Richard A. Baker insider trades: Retail Opportunity Investments (ROIC) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Richard reports to the SEC
Open-market buys and sales
2 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Oct 31, 2019 | ROIC | ↓ Sell | 50,000 | $18.66 | $933K | Direct | Nov 1, 2019 (1d) |
| Oct 17, 2007 | NAQ | ↑ Buy | 1,680,000 | $0.02 | $34K | Indirect | Oct 18, 2007 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Richard A. Baker's insider trades
Richard A. Baker is a director at Retail Opportunity Investments (ROIC). Since Oct 17, 2007, Richard has reported 1 open-market purchase worth $34K and 1 sale worth $933K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (28 filings), shares withheld for taxes (21 filings), shares returned to the company (2 filings), option exercises (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ROIC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.