Karl A Roessner insider trades: E Trade Financial (ETFC) stock sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Karl reports to the SEC
Open-market buys and sales
15 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Feb 12, 2019 | ETFC | ↓ Sell10b5-1 | 45,724 | $47.35 | $2.2M | Direct | Feb 12, 2019 (0d) |
| Feb 8, 2018 | ETFC | ↓ Sell10b5-1 | 115,059 | $51.79 | $6.0M | Direct | Feb 9, 2018 (1d) |
| Sep 13, 2017 | ETFC | ↓ Sell10b5-1 | 8,578 | $40.49 | $347K | Direct | Sep 14, 2017 (1d) |
| Aug 18, 2017 | ETFC | ↓ Sell10b5-1 | 14,898 | $39.41 | $587K | Direct | Aug 22, 2017 (4d) |
| Feb 8, 2017 | ETFC | ↓ Sell10b5-1 | 16,476 | $34.72 | $572K | Direct | Feb 9, 2017 (1d) |
| Apr 25, 2016 | ETFC | ↓ Sell10b5-1 | 16,828 | $25.93 | $436K | Direct | Apr 27, 2016 (2d) |
| Feb 10, 2016 | ETFC | ↓ Sell10b5-1 | 26,510 | $21.24 | $563K | Direct | Feb 11, 2016 (1d) |
| Sep 11, 2015 | ETFC | ↓ Sell10b5-1 | 2,692 | $26.96 | $73K | Direct | Sep 15, 2015 (4d) |
| Mar 4, 2015 | ETFC | ↓ Sell | 5,472 | $26.49 | $145K | Direct | Mar 6, 2015 (2d) |
| Feb 11, 2015 | ETFC | ↓ Sell10b5-1 | 11,851 | $25.37 | $301K | Direct | Feb 12, 2015 (1d) |
| Feb 9, 2015 | ETFC | ↓ Sell10b5-1 | 15,298 | $25.22 | $386K | Direct | Feb 10, 2015 (1d) |
| Apr 28, 2014 | ETFC | ↓ Sell10b5-1 | 9,203 | $22.07 | $203K | Direct | Apr 30, 2014 (2d) |
| Feb 11, 2014 | ETFC | ↓ Sell10b5-1 | 3,670 | $20.60 | $76K | Direct | Feb 11, 2014 (0d) |
| Feb 7, 2014 | ETFC | ↓ Sell10b5-1 | 2,611 | $19.97 | $52K | Direct | Feb 10, 2014 (3d) |
| Nov 27, 2013 | ETFC | ↓ Sell10b5-1 | 14,825 | $17.88 | $265K | Direct | Dec 2, 2013 (5d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Karl A Roessner's insider trades
Karl A Roessner is Chief Executive Officer at E Trade Financial (ETFC). Since Nov 27, 2013, Karl has reported no open-market purchases and 15 sales worth $12.1M on SEC Form 4. There have been no open-market trades in the last 12 months.
14 sales (99% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include shares withheld for taxes (15 filings), grants and awards (10 filings), option exercises (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ETFC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.