Joseph A Sullivan insider trades: Legg Mason (LM) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Joseph reports to the SEC
Open-market buys and sales
14 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 10, 2020 | LM | ↓ Sell | 648,178 | $49.98 | $32.4M | Direct | Jun 12, 2020 (2d) |
| Jun 9, 2020 | LM | ↓ Sell | 16,634 | $50.04 | $832K | Direct | Jun 11, 2020 (2d) |
| Jun 8, 2020 | LM | ↓ Sell | 223,256 | $50.04 | $11.2M | Direct | Jun 10, 2020 (2d) |
| Mar 31, 2020 | LM | ↓ Sell | 22,871 | $48.74 | $1.1M | Direct | Apr 1, 2020 (1d) |
| May 16, 2019 | LM | ↓ Sell | 26,470 | $36.18 | $958K | Direct | May 17, 2019 (1d) |
| May 16, 2018 | LM | ↓ Sell | 31,336 | $38.81 | $1.2M | Direct | May 17, 2018 (1d) |
| Feb 16, 2017 | LM | ↓ Sell | 29,744 | $36.06 | $1.1M | Direct | Feb 17, 2017 (1d) |
| Feb 1, 2016 | LM | ↓ Sell | 53,418 | $29.70 | $1.6M | Direct | Feb 2, 2016 (1d) |
| Jan 26, 2016 | LM | ↑ Buy | 25,000 | $29.81 | $745K | Direct | Jan 26, 2016 (0d) |
| Feb 8, 2010 | LM | ↑ Buy | 42,600 | $24.98 | $1.1M | Direct | Feb 8, 2010 (0d) |
| Feb 4, 2010 | LM | ↓ Sell | 16,569 | $25.01 | $414K | Direct | Feb 8, 2010 (4d) |
| Jan 17, 2006 | SF | ↑ Buy | 80,000 | $25.00 | $2.0M | Direct | Jan 19, 2006 (2d) |
| Sep 26, 2005 | LM | ↓ Sell | 35,600 | $107.42 | $3.8M | Direct | Sep 28, 2005 (2d) |
| Jun 30, 2005 | LM | ↓ Sell | 763 | $105.52 | $81K | Direct | Jul 5, 2005 (5d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Joseph A Sullivan's insider trades
Joseph A Sullivan is Chairman, President & CEO at Legg Mason (LM). Since Jun 30, 2005, Joseph has reported 3 open-market purchases worth $3.8M and 11 sales worth $54.7M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (57 filings), shares withheld for taxes (15 filings), option exercises (12 filings), gifts (8 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every LM insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.