Duncan W Richardson insider trades: Eaton Vance (EV) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Duncan reports to the SEC
and 7 more companies
Open-market buys and sales
113 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Nov 6, 2013 | EV | ↓ Sell | 44,566 | $5.28 | $235K | By Voting Trust | Nov 6, 2013 (0d) |
| Dec 10, 2012 | EV | ↓ Sell | 263,000 | $31.85 | $8.4M | Direct | Dec 12, 2012 (2d) |
| Oct 4, 2012 | EV | ↓ Sell | 232,600 | $28.88 | $6.7M | Direct | Oct 5, 2012 (1d) |
| Oct 25, 2011 | EV | ↓ Sell | 97,000 | $24.30 | $2.4M | Direct | Oct 26, 2011 (1d) |
| Aug 9, 2011 | ETJ | ↑ Buy | 10,000 | $10.35 | $104K | Direct | Aug 9, 2011 (0d) |
| Aug 9, 2011 | EOS | ↑ Buy | 10,000 | $9.69 | $97K | Direct | Aug 9, 2011 (0d) |
| Aug 9, 2011 | EXG | ↑ Buy | 10,000 | $8.54 | $85K | Direct | Aug 9, 2011 (0d) |
| Aug 4, 2011 | EV | ↓ Sell | 92,400 | $24.27 | $2.2M | Direct | Aug 5, 2011 (1d) |
| Apr 26, 2011 | ETB | ↑ Buy | 2,000 | $13.55 | $27K | Direct | Oct 1, 2013 (889d) |
| Apr 26, 2011 | ETJ | ↑ Buy | 5,000 | $12.35 | $62K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | EOI | ↑ Buy | 5,000 | $12.20 | $61K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | ETY | ↑ Buy | 5,000 | $11.17 | $56K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | EXG | ↑ Buy | 5,000 | $10.89 | $54K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | ETB | ↑ Buy | 2,000 | $13.55 | $27K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | ETV | ↑ Buy | 2,000 | $12.97 | $26K | Direct | Apr 27, 2011 (1d) |
| Apr 26, 2011 | ETW | ↑ Buy | 2,000 | $12.40 | $25K | Direct | Apr 27, 2011 (1d) |
| Oct 21, 2010 | EV | ↓ Sell | 126,700 | $29.63 | $3.8M | Direct | Oct 22, 2010 (1d) |
| Sep 18, 2009 | EV | ↓ Sell | 72,000 | $29.67 | $2.1M | Direct | Sep 21, 2009 (3d) |
| Oct 27, 2008 | ETJ | ↑ Buy | 1,000 | $15.88 | $16K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETO | ↑ Buy | 1,000 | $12.25 | $12K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | EVT | ↑ Buy | 1,000 | $10.97 | $11K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | EOI | ↑ Buy | 1,000 | $10.93 | $11K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | EOS | ↑ Buy | 1,000 | $10.13 | $10K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETG | ↑ Buy | 1,000 | $9.93 | $10K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | EXG | ↑ Buy | 1,000 | $9.18 | $9K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETB | ↑ Buy | 500 | $10.50 | $5K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETY | ↑ Buy | 500 | $10.20 | $5K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETV | ↑ Buy | 500 | $10.20 | $5K | Direct | Oct 28, 2008 (1d) |
| Oct 27, 2008 | ETW | ↑ Buy | 500 | $9.08 | $5K | Direct | Oct 28, 2008 (1d) |
| Sep 29, 2008 | ETG | ↑ Buy | 1,000 | $14.15 | $14K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | ETO | ↑ Buy | 500 | $19.60 | $10K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | ETJ | ↑ Buy | 500 | $16.50 | $8K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | EVT | ↑ Buy | 500 | $15.75 | $8K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | EOS | ↑ Buy | 500 | $13.60 | $7K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | EOI | ↑ Buy | 500 | $13.45 | $7K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | ETY | ↑ Buy | 500 | $11.80 | $6K | Direct | Sep 30, 2008 (1d) |
| Sep 29, 2008 | EXG | ↑ Buy | 500 | $11.10 | $6K | Direct | Sep 30, 2008 (1d) |
| Jul 15, 2008 | ETO | ↑ Buy | 1,000 | $26.37 | $26K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | EVT | ↑ Buy | 1,000 | $20.70 | $21K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETG | ↑ Buy | 1,000 | $19.79 | $20K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETJ | ↑ Buy | 1,000 | $18.80 | $19K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | EOI | ↑ Buy | 1,000 | $14.87 | $15K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETB | ↑ Buy | 1,000 | $14.51 | $15K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETV | ↑ Buy | 1,000 | $14.41 | $14K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | EOS | ↑ Buy | 1,000 | $14.39 | $14K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETW | ↑ Buy | 1,000 | $13.76 | $14K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | ETY | ↑ Buy | 1,000 | $13.60 | $14K | Direct | Jul 16, 2008 (1d) |
| Jul 15, 2008 | EXG | ↑ Buy | 1,000 | $13.46 | $13K | Direct | Jul 16, 2008 (1d) |
| Dec 20, 2007 | EOI | ↑ Buy | 1,000 | $17.80 | $18K | Direct | Dec 26, 2007 (6d) |
| Dec 20, 2007 | EOS | ↑ Buy | 1,000 | $17.25 | $17K | Direct | Dec 26, 2007 (6d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Duncan W Richardson's insider trades
Duncan W Richardson is Executive Vice President at Eaton Vance (EV). Since Sep 20, 2005, Duncan has reported 106 open-market purchases worth $2.4M and 7 sales worth $25.8M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (15 filings), option exercises (9 filings), other transactions (8 filings), shares withheld for taxes (3 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every EV insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.