Larry W. Carroll insider trades: Capitala Finance (CPTA) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Larry reports to the SEC
Open-market buys and sales
33 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 23, 2021 | CPTA | ↑ Buy | 2,000 | $24.80 | $50K | Direct | Jun 24, 2021 (1d) |
| Jun 16, 2021 | CPTA) | ↑ Buy | 3,400 | $25.87 | $88K | Direct | Jun 17, 2021 (1d) |
| Jun 14, 2021 | CPTA | ↑ Buy | 3,000 | $26.31 | $79K | Direct | Jun 15, 2021 (1d) |
| Dec 17, 2020 | CPTA | ↑ Buy | 1,766 | $14.00 | $25K | Direct | Dec 18, 2020 (1d) |
| Dec 16, 2020 | CPTA | ↑ Buy | 2,592 | $13.98 | $36K | Direct | Dec 17, 2020 (1d) |
| Dec 15, 2020 | CPTA | ↑ Buy | 3,541 | $13.98 | $50K | Direct | Dec 16, 2020 (1d) |
| Dec 8, 2020 | CPTA | ↑ Buy | 2,000 | $14.15 | $28K | Direct | Dec 9, 2020 (1d) |
| Nov 20, 2020 | CPTA | ↑ Buy | 5,000 | $10.47 | $52K | Direct | Nov 24, 2020 (4d) |
| Nov 18, 2020 | CPTA | ↑ Buy | 3,371 | $10.48 | $35K | Direct | Nov 19, 2020 (1d) |
| Nov 6, 2020 | CPTA | ↑ Buy | 5,968 | $9.75 | $58K | Direct | Nov 10, 2020 (4d) |
| Aug 31, 2020 | CPTA | ↑ Buy | 6,667 | $10.30 | $69K | Direct | Sep 1, 2020 (1d) |
| May 25, 2018 | CPTA | ↑ Buy | 4,533 | $8.16 | $37K | Direct | May 29, 2018 (4d) |
| Mar 23, 2018 | CPTA | ↑ Buy | 2,058 | $7.80 | $16K | Direct | Mar 27, 2018 (4d) |
| Mar 22, 2018 | CPTA | ↑ Buy | 3,409 | $7.80 | $27K | Direct | Mar 23, 2018 (1d) |
| Dec 21, 2017 | CPTA | ↑ Buy | 10,000 | $7.50 | $75K | Direct | Dec 22, 2017 (1d) |
| Dec 1, 2017 | CPTA | ↑ Buy | 10,000 | $7.62 | $76K | Direct | Dec 4, 2017 (3d) |
| Nov 13, 2017 | CPTA | ↑ Buy | 10,000 | $7.62 | $76K | Direct | Nov 15, 2017 (2d) |
| Aug 11, 2017 | CPTA | ↑ Buy | 20,000 | $9.15 | $183K | Direct | Aug 14, 2017 (3d) |
| Dec 2, 2016 | PSTB | ↓ Sell | 23,375 | $9.79 | $229K | Direct | Dec 6, 2016 (4d) |
| Nov 15, 2016 | CPTA | ↑ Buy | 7,000 | $12.01 | $84K | Direct | Nov 16, 2016 (1d) |
| Dec 10, 2015 | CPTA | ↑ Buy | 3,000 | $12.90 | $39K | Direct | Dec 11, 2015 (1d) |
| Aug 25, 2015 | CPTA | ↑ Buy | 5,000 | $13.50 | $68K | Direct | Aug 25, 2015 (0d) |
| Aug 21, 2015 | CPTA | ↑ Buy | 5,000 | $14.50 | $73K | Direct | Aug 21, 2015 (0d) |
| Jun 12, 2015 | CPTA | ↑ Buy | 5,000 | $16.44 | $82K | Direct | Jun 12, 2015 (0d) |
| Jun 10, 2015 | CPTA | ↑ Buy | 3,950 | $17.00 | $67K | Direct | Jun 10, 2015 (0d) |
| May 22, 2015 | CPTA | ↑ Buy | 1,050 | $17.00 | $18K | Direct | May 22, 2015 (0d) |
| Dec 23, 2014 | CPTA | ↑ Buy | 4,700 | $18.19 | $85K | Direct | Dec 24, 2014 (1d) |
| Sep 18, 2014 | CPTA | ↑ Buy | 1,530 | $18.05 | $28K | Direct | Sep 18, 2014 (0d) |
| May 16, 2014 | CPTA | ↑ Buy | 16,744 | $18.00 | $301K | Direct | May 20, 2014 (4d) |
| Feb 26, 2013 | PSTB | ↓ Sell | 26,000 | $5.57 | $145K | Profit Sharing Plan-Carroll Financial As | Feb 27, 2013 (1d) |
| Aug 11, 2011 | PSTB | ↑ Buy | 6,750 | $3.89 | $26K | Profit Sharing Plan-Carroll Financial As | Aug 12, 2011 (1d) |
| Aug 11, 2011 | PSTB | ↑ Buy | 5,150 | $3.89 | $20K | Direct | Aug 12, 2011 (1d) |
| Aug 11, 2011 | PSTB | ↑ Buy | 4,850 | $3.89 | $19K | Carroll Financial Associates | Aug 12, 2011 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Larry W. Carroll's insider trades
Larry W. Carroll is a director at Capitala Finance (CPTA). Since Aug 11, 2011, Larry has reported 31 open-market purchases worth $2.0M and 2 sales worth $374K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (6 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every CPTA insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.