Ray Wallin insider trades: Neophotonics (NPTN) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Ray reports to the SEC
Open-market buys and sales
31 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Aug 15, 2016 | NPTN | ↓ Sell | 10,000 | $14.55 | $146K | Direct | Aug 16, 2016 (1d) |
| Apr 27, 2016 | NPTN | ↓ Sell | 6,672 | $13.52 | $90K | Direct | Apr 28, 2016 (1d) |
| Apr 13, 2016 | NPTN | ↓ Sell | 2,000 | $13.52 | $27K | Direct | Apr 14, 2016 (1d) |
| Apr 12, 2016 | NPTN | ↓ Sell | 17,664 | $13.53 | $239K | Direct | Apr 13, 2016 (1d) |
| Nov 3, 2015 | NPTN | ↓ Sell | 11,628 | $9.00 | $105K | Direct | Nov 4, 2015 (1d) |
| Jun 22, 2015 | NPTN | ↓ Sell | 10,890 | $10.40 | $113K | Direct | Jun 23, 2015 (1d) |
| Aug 13, 2014 | NPTN | ↑ Buy | 18,500 | $2.79 | $52K | Direct | Aug 15, 2014 (2d) |
| Aug 30, 2013 | MCRL | ↓ Sell | 15,000 | $9.27 | $139K | Direct | Sep 3, 2013 (4d) |
| Aug 29, 2013 | MCRL | ↓ Sell | 44,701 | $9.56 | $427K | Direct | Aug 29, 2013 (0d) |
| May 31, 2013 | MCRL | ↓ Sell | 15,000 | $9.98 | $150K | Direct | Jun 4, 2013 (4d) |
| May 21, 2013 | MCRL | ↓ Sell | 30,000 | $10.23 | $307K | Direct | May 23, 2013 (2d) |
| May 20, 2013 | MCRL | ↓ Sell | 5,223 | $10.26 | $54K | Direct | May 22, 2013 (2d) |
| Aug 5, 2011 | MCRL | ↑ Buy | 2,000 | $9.48 | $19K | Direct | Aug 8, 2011 (3d) |
| Feb 28, 2011 | MCRL | ↓ Sell | 10,000 | $13.42 | $134K | Direct | Mar 2, 2011 (2d) |
| Feb 24, 2011 | MCRL | ↓ Sell | 20,000 | $13.35 | $267K | Direct | Feb 25, 2011 (1d) |
| Nov 23, 2010 | MCRL | ↓ Sell | 5,000 | $12.14 | $61K | Direct | Nov 26, 2010 (3d) |
| Nov 15, 2010 | MCRL | ↓ Sell | 5,626 | $12.10 | $68K | Direct | Nov 17, 2010 (2d) |
| Feb 23, 2010 | MCRL | ↑ Buy | 1,000 | $8.74 | $9K | Direct | Feb 23, 2010 (0d) |
| Feb 5, 2010 | MCRL | ↑ Buy | 7,500 | $7.42 | $56K | Direct | Feb 8, 2010 (3d) |
| Feb 11, 2009 | MCRL | ↑ Buy | 8,000 | $6.25 | $50K | Direct | Feb 12, 2009 (1d) |
| Jun 13, 2007 | SIPX | ↓ Sell | 15,000 | $9.00 | $135K | Direct | Jun 15, 2007 (2d) |
| Jun 11, 2007 | SIPX | ↓ Sell | 5,000 | $9.09 | $45K | Direct | Jun 13, 2007 (2d) |
| Jun 7, 2007 | SPIX | ↓ Sell | 16,900 | $9.18 | $155K | Direct | Jun 8, 2007 (1d) |
| Jun 5, 2007 | SIPX | ↓ Sell | 4,700 | $9.24 | $43K | Direct | Jun 7, 2007 (2d) |
| Jun 4, 2007 | SIPX | ↓ Sell | 9,628 | $9.13 | $88K | Direct | Jun 5, 2007 (1d) |
| Jun 1, 2007 | SIPX | ↓ Sell | 372 | $9.05 | $3K | Direct | Jun 4, 2007 (3d) |
| May 25, 2007 | SIPX | ↓ Sell | 5,000 | $8.95 | $45K | Direct | May 29, 2007 (4d) |
| May 23, 2007 | SIPX | ↓ Sell | 5,000 | $9.05 | $45K | Direct | May 25, 2007 (2d) |
| May 16, 2007 | SIPX | ↓ Sell | 11,700 | $9.20 | $108K | Direct | May 17, 2007 (1d) |
| Mar 8, 2007 | SIPX | ↓ Sell | 10,000 | $8.71 | $87K | Direct | Mar 8, 2007 (0d) |
| Dec 15, 2006 | SIPX | ↓ Sell | 30,000 | $4.30 | $129K | Direct | Dec 19, 2006 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Ray Wallin's insider trades
Ray Wallin is SVP, CFO at Neophotonics (NPTN). Since Dec 15, 2006, Ray has reported 5 open-market purchases worth $185K and 26 sales worth $3.2M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (28 filings), grants and awards (13 filings), shares returned to the company (6 filings), shares withheld for taxes (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every NPTN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.