John R Erickson insider trades: American Capital Senior Floating (ACSF) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where John reports to the SEC
Open-market buys and sales
69 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 30, 2016 | ACSF | ↓ Sell | 11,000 | $11.81 | $130K | 401(k) Plan | Jan 4, 2017 (5d) |
| Apr 26, 2016 | ACAS | ↓ Sell10b5-1 | 1,314 | $15.73 | $21K | Direct | Apr 26, 2016 (0d) |
| Apr 12, 2016 | ACAS | ↓ Sell10b5-1 | 55,043 | $15.54 | $855K | Direct | Apr 12, 2016 (0d) |
| Mar 2, 2016 | ACAS | ↓ Sell10b5-1 | 6,406 | $13.90 | $89K | Direct | Mar 2, 2016 (0d) |
| Jan 5, 2016 | ACAS | ↓ Sell10b5-1 | 27,090 | $14.09 | $382K | Direct | Jan 5, 2016 (0d) |
| Nov 5, 2015 | ACSF | ↑ Buy | 2,250 | $10.61 | $24K | Trust | Nov 6, 2015 (1d) |
| Nov 5, 2015 | ACSF | ↑ Buy | 1,000 | $10.61 | $11K | 401(k) Plan | Nov 6, 2015 (1d) |
| Apr 28, 2015 | ACAS | ↓ Sell10b5-1 | 1,314 | $15.10 | $20K | Direct | Apr 29, 2015 (1d) |
| Apr 13, 2015 | ACAS | ↓ Sell10b5-1 | 19,520 | $14.96 | $292K | Direct | Apr 13, 2015 (0d) |
| Jan 26, 2015 | ACAS | ↓ Sell10b5-1 | 14,415 | $14.41 | $208K | Direct | Jan 27, 2015 (1d) |
| Jan 23, 2015 | ACAS | ↓ Sell10b5-1 | 51,944 | $14.42 | $749K | Direct | Jan 26, 2015 (3d) |
| Jan 22, 2015 | ACAS | ↓ Sell10b5-1 | 46,882 | $14.37 | $674K | Direct | Jan 23, 2015 (1d) |
| Jan 20, 2015 | ACAS | ↓ Sell10b5-1 | 42,654 | $14.25 | $608K | Direct | Jan 21, 2015 (1d) |
| Jan 15, 2015 | ACAS | ↓ Sell10b5-1 | 67,137 | $14.14 | $950K | Direct | Jan 16, 2015 (1d) |
| Jan 13, 2015 | ACAS | ↓ Sell10b5-1 | 48,944 | $14.67 | $718K | Direct | Jan 14, 2015 (1d) |
| Jan 12, 2015 | ACAS | ↓ Sell10b5-1 | 23,229 | $14.71 | $342K | Direct | Jan 13, 2015 (1d) |
| Jan 8, 2015 | ACAS | ↓ Sell10b5-1 | 83,280 | $14.84 | $1.2M | Direct | Jan 9, 2015 (1d) |
| Jan 6, 2015 | ACAS | ↓ Sell10b5-1 | 63,755 | $14.40 | $918K | Direct | Jan 8, 2015 (2d) |
| Dec 9, 2014 | ACSF | ↑ Buy | 1,000 | $12.45 | $12K | 401(k) Plan | Dec 9, 2014 (0d) |
| Nov 12, 2014 | ACAS | ↓ Sell10b5-1 | 8,228 | $15.37 | $126K | Direct | Nov 12, 2014 (0d) |
| Nov 5, 2014 | ACSF | ↑ Buy | 1,000 | $13.18 | $13K | 401(k) Plan | Nov 5, 2014 (0d) |
| Aug 15, 2014 | ACSF | ↑ Buy | 1,750 | $13.98 | $24K | 401(k) Plan | Aug 18, 2014 (3d) |
| Jun 4, 2014 | ACSF | ↑ Buy | 750 | $13.78 | $10K | Trust | Jun 5, 2014 (1d) |
| Jun 4, 2014 | ACSF | ↑ Buy | 250 | $13.78 | $3K | 401(k) Plan | Jun 5, 2014 (1d) |
| May 28, 2014 | ACAS | ↓ Sell10b5-1 | 1,593 | $14.67 | $23K | Direct | May 29, 2014 (1d) |
| May 7, 2014 | ACSF | ↑ Buy | 1,000 | $13.62 | $14K | 401(k) Plan | May 7, 2014 (0d) |
| Feb 24, 2014 | ACSF | ↑ Buy | 1,000 | $14.53 | $15K | 401(k) Plan | Feb 25, 2014 (1d) |
| Feb 19, 2014 | ACSF | ↑ Buy | 3,000 | $14.36 | $43K | 401(k) Plan | Feb 20, 2014 (1d) |
| Feb 6, 2014 | AGNC | ↑ Buy | 2,000 | $21.71 | $43K | Family Trust | Feb 20, 2014 (14d) |
| Feb 6, 2014 | ACSF | ↑ Buy | 1,000 | $13.89 | $14K | Direct | Feb 10, 2014 (4d) |
| Nov 12, 2013 | ACAS | ↓ Sell10b5-1 | 8,190 | $14.01 | $115K | Direct | Nov 13, 2013 (1d) |
| Jun 4, 2013 | MTGE | ↑ Buy | 3,000 | $20.72 | $62K | Direct | Jun 5, 2013 (1d) |
| Mar 25, 2013 | ACAS | ↓ Sell10b5-1 | 10,406 | $14.76 | $154K | Direct | Mar 25, 2013 (0d) |
| Feb 27, 2013 | ACAS | ↓ Sell10b5-1 | 5,350 | $13.78 | $74K | Direct | Feb 28, 2013 (1d) |
| Feb 15, 2013 | MTGE | ↑ Buy | 3,000 | $25.95 | $78K | Direct | Feb 15, 2013 (0d) |
| Jan 10, 2013 | ACAS | ↓ Sell10b5-1 | 6,304 | $13.02 | $82K | Direct | Jan 11, 2013 (1d) |
| Nov 13, 2012 | ACAS | ↓ Sell10b5-1 | 7,301 | $11.49 | $84K | Direct | Nov 14, 2012 (1d) |
| Sep 25, 2012 | ACAS | ↓ Sell10b5-1 | 6,747 | $11.73 | $79K | Direct | Sep 25, 2012 (0d) |
| Jul 30, 2012 | ACAS | ↓ Sell10b5-1 | 9,167 | $9.80 | $90K | Direct | Aug 1, 2012 (2d) |
| Jun 25, 2012 | ACAS | ↓ Sell10b5-1 | 6,747 | $9.34 | $63K | Direct | Jun 27, 2012 (2d) |
| Mar 28, 2012 | ACAS | ↓ Sell10b5-1 | 8,822 | $8.76 | $77K | Direct | Mar 28, 2012 (0d) |
| Mar 23, 2012 | ACAS | ↓ Sell10b5-1 | 6,708 | $8.86 | $59K | Direct | Mar 23, 2012 (0d) |
| Feb 28, 2012 | ACAS | ↓ Sell10b5-1 | 6,261 | $8.90 | $56K | Direct | Feb 29, 2012 (1d) |
| Jan 10, 2012 | ACAS | ↓ Sell10b5-1 | 6,353 | $7.24 | $46K | Direct | Jan 10, 2012 (0d) |
| Nov 14, 2011 | ACAS | ↓ Sell10b5-1 | 7,260 | $7.29 | $53K | Direct | Nov 15, 2011 (1d) |
| Mar 29, 2011 | ACAS | ↓ Sell10b5-1 | 7,170 | $9.45 | $68K | Direct | Mar 30, 2011 (1d) |
| Mar 1, 2011 | ACAS | ↓ Sell10b5-1 | 12,103 | $9.35 | $113K | Direct | Mar 2, 2011 (1d) |
| Jan 11, 2011 | ACAS | ↓ Sell10b5-1 | 6,274 | $8.04 | $50K | Direct | Jan 12, 2011 (1d) |
| Dec 14, 2010 | ACAS | ↓ Sell10b5-1 | 7,381 | $7.79 | $57K | Direct | Dec 16, 2010 (2d) |
| Mar 1, 2010 | ACAS | ↓ Sell10b5-1 | 12,461 | $4.35 | $54K | Direct | Mar 2, 2010 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About John R Erickson's insider trades
John R Erickson is EVP, CFO and Asst. Sec. at American Capital Senior Floating (ACSF). Since May 10, 2005, John has reported 14 open-market purchases worth $367K and 55 sales worth $24.4M on SEC Form 4. There have been no open-market trades in the last 12 months.
38 sales (40% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include grants and awards (36 filings), option exercises (27 filings), shares returned to the company (4 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ACSF insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.