John G Duffy insider trades: Kbw (KBW) stock sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where John reports to the SEC
Open-market buys and sales
25 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 5, 2012 | KBW | ↓ Sell | 100,000 | $17.20 | $1.7M | Direct | Dec 6, 2012 (1d) |
| Nov 30, 2012 | KBW | ↓ Sell | 75,000 | $17.23 | $1.3M | Direct | Dec 4, 2012 (4d) |
| May 1, 2012 | KBW | ↓ Sell | 49,488 | $17.06 | $844K | Direct | May 2, 2012 (1d) |
| Mar 15, 2012 | KBW | ↓ Sell | 20,000 | $17.35 | $347K | Direct | Mar 15, 2012 (0d) |
| Mar 7, 2012 | KBW | ↓ Sell | 10,000 | $15.74 | $157K | Direct | Mar 9, 2012 (2d) |
| Mar 2, 2012 | KBW | ↓ Sell | 30,000 | $16.12 | $484K | Direct | Mar 5, 2012 (3d) |
| Mar 1, 2012 | KBW | ↓ Sell | 5,000 | $16.51 | $83K | Direct | Mar 2, 2012 (1d) |
| Nov 9, 2010 | KBW | ↓ Sell | 10,000 | $25.00 | $250K | Direct | Nov 9, 2010 (0d) |
| Nov 4, 2010 | KBW | ↓ Sell | 15,000 | $25.13 | $377K | Direct | Nov 8, 2010 (4d) |
| Nov 3, 2010 | KBW | ↓ Sell | 24,285 | $24.76 | $601K | Direct | Nov 3, 2010 (0d) |
| Nov 6, 2009 | KBW | ↓ Sell | 22,938 | $28.21 | $647K | Direct | Nov 9, 2009 (3d) |
| Nov 4, 2009 | KBW | ↓ Sell | 27,062 | $28.00 | $758K | Direct | Nov 4, 2009 (0d) |
| Aug 31, 2009 | KBW | ↓ Sell | 15,000 | $28.46 | $427K | Direct | Sep 1, 2009 (1d) |
| Aug 3, 2009 | KBW | ↓ Sell | 11,380 | $28.50 | $324K | Direct | Aug 4, 2009 (1d) |
| May 1, 2009 | KBW | ↓ Sell | 5,000 | $23.64 | $118K | Direct | May 1, 2009 (0d) |
| Nov 26, 2008 | KBW | ↓ Sell | 8,992 | $319.01 | $2.9M | Shares held by the 1999 Inter Vivos Trus | Nov 28, 2008 (2d) |
| Nov 26, 2008 | KBW | ↓ Sell | 7,948 | $22.12 | $176K | Shares held by the 2006 Duffy Family Tru | Nov 28, 2008 (2d) |
| Nov 26, 2008 | KBW | ↓ Sell | 4,734 | $22.08 | $105K | Shares held by the John G. Duffy 2008 GR | Nov 28, 2008 (2d) |
| Nov 26, 2008 | KBW | ↓ Sell | 3,651 | $22.09 | $81K | Direct | Nov 28, 2008 (2d) |
| Nov 24, 2008 | KBW | ↓ Sell | 15,812 | $21.73 | $344K | Shares held by the 1999 Inter Vivos Trus | Nov 25, 2008 (1d) |
| Nov 24, 2008 | KBW | ↓ Sell | 11,059 | $21.60 | $239K | Direct | Nov 25, 2008 (1d) |
| Nov 24, 2008 | KBW | ↓ Sell | 10,852 | $21.83 | $237K | Shares held by the 2006 Duffy Family Tru | Nov 25, 2008 (1d) |
| Nov 24, 2008 | KBW | ↓ Sell | 1,937 | $22.43 | $43K | Shares held by the John G. Duffy 2008 GR | Nov 25, 2008 (1d) |
| Nov 21, 2008 | KBW | ↓ Sell | 14,615 | $21.46 | $314K | Shares held by the John G. Duffy 2008 Gr | Nov 25, 2008 (4d) |
| Nov 21, 2008 | KBW | ↓ Sell | 4,000 | $21.46 | $86K | Shares held by the 2007 Duffy Family GST | Nov 25, 2008 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About John G Duffy's insider trades
John G Duffy is Director, Vice Chairman at Kbw (KBW). Since Nov 21, 2008, John has reported no open-market purchases and 25 sales worth $12.9M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (21 filings), gifts (13 filings), shares returned to the company (7 filings), other transactions (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every KBW insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.