Lawrence M. Raffone insider trades: Financial Engines (FNGN) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Lawrence reports to the SEC
Open-market buys and sales
58 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 7, 2017 | FNGN | ↑ Buy | 15,000 | $28.54 | $428K | Direct | Dec 8, 2017 (1d) |
| Apr 3, 2017 | FNGN | ↓ Sell | 10,000 | $43.31 | $433K | Direct | Apr 4, 2017 (1d) |
| Mar 1, 2017 | FNGN | ↓ Sell | 10,000 | $45.34 | $453K | Direct | Mar 1, 2017 (0d) |
| Feb 1, 2017 | FNGN | ↓ Sell | 10,000 | $38.25 | $383K | Direct | Feb 2, 2017 (1d) |
| Jan 3, 2017 | FNGN | ↓ Sell | 10,000 | $36.80 | $368K | Direct | Jan 4, 2017 (1d) |
| Dec 1, 2016 | FNGN | ↓ Sell | 10,000 | $35.04 | $350K | Direct | Dec 2, 2016 (1d) |
| Nov 10, 2016 | FNGN | ↓ Sell | 10,000 | $30.00 | $300K | Direct | Nov 14, 2016 (4d) |
| Sep 7, 2016 | FNGN | ↓ Sell | 10,000 | $32.05 | $320K | Direct | Sep 7, 2016 (0d) |
| Aug 23, 2016 | FNGN | ↓ Sell | 10,000 | $32.00 | $320K | Direct | Aug 24, 2016 (1d) |
| May 2, 2016 | FNGN | ↓ Sell | 18,667 | $31.79 | $593K | Direct | May 3, 2016 (1d) |
| Aug 3, 2015 | FNGN | ↓ Sell | 5,000 | $45.61 | $228K | Direct | Aug 4, 2015 (1d) |
| Jul 17, 2015 | FNGN | ↓ Sell | 5,000 | $45.00 | $225K | Direct | Jul 20, 2015 (3d) |
| Apr 7, 2014 | FNGN | ↓ Sell | 12,000 | $45.86 | $550K | Direct | Apr 8, 2014 (1d) |
| Mar 5, 2014 | FNGN | ↓ Sell | 12,000 | $57.31 | $688K | Direct | Mar 6, 2014 (1d) |
| Feb 5, 2014 | FNGN | ↓ Sell | 12,000 | $55.38 | $665K | Direct | Feb 6, 2014 (1d) |
| Jan 6, 2014 | FNGN | ↓ Sell | 16,202 | $67.67 | $1.1M | Direct | Jan 7, 2014 (1d) |
| Dec 5, 2013 | FNGN | ↓ Sell | 3,788 | $68.32 | $259K | Direct | Dec 6, 2013 (1d) |
| Nov 19, 2013 | FNGN | ↓ Sell | 12,000 | $60.28 | $723K | Direct | Nov 19, 2013 (0d) |
| Nov 5, 2013 | FNGN | ↓ Sell | 12,000 | $54.55 | $655K | Direct | Nov 6, 2013 (1d) |
| Nov 4, 2013 | FNGN | ↓ Sell | 10,454 | $54.31 | $568K | Direct | Nov 5, 2013 (1d) |
| Oct 3, 2013 | FNGN | ↓ Sell | 7,500 | $55.95 | $420K | Direct | Oct 4, 2013 (1d) |
| Sep 3, 2013 | FNGN | ↓ Sell | 7,500 | $53.92 | $404K | Direct | Sep 3, 2013 (0d) |
| Aug 5, 2013 | FNGN | ↓ Sell | 7,500 | $52.51 | $394K | Direct | Aug 6, 2013 (1d) |
| Jul 3, 2013 | FNGN | ↓ Sell | 7,500 | $46.80 | $351K | Direct | Jul 3, 2013 (0d) |
| Jun 3, 2013 | FNGN | ↓ Sell | 7,500 | $42.53 | $319K | Direct | Jun 4, 2013 (1d) |
| May 9, 2013 | FNGN | ↓ Sell | 45,321 | $39.63 | $1.8M | Direct | May 13, 2013 (4d) |
| May 3, 2013 | FNGN | ↓ Sell | 31,500 | $35.89 | $1.1M | Direct | May 6, 2013 (3d) |
| Dec 11, 2012 | FNGN | ↓ Sell | 12,000 | $27.00 | $324K | Direct | Dec 12, 2012 (1d) |
| Dec 5, 2012 | FNGN | ↓ Sell | 5,000 | $25.95 | $130K | Direct | Dec 7, 2012 (2d) |
| Nov 26, 2012 | FNGN | ↓ Sell | 5,000 | $25.63 | $128K | Direct | Nov 27, 2012 (1d) |
| Nov 16, 2012 | FNGN | ↓ Sell | 12,000 | $26.00 | $312K | Direct | Nov 20, 2012 (4d) |
| Nov 7, 2012 | FNGN | ↓ Sell | 12,000 | $25.00 | $300K | Direct | Nov 8, 2012 (1d) |
| Oct 4, 2012 | FNGN | ↓ Sell | 5,000 | $23.91 | $120K | Direct | Oct 5, 2012 (1d) |
| Sep 24, 2012 | FNGN | ↓ Sell | 12,000 | $24.00 | $288K | Direct | Sep 25, 2012 (1d) |
| Sep 17, 2012 | FNGN | ↓ Sell | 4,101 | $23.00 | $94K | Direct | Sep 17, 2012 (0d) |
| Sep 14, 2012 | FNGN | ↓ Sell | 7,899 | $23.00 | $182K | Direct | Sep 17, 2012 (3d) |
| Sep 6, 2012 | FNGN | ↓ Sell | 5,000 | $22.00 | $110K | Direct | Sep 6, 2012 (0d) |
| Aug 7, 2012 | FNGN | ↓ Sell | 10,000 | $22.00 | $220K | Direct | Aug 8, 2012 (1d) |
| Feb 21, 2012 | FNGN | ↓ Sell | 7,500 | $24.00 | $180K | Direct | Feb 22, 2012 (1d) |
| Jan 23, 2012 | FNGN | ↓ Sell | 7,500 | $24.00 | $180K | Direct | Jan 24, 2012 (1d) |
| Jul 21, 2011 | FNGN | ↓ Sell | 6,000 | $25.00 | $150K | Direct | Jul 22, 2011 (1d) |
| Jun 21, 2011 | FNGN | ↓ Sell | 20,000 | $23.43 | $469K | Direct | Jun 22, 2011 (1d) |
| May 23, 2011 | FNGN | ↓ Sell | 20,000 | $24.94 | $499K | Direct | May 24, 2011 (1d) |
| Apr 21, 2011 | FNGN | ↓ Sell | 20,000 | $27.73 | $555K | Direct | Apr 25, 2011 (4d) |
| Mar 21, 2011 | FNGN | ↓ Sell | 20,000 | $24.84 | $497K | Direct | Mar 22, 2011 (1d) |
| Feb 22, 2011 | FNGN | ↓ Sell | 20,000 | $24.84 | $497K | Direct | Feb 23, 2011 (1d) |
| Jan 21, 2011 | FNGN | ↓ Sell | 20,000 | $23.80 | $476K | Direct | Jan 25, 2011 (4d) |
| Jan 18, 2011 | FNGN | ↓ Sell | 98,471 | $22.99 | $2.3M | Direct | Jan 20, 2011 (2d) |
| Dec 28, 2010 | FNGN | ↓ Sell | 40,000 | $20.13 | $805K | Direct | Dec 29, 2010 (1d) |
| Dec 27, 2010 | FNGN | ↓ Sell | 20,000 | $19.75 | $395K | Direct | Dec 29, 2010 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Lawrence M. Raffone's insider trades
Lawrence M. Raffone is President & CEO at Financial Engines (FNGN). Since Nov 11, 2010, Lawrence has reported 1 open-market purchase worth $428K and 57 sales worth $27.4M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (67 filings), shares withheld for taxes (19 filings), grants and awards (7 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every FNGN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.