John P Amboian insider trades: Nuveen Flexible Investment Income Fund (JPW) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where John reports to the SEC
and 5 more companies
Open-market buys and sales
24 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 28, 2013 | JPW | ↑ Buy | 10,000 | $20.00 | $200K | Direct | Jul 2, 2013 (4d) |
| Aug 23, 2010 | JLA | ↓ Sell | 6,185 | $13.11 | $81K | Direct | Aug 25, 2010 (2d) |
| Feb 17, 2010 | NVG | ↑ Buy | 18,000 | $10.17 | $183K | As Custodian For Benefit Of Children | Feb 19, 2010 (2d) |
| Feb 17, 2010 | NEA | ↑ Buy | 18,000 | $10.07 | $181K | As Custodian For Benefit Of Children | Feb 19, 2010 (2d) |
| Feb 16, 2010 | NVG | ↑ Buy | 4,500 | $10.16 | $46K | As Custodian For Benefit Of Children | Feb 18, 2010 (2d) |
| Feb 16, 2010 | NEA | ↑ Buy | 4,500 | $10.06 | $45K | As Custodian For Benefit Of Children | Feb 18, 2010 (2d) |
| May 13, 2008 | JLA | ↑ Buy | 6,185 | $16.22 | $100K | Direct | May 13, 2008 (0d) |
| Aug 6, 2007 | JNC | ↓ Sell | 10,000 | $61.48 | $615K | Direct | Aug 7, 2007 (1d) |
| Aug 6, 2007 | JGV | ↑ Buy | 11,000 | $18.60 | $205K | Direct | Aug 6, 2007 (0d) |
| Aug 3, 2007 | JRS | ↑ Buy | 10,000 | $20.60 | $206K | Direct | Aug 6, 2007 (3d) |
| Aug 3, 2007 | JFP | ↑ Buy | 15,000 | $13.54 | $203K | Direct | Aug 6, 2007 (3d) |
| Aug 3, 2007 | JQC | ↑ Buy | 16,000 | $12.26 | $196K | Direct | Aug 6, 2007 (3d) |
| Aug 3, 2007 | JCE | ↑ Buy | 11,500 | $13.05 | $150K | Direct | Aug 6, 2007 (3d) |
| May 7, 2007 | JNC | ↓ Sell | 30,000 | $53.66 | $1.6M | Direct | May 8, 2007 (1d) |
| Feb 5, 2007 | JNC | ↓ Sell | 30,000 | $50.49 | $1.5M | Direct | Feb 7, 2007 (2d) |
| Nov 6, 2006 | JNC | ↓ Sell | 30,000 | $50.24 | $1.5M | Direct | Nov 8, 2006 (2d) |
| Aug 15, 2006 | JNC | ↓ Sell | 30,000 | $47.47 | $1.4M | Direct | Aug 16, 2006 (1d) |
| Jul 28, 2006 | JNC | ↓ Sell | 30,000 | $47.17 | $1.4M | Direct | Jul 31, 2006 (3d) |
| Feb 6, 2006 | JNC | ↓ Sell | 30,000 | $44.80 | $1.3M | Direct | Feb 7, 2006 (1d) |
| Nov 17, 2005 | JNC | ↓ Sell | 11,500 | $42.00 | $483K | Direct | Nov 18, 2005 (1d) |
| Nov 15, 2005 | JNC | ↓ Sell | 18,500 | $42.01 | $777K | Direct | Nov 15, 2005 (0d) |
| Nov 8, 2005 | JNC | ↓ Sell | 19,800 | $40.01 | $792K | Direct | Nov 10, 2005 (2d) |
| Nov 7, 2005 | JNC | ↓ Sell | 10,200 | $40.23 | $410K | Direct | Nov 9, 2005 (2d) |
| Nov 4, 2005 | JNC | ↓ Sell | 25,000 | $39.92 | $998K | Direct | Nov 8, 2005 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About John P Amboian's insider trades
John P Amboian is an insider at Nuveen Flexible Investment Income Fund (JPW). Since Nov 4, 2005, John has reported 11 open-market purchases worth $1.7M and 13 sales worth $13.0M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (13 filings), grants and awards (6 filings), other transactions (2 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every JPW insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.