Michael W Arthur insider trades: Fifth Street Asset Management (FSAM) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Michael reports to the SEC
Open-market buys and sales
23 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Nov 30, 2017 | FSAM | ↓ Sell | 10,000 | $4.08 | $41K | Direct | Dec 4, 2017 (4d) |
| Sep 29, 2014 | BAGL | ↓ Sell | 38,017 | $20.10 | $764K | Direct | Sep 30, 2014 (1d) |
| Jun 11, 2013 | BAGL | ↓ Sell | 1,985 | $14.15 | $28K | By IRA | Jun 13, 2013 (2d) |
| Jun 10, 2013 | BAGL | ↓ Sell | 4,015 | $14.19 | $57K | By IRA | Jun 11, 2013 (1d) |
| Jun 5, 2013 | BAGL | ↓ Sell | 3,633 | $13.97 | $51K | By IRA | Jun 6, 2013 (1d) |
| Mar 11, 2013 | BAGL | ↓ Sell | 8,000 | $14.95 | $120K | By IRA | Mar 12, 2013 (1d) |
| Mar 8, 2013 | BAGL | ↓ Sell | 12,000 | $14.99 | $180K | By IRA | Mar 11, 2013 (3d) |
| Nov 16, 2011 | BAGL | ↓ Sell | 10,000 | $14.50 | $145K | Direct | Nov 16, 2011 (0d) |
| Dec 1, 2010 | BAGL | ↓ Sell | 10,000 | $12.86 | $129K | Direct | Dec 1, 2010 (0d) |
| Nov 9, 2009 | BAGL | ↓ Sell | 10,000 | $11.83 | $118K | Direct | Nov 10, 2009 (1d) |
| Jun 8, 2007 | BAGL | ↑ Buy | 15,000 | $18.00 | $270K | Direct | Jun 11, 2007 (3d) |
| Jan 4, 2007 | NWRG.PK | ↑ Buy | 500 | $7.50 | $4K | By IRA | Feb 1, 2008 (393d) |
| Jan 4, 2007 | NWRG.PK | ↑ Buy | 2,272 | $7.77 | $18K | By IRA | Jan 8, 2007 (4d) |
| Nov 14, 2006 | NWRG.PK | ↑ Buy | 4,500 | $8.00 | $36K | By IRA | Nov 15, 2006 (1d) |
| Sep 19, 2006 | NWRG.PK | ↑ Buy | 520 | $9.20 | $5K | By IRA | Sep 20, 2006 (1d) |
| Sep 18, 2006 | NWRG.PK | ↑ Buy | 700 | $9.07 | $6K | By IRA | Sep 19, 2006 (1d) |
| Sep 15, 2006 | NWRG.PK | ↑ Buy | 3,031 | $9.07 | $27K | By IRA | Sep 18, 2006 (3d) |
| Sep 14, 2006 | NWRG.PK | ↑ Buy | 4,807 | $9.06 | $44K | By IRA | Sep 15, 2006 (1d) |
| Sep 13, 2006 | NWRG.PK | ↑ Buy | 1,560 | $9.05 | $14K | By IRA | Sep 14, 2006 (1d) |
| Sep 12, 2006 | NWRG.PK | ↑ Buy | 5,702 | $9.03 | $51K | By IRA | Sep 13, 2006 (1d) |
| May 17, 2006 | NWRG.PK | ↓ Sell | 1,120 | $7.44 | $8K | Direct | May 17, 2006 (0d) |
| Sep 6, 2005 | NWRG.PK | ↑ Buy | 1,500 | $2.55 | $4K | Direct | Sep 7, 2005 (1d) |
| Aug 25, 2005 | NWRG.PK | ↑ Buy | 10,000 | $2.69 | $27K | Direct | Aug 29, 2005 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Michael W Arthur's insider trades
Michael W Arthur is a director at Fifth Street Asset Management (FSAM). Since Aug 25, 2005, Michael has reported 12 open-market purchases worth $506K and 11 sales worth $1.6M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (14 filings), option exercises (6 filings), shares returned to the company (3 filings), other transactions (3 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every FSAM insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.