James M Oates insider trades: Stifel Financial (SF) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where James reports to the SEC
and 7 more companies
Open-market buys and sales
34 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 2, 2021 | SF | ↓ Sell | 20,000 | $68.64 | $1.4M | Direct | Jun 3, 2021 (1d) |
| Feb 22, 2021 | SF | ↓ Sell | 10,000 | $60.63 | $606K | Direct | Feb 24, 2021 (2d) |
| Nov 9, 2020 | SF | ↓ Sell | 9,000 | $68.14 | $613K | Direct | Nov 10, 2020 (1d) |
| Dec 20, 2019 | SF | ↓ Sell | 10,000 | $61.99 | $620K | Direct | Dec 23, 2019 (3d) |
| May 9, 2019 | SF | ↓ Sell | 20,000 | $58.61 | $1.2M | Direct | May 10, 2019 (1d) |
| Nov 10, 2017 | SF | ↓ Sell | 1,768 | $52.27 | $92K | Direct | Nov 14, 2017 (4d) |
| Jul 31, 2017 | DSE | ↓ Sell | 2,000 | $7.22 | $14K | Direct | Aug 2, 2017 (2d) |
| Jul 17, 2017 | ZF | ↓ Sell | 5,630 | $12.06 | $68K | Direct | Apr 13, 2018 (270d) |
| Jul 17, 2017 | VGI | ↓ Sell | 1,586 | $16.81 | $27K | Direct | Apr 13, 2018 (270d) |
| Jan 11, 2017 | ZTR | ↑ Buy | 3,000 | $11.26 | $34K | Direct | Jan 11, 2017 (0d) |
| Dec 5, 2016 | SF | ↓ Sell | 5,000 | $50.42 | $252K | Direct | Dec 5, 2016 (0d) |
| Nov 22, 2016 | SF | ↓ Sell | 5,000 | $50.20 | $251K | Direct | Nov 23, 2016 (1d) |
| Jun 6, 2016 | DSE | ↑ Buy | 2,000 | $8.15 | $16K | Direct | Jun 7, 2016 (1d) |
| May 16, 2016 | DSE | ↑ Buy | 8,616 | $7.26 | $63K | Direct | May 17, 2016 (1d) |
| Dec 4, 2015 | DSE | ↑ Buy | 2,000 | $6.28 | $13K | Direct | Dec 7, 2015 (3d) |
| Feb 10, 2014 | JHI | ↑ Buy | 100 | $19.97 | $2K | Direct | Feb 10, 2014 (0d) |
| Feb 10, 2014 | HPI | ↑ Buy | 105 | $18.95 | $2K | Direct | Feb 10, 2014 (0d) |
| Feb 10, 2014 | HPS | ↑ Buy | 118 | $16.82 | $2K | Direct | Feb 10, 2014 (0d) |
| Feb 10, 2014 | HPF | ↑ Buy | 105 | $18.88 | $2K | Direct | Feb 10, 2014 (0d) |
| Feb 10, 2014 | PDT | ↑ Buy | 162 | $12.22 | $2K | Direct | Feb 10, 2014 (0d) |
| Feb 10, 2014 | JHS | ↑ Buy | 136 | $14.53 | $2K | Direct | Feb 10, 2014 (0d) |
| Nov 26, 2013 | SF | ↓ Sell | 6,000 | $44.95 | $270K | Direct | Nov 27, 2013 (1d) |
| Nov 18, 2013 | HPF | ↑ Buy | 54 | $18.23 | $984 | Direct | Nov 18, 2013 (0d) |
| Nov 18, 2013 | HPS | ↑ Buy | 61 | $16.06 | $980 | Direct | Nov 18, 2013 (0d) |
| Nov 18, 2013 | JHI | ↑ Buy | 52 | $18.83 | $979 | Direct | Nov 18, 2013 (0d) |
| Nov 18, 2013 | HPI | ↑ Buy | 53 | $18.35 | $973 | Direct | Nov 18, 2013 (0d) |
| Sep 17, 2013 | SF | ↓ Sell | 8,000 | $42.51 | $340K | Direct | Sep 18, 2013 (1d) |
| Feb 21, 2012 | SF | ↓ Sell | 19,434 | $38.80 | $754K | Direct | Feb 22, 2012 (1d) |
| Jan 26, 2012 | DCA | ↑ Buy | 10,000 | $3.45 | $34K | Direct | Jan 30, 2012 (4d) |
| May 18, 2011 | SF | ↓ Sell | 10,000 | $40.10 | $401K | Direct | May 20, 2011 (2d) |
| Feb 18, 2011 | SF | ↓ Sell | 5,821 | $73.93 | $430K | Direct | Feb 22, 2011 (4d) |
| Aug 27, 2010 | SF | ↓ Sell | 11,000 | $45.54 | $501K | Direct | Aug 30, 2010 (3d) |
| Mar 17, 2010 | SF | ↓ Sell | 10,000 | $54.97 | $550K | Direct | Mar 19, 2010 (2d) |
| Feb 17, 2009 | SF | ↓ Sell | 40,000 | $35.06 | $1.4M | Direct | Feb 18, 2009 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other SF insiders
Open-market trades in the last 12 months
About James M Oates's insider trades
James M Oates is a director at Stifel Financial (SF). Since Feb 17, 2009, James has reported 15 open-market purchases worth $176K and 19 sales worth $9.7M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (27 filings), grants and awards (22 filings), gifts (5 filings), inherited shares (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every SF insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.