | ↑ Buy | 500 | $54.74 | $27K | Direct | Aug 22, 2011 (3d) |
| Aug 1, 2011 | CELG | ↑ Buy | 500 | $58.54 | $29K | Direct | Aug 2, 2011 (1d) |
| Dec 31, 2010 | STU | ↓ Sell | 128 | $30.00 | $4K | Direct | Jan 4, 2011 (4d) |
| Sep 23, 2010 | JTX | ↓ Sell | 200 | $1.07 | $214 | Philip L. Drake Trust | Sep 27, 2010 (4d) |
| Sep 23, 2010 | JTX | ↓ Sell | 200 | $1.07 | $214 | Stephan R. Drake Trust | Sep 27, 2010 (4d) |
| Sep 9, 2009 | CYRV | ↓ Sell | 15,100 | $1.12 | $17K | Direct | Sep 11, 2009 (2d) |
| Sep 3, 2009 | CYRV | ↓ Sell | 14,690 | $1.05 | $15K | Direct | Sep 8, 2009 (5d) |
| Sep 2, 2009 | CYRV | ↓ Sell | 22,195 | $1.17 | $26K | Direct | Sep 4, 2009 (2d) |
| Sep 2, 2009 | CYRV | ↓ Sell | 5,800 | $1.20 | $7K | Trust | Sep 4, 2009 (2d) |
| Apr 7, 2009 | HIH | ↑ Buy | 10,000 | $1.01 | $10K | Direct | Apr 13, 2009 (6d) |
| Apr 6, 2009 | HSA | ↑ Buy | 25,000 | $0.88 | $22K | Direct | Apr 13, 2009 (7d) |
| Apr 6, 2009 | HAV | ↑ Buy | 10,000 | $1.01 | $10K | Direct | Apr 13, 2009 (7d) |
| Apr 6, 2009 | HSM | ↑ Buy | 1,100 | $5.40 | $6K | Direct | Apr 13, 2009 (7d) |
| Mar 30, 2009 | JTX | ↑ Buy | 200 | $3.75 | $750 | Stephan R. Drake Trust | Mar 31, 2009 (1d) |
| Mar 30, 2009 | JTX | ↑ Buy | 200 | $3.75 | $750 | Philip L. Drake Trust | Mar 31, 2009 (1d) |
| Jan 5, 2009 | [CYRV] | ↑ Buy | 1,600 | $0.64 | $1K | For Stephan R. Drake Trust | Jan 6, 2009 (1d) |
| Jan 5, 2009 | [CYRV] | ↑ Buy | 1,600 | $0.64 | $1K | For Philip L. Drake Trust | Jan 6, 2009 (1d) |
| Dec 2, 2008 | CELG | ↓ Sell | 795 | $49.75 | $40K | Direct | Jan 5, 2009 (34d) |
| Dec 1, 2008 | CRZ | ↑ Buy | 12,000 | $0.61 | $7K | Direct | Dec 2, 2008 (1d) |
| Nov 28, 2008 | CRZ | ↑ Buy | 10,672 | $0.61 | $6K | Direct | Dec 1, 2008 (3d) |
| Nov 25, 2008 | CRZ | ↑ Buy | 30,000 | $0.63 | $19K | Direct | Nov 26, 2008 (1d) |
| Nov 13, 2008 | CRZ | ↑ Buy | 30,000 | $1.08 | $33K | Direct | Nov 14, 2008 (1d) |
| Nov 10, 2008 | CRZ | ↑ Buy | 21,000 | $1.10 | $23K | Direct | Nov 10, 2008 (0d) |
| Nov 7, 2008 | CRZ | ↑ Buy | 10,186 | $1.14 | $12K | Direct | Nov 10, 2008 (3d) |
| Nov 6, 2008 | CRZ | ↑ Buy | 10,000 | $1.08 | $11K | Direct | Nov 7, 2008 (1d) |
| Nov 6, 2008 | CRZ | ↑ Buy | 4,500 | $1.13 | $5K | For Philip L. Drake Trust | Nov 7, 2008 (1d) |
| Nov 6, 2008 | CRZ | ↑ Buy | 1,000 | $1.13 | $1K | For Stephan R. Drake Trust | Nov 7, 2008 (1d) |
| Sep 30, 2008 | HTR | ↑ Buy | 2,000 | $4.56 | $9K | 1000 shares for Philip L. Drake Tust & 1 | Sep 30, 2008 (0d) |
| Sep 29, 2008 | HTR | ↑ Buy | 2,000 | $4.86 | $10K | 1000 shares = Philip L. Drake Trust and | Sep 29, 2008 (0d) |
| Sep 8, 2008 | HTR | ↑ Buy | 3,800 | $6.15 | $23K | Direct | Sep 8, 2008 (0d) |
| Aug 5, 2008 | HSM | ↑ Buy | 900 | $7.94 | $7K | Direct | Aug 5, 2008 (0d) |
| Jun 6, 2008 | SIL | ↑ Buy | 3,000 | $6.95 | $21K | Direct | Jun 10, 2008 (4d) |
| Mar 17, 2008 | HTR | ↑ Buy | 1,000 | $6.67 | $7K | Direct | Mar 17, 2008 (0d) |
| Mar 11, 2008 | HTR | ↑ Buy | 2,400 | $6.60 | $16K | Direct | Mar 11, 2008 (0d) |
| Mar 10, 2008 | SIL | ↑ Buy | 4,000 | $10.56 | $42K | Direct | Mar 11, 2008 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Rodman L Drake's insider trades
Rodman L Drake is a director at Brookfield Total Return Fund (HTR). Since Jan 3, 2006, Rodman has reported 54 open-market purchases worth $1.0M and 11 sales worth $175K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (70 filings), option exercises (15 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every HTR insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.