Rodger A Lawson insider trades: E Trade Financial (ETFC) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Rodger reports to the SEC
Open-market buys and sales
21 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Feb 12, 2020 | ETFC | ↓ Sell10b5-1 | 32,634 | $44.53 | $1.5M | Direct | Feb 14, 2020 (2d) |
| Sep 13, 2019 | ETFC | ↓ Sell10b5-1 | 5,109 | $45.18 | $231K | Direct | Sep 16, 2019 (3d) |
| May 17, 2019 | ETFC | ↓ Sell10b5-1 | 41,322 | $48.13 | $2.0M | Direct | May 21, 2019 (4d) |
| Nov 5, 2018 | ETFC | ↑ Buy | 10,000 | $51.27 | $513K | Direct | Nov 5, 2018 (0d) |
| Feb 8, 2018 | ETFC | ↓ Sell10b5-1 | 13,174 | $51.27 | $675K | Direct | Feb 9, 2018 (1d) |
| Sep 13, 2017 | ETFC | ↓ Sell10b5-1 | 1,462 | $40.46 | $59K | Direct | Sep 14, 2017 (1d) |
| Mar 27, 2017 | ETFC | ↓ Sell10b5-1 | 7,947 | $33.03 | $263K | Direct | Mar 29, 2017 (2d) |
| Apr 24, 2014 | UNH | ↑ Buy | 1,000 | $76.21 | $76K | Direct | Apr 25, 2014 (1d) |
| Dec 4, 2013 | ETFC | ↑ Buy | 2,754 | $18.15 | $50K | Direct | Dec 6, 2013 (2d) |
| Aug 19, 2013 | UNH | ↑ Buy | 1,000 | $71.64 | $72K | Direct | Aug 19, 2013 (0d) |
| May 13, 2013 | ETFC | ↑ Buy | 4,479 | $11.16 | $50K | Direct | May 13, 2013 (0d) |
| Jan 18, 2013 | UNH | ↑ Buy | 2,000 | $54.42 | $109K | Direct | Jan 22, 2013 (4d) |
| Aug 13, 2012 | ETFC | ↑ Buy | 7,528 | $8.45 | $64K | Direct | Aug 13, 2012 (0d) |
| Feb 27, 2012 | ETFC | ↑ Buy | 1,313 | $9.51 | $12K | Direct | Feb 28, 2012 (1d) |
| Jul 22, 2011 | UNH | ↑ Buy | 1,000 | $52.43 | $52K | Direct | Jul 22, 2011 (0d) |
| Jul 21, 2011 | UNH | ↑ Buy | 2,000 | $51.90 | $104K | Direct | Jul 21, 2011 (0d) |
| Apr 16, 2007 | (PRU) | ↓ Sell | 26,000 | $92.18 | $2.4M | Direct | Apr 17, 2007 (1d) |
| Dec 14, 2006 | (PRU) | ↓ Sell | 95,143 | $86.19 | $8.2M | Direct | Dec 18, 2006 (4d) |
| Dec 4, 2006 | (PRU) | ↓ Sell | 27,263 | $81.76 | $2.2M | Direct | Dec 6, 2006 (2d) |
| Nov 6, 2006 | (PRU) | ↓ Sell | 27,263 | $78.64 | $2.1M | Direct | Nov 8, 2006 (2d) |
| Oct 9, 2006 | (PRU) | ↓ Sell | 27,263 | $77.11 | $2.1M | Direct | Oct 10, 2006 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Rodger A Lawson's insider trades
Rodger A Lawson is a director at E Trade Financial (ETFC). Since Oct 9, 2006, Rodger has reported 10 open-market purchases worth $1.1M and 11 sales worth $21.7M on SEC Form 4. There have been no open-market trades in the last 12 months.
6 sales (21% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include grants and awards (85 filings), shares withheld for taxes (14 filings), option exercises (4 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ETFC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.