Katherine Quick Rosa insider trades: Nomura Alternative Income Fund stock purchases
Companies
Where Katherine reports to the SEC
Open-market buys and sales
9 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Aug 18, 2026 | NAIFX | ↑ Buy | 1,422 | $9.67 | $14K | Direct | Aug 20, 2026 (2d) |
| May 13, 2026 | NAIFX | ↑ Buy | 1,413 | $9.73 | $14K | Direct | May 14, 2026 (1d) |
| Feb 12, 2026 | NAIFX | ↑ Buy | 1,404 | $9.79 | $14K | Direct | Feb 13, 2026 (1d) |
| Nov 13, 2025 | NAIFX | ↑ Buy | 1,410 | $9.75 | $14K | Direct | Nov 17, 2025 (4d) |
| Aug 13, 2025 | NAIFX | ↑ Buy | 887 | $9.86 | $9K | Direct | Aug 15, 2025 (2d) |
| Jun 2, 2025 | NAIFX | ↑ Buy | 886 | $9.88 | $9K | Direct | Aug 15, 2025 (74d) |
| Jun 2, 2025 | NAIFX | ↑ Buy | 886 | $9.88 | $9K | Direct | Jun 4, 2025 (2d) |
| Feb 13, 2025 | NAIFX | ↑ Buy | 883 | $9.91 | $9K | Direct | Feb 14, 2025 (1d) |
| Nov 13, 2024 | NAIFX | ↑ Buy | 872 | $10.04 | $9K | Direct | Nov 14, 2024 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Katherine Quick Rosa's insider trades
Katherine Quick Rosa is an insider at Nomura Alternative Income Fund. Since Nov 13, 2024, Katherine has reported 9 open-market purchases worth $99K and no sales on SEC Form 4. In the last 12 months: 4 buys ($55K).
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.