Harborview Capital Management, LLC insider trades: Alliqua stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Harborview Capital Management, LLC reports to the SEC
Open-market buys and sales
19 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 8, 2011 | [ALQA.OB] | ↑ Buy | 100,000 | $0.08 | $8K | Indirect | Dec 9, 2011 (1d) |
| Dec 5, 2011 | [ALQA.OB] | ↑ Buy | 190,000 | $0.08 | $16K | Indirect | Dec 6, 2011 (1d) |
| Nov 30, 2011 | [ALQA.OB] | ↑ Buy | 100,000 | $0.09 | $9K | Indirect | Dec 5, 2011 (5d) |
| Nov 28, 2011 | ALQA.OB | ↑ Buy | 50,000 | $0.10 | $5K | Indirect | Nov 30, 2011 (2d) |
| Nov 23, 2011 | [ALQA.OB] | ↑ Buy | 80,000 | $0.09 | $7K | Indirect | Jan 13, 2012 (51d) |
| Nov 22, 2011 | ALQA.OB | ↑ Buy | 414,000 | $0.08 | $33K | Indirect | Nov 23, 2011 (1d) |
| Jan 12, 2011 | AXIH | ↓ Sell | 33,088 | $1.11 | $37K | By Harborview Master Fund, L.P. | Mar 18, 2011 (65d) |
| Feb 24, 2010 | AXIH | ↓ Sell | 500 | $2.20 | $1K | By Harborview Capital Management, LLC | Mar 18, 2011 (387d) |
| Feb 19, 2010 | AXIH | ↓ Sell | 1,000 | $2.09 | $2K | Indirect | Mar 18, 2011 (392d) |
| Feb 3, 2010 | AXIH | ↑ Buy | 65,000 | $1.87 | $122K | By Harborview Master Fund, L.P. | Mar 18, 2011 (408d) |
| Jan 29, 2010 | AXIH | ↑ Buy | 5,000 | $2.50 | $12K | Indirect | Mar 18, 2011 (413d) |
| Dec 30, 2009 | AXIH | ↓ Sell | 28,290 | $2.88 | $82K | By Harborview Master Fund, L.P. | Mar 18, 2011 (443d) |
| Dec 29, 2009 | AXIH | ↓ Sell | 8,340 | $2.61 | $22K | By Harborview Capital Management, LLC | Mar 18, 2011 (444d) |
| Dec 24, 2009 | AXIH | ↑ Buy | 43,700 | $2.53 | $111K | By Harborview Master Fund, L.P. | Mar 18, 2011 (449d) |
| Dec 3, 2009 | AXIH | ↓ Sell | 500 | $2.54 | $1K | Indirect | Mar 18, 2011 (470d) |
| Oct 29, 2009 | AXIH | ↑ Buy | 10,000 | $2.87 | $29K | Indirect | Mar 18, 2011 (505d) |
| Oct 22, 2009 | AXIH | ↓ Sell | 18,846 | $2.92 | $55K | By Harborview Master Fund, L.P. | Mar 18, 2011 (512d) |
| Oct 21, 2009 | AXIH | ↑ Buy | 1,000 | $3.07 | $3K | By Harborview Master Fund, L.P. | Mar 18, 2011 (513d) |
| Oct 20, 2009 | AXIH | ↑ Buy | 2,950 | $3.07 | $9K | Indirect | Mar 18, 2011 (514d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Harborview Capital Management, LLC's insider trades
Harborview Capital Management, LLC is a 10% owner of Alliqua. Since Oct 20, 2009, it has reported 12 open-market purchases worth $364K and 7 sales worth $200K on SEC Form 4. There have been no open-market trades in the last 12 months.
Its filings also include grants and awards (5 filings), other transactions (5 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.