Philip A Pendergraft insider trades: Penson Worldwide (PNSN) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Philip reports to the SEC
Open-market buys and sales
18 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| May 13, 2011 | PNSN | ↑ Buy | 15,000 | $3.33 | $50K | Direct | May 13, 2011 (0d) |
| Feb 12, 2008 | PNSN | ↑ Buy | 2,225 | $11.00 | $24K | By PFSI FBO Therese L Pendergraft IRA | Feb 13, 2008 (1d) |
| Feb 12, 2008 | PNSN | ↑ Buy | 1,450 | $11.00 | $16K | Direct | Feb 13, 2008 (1d) |
| Feb 12, 2008 | PNSN | ↑ Buy | 1,325 | $11.00 | $15K | By PFSI FBO Philip A Pendergraft IRA | Feb 13, 2008 (1d) |
| Jun 15, 2007 | PNSN | ↓ Sell10b5-1 | 2,250 | $27.19 | $61K | By PTP Partners, Ltd. | Jun 18, 2007 (3d) |
| May 15, 2007 | PNSN | ↓ Sell10b5-1 | 2,250 | $26.71 | $60K | By PTP Partners, Ltd. | May 17, 2007 (2d) |
| Apr 16, 2007 | PNSN | ↓ Sell10b5-1 | 520 | $31.69 | $16K | By PTP Patners, Ltd. | Apr 17, 2007 (1d) |
| Apr 16, 2007 | PNSN | ↓ Sell10b5-1 | 480 | $31.42 | $15K | By PTP Partners, Ltd. | Apr 17, 2007 (1d) |
| Mar 15, 2007 | PNSN | ↓ Sell10b5-1 | 678 | $26.80 | $18K | By PTP Partners, Ltd. | Mar 16, 2007 (1d) |
| Mar 15, 2007 | PNSN | ↓ Sell10b5-1 | 322 | $26.90 | $9K | By PTP Patners, Ltd. | Mar 16, 2007 (1d) |
| Feb 15, 2007 | PNSN | ↓ Sell10b5-1 | 900 | $28.67 | $26K | By PTP Partners, Ltd. | Feb 16, 2007 (1d) |
| Feb 15, 2007 | PNSN | ↓ Sell10b5-1 | 100 | $28.78 | $3K | By PTP Patners, Ltd. | Feb 16, 2007 (1d) |
| Jan 16, 2007 | PNSN | ↓ Sell10b5-1 | 900 | $28.86 | $26K | By PTP Partners, Ltd. | Jan 18, 2007 (2d) |
| Jan 16, 2007 | PNSN | ↓ Sell10b5-1 | 100 | $28.95 | $3K | By PTP Patners, Ltd. | Jan 18, 2007 (2d) |
| May 24, 2006 | PNSN | ↓ Sell | 15,046 | $17.00 | $256K | PTP Partners, Ltd. | May 26, 2006 (2d) |
| May 24, 2006 | PNSN | ↓ Sell | 777 | $17.00 | $13K | Direct | May 26, 2006 (2d) |
| May 17, 2006 | PNSN | ↓ Sell | 100,304 | $17.00 | $1.7M | PTP Partners, Ltd. | May 18, 2006 (1d) |
| May 17, 2006 | PNSN | ↓ Sell | 5,182 | $17.00 | $88K | Direct | May 18, 2006 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Philip A Pendergraft's insider trades
Philip A Pendergraft is Chief Executive Officer at Penson Worldwide (PNSN). Since May 17, 2006, Philip has reported 4 open-market purchases worth $105K and 14 sales worth $2.3M on SEC Form 4. There have been no open-market trades in the last 12 months.
10 sales (10% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include option exercises (15 filings), shares withheld for taxes (5 filings), grants and awards (5 filings), gifts (4 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every PNSN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.