James C Fish Jr insider trades: Caterpillar (CAT) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where James reports to the SEC
Open-market buys and sales
27 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Nov 2, 2026 | CAT | ↑ Buy | 1,000 | $620.39 | $620K | Direct | Nov 3, 2026 (1d) |
| Feb 10, 2026 | WM | ↓ Sell | 36,753 | $230.43 | $8.5M | Direct | Feb 10, 2026 (0d) |
| Feb 24, 2025 | WM | ↓ Sell | 44,405 | $228.43 | $10.1M | Direct | Feb 24, 2025 (0d) |
| Mar 1, 2024 | WM | ↓ Sell | 36,207 | $204.43 | $7.4M | Direct | Mar 4, 2024 (3d) |
| Jan 17, 2024 | WM | ↓ Sell | 9,550 | $182.00 | $1.7M | Direct | Jan 17, 2024 (0d) |
| Dec 13, 2023 | WM | ↓ Sell | 9,550 | $177.00 | $1.7M | Direct | Dec 14, 2023 (1d) |
| Nov 13, 2023 | WM | ↓ Sell | 9,550 | $172.00 | $1.6M | Direct | Nov 14, 2023 (1d) |
| Mar 29, 2022 | WM | ↓ Sell | 35,724 | $158.21 | $5.7M | Direct | Mar 30, 2022 (1d) |
| Mar 7, 2022 | WM | ↓ Sell | 31,072 | $158.10 | $4.9M | Direct | Mar 8, 2022 (1d) |
| Jun 1, 2021 | WM | ↓ Sell | 131,625 | $140.50 | $18.5M | Direct | Jun 3, 2021 (2d) |
| May 17, 2021 | WM | ↓ Sell | 1 | $141.48 | $92 | Direct | May 19, 2021 (2d) |
| Feb 22, 2021 | WM | ↓ Sell | 62,324 | $110.08 | $6.9M | Direct | Feb 24, 2021 (2d) |
| Feb 19, 2021 | WM | ↓ Sell | 1,391 | $111.40 | $155K | Direct | Feb 22, 2021 (3d) |
| Nov 10, 2020 | WM | ↓ Sell | 24,671 | $123.09 | $3.0M | Direct | Nov 12, 2020 (2d) |
| Mar 4, 2020 | WM | ↓ Sell | 50,320 | $118.40 | $6.0M | Direct | Mar 5, 2020 (1d) |
| Feb 18, 2020 | WM | ↓ Sell10b5-1 | 68,642 | $125.78 | $8.6M | Direct | Feb 18, 2020 (0d) |
| Nov 14, 2019 | WM | ↓ Sell10b5-1 | 3,158 | $110.97 | $350K | Direct | Nov 15, 2019 (1d) |
| Jul 8, 2019 | WM | ↓ Sell | 84,314 | $116.51 | $9.8M | Direct | Jul 10, 2019 (2d) |
| Feb 16, 2018 | WM | ↓ Sell10b5-1 | 2,159 | $84.08 | $182K | Direct | Feb 20, 2018 (4d) |
| May 30, 2017 | WM | ↓ Sell | 3,500 | $72.19 | $253K | Direct | Jun 1, 2017 (2d) |
| May 15, 2017 | WM | ↓ Sell | 3,500 | $72.25 | $253K | Direct | May 17, 2017 (2d) |
| Mar 7, 2017 | WM | ↓ Sell | 25,260 | $72.94 | $1.8M | Direct | Mar 9, 2017 (2d) |
| Aug 11, 2016 | WM | ↓ Sell | 7,400 | $66.59 | $493K | Direct | Aug 12, 2016 (1d) |
| Aug 5, 2016 | WM | ↓ Sell | 33,708 | $65.91 | $2.2M | Direct | Aug 9, 2016 (4d) |
| Mar 9, 2016 | WM | ↓ Sell | 562 | $57.76 | $32K | Direct | Mar 10, 2016 (1d) |
| Aug 14, 2015 | WM | ↓ Sell | 54,143 | $51.92 | $2.8M | Direct | Aug 17, 2015 (3d) |
| Feb 20, 2015 | WM | ↓ Sell | 68,873 | $54.36 | $3.7M | Direct | Feb 24, 2015 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other CAT insiders
Open-market trades in the last 12 months
About James C Fish Jr's insider trades
James C Fish Jr is a director at Caterpillar (CAT). Since Feb 20, 2015, James has reported 1 open-market purchase worth $620K and 26 sales worth $106.8M on SEC Form 4. In the last 12 months: 1 buy ($620K) and 1 sale ($8.5M).
3 sales (9% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include grants and awards (36 filings), shares withheld for taxes (29 filings), option exercises (21 filings), gifts (12 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every CAT insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.