David A Sternberg insider trades: First Trust Alternative Opportunities Fund stock buys and sales
Companies
Where David reports to the SEC
Open-market buys and sales
8 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Dec 31, 2021 | VFLEX | ↓ Sell | 1,935 | $27.64 | $53K | Held By Spouse and Step-Children | Jan 4, 2022 (4d) |
| Nov 10, 2021 | VFLEX | ↑ Buy | 4,584 | $27.90 | $128K | Held By Spouse and Step-Children | Nov 12, 2021 (2d) |
| Nov 10, 2021 | VFLEX | ↑ Buy | 4,497 | $27.90 | $125K | Direct | Nov 12, 2021 (2d) |
| Aug 2, 2021 | VFLAX | ↑ Buy | 37 | $27.29 | $1000 | Vivaldi Holdings LLC | Aug 4, 2021 (2d) |
| May 21, 2021 | VFLEX | ↑ Buy | 302 | $26.74 | $8K | Held By Step-Child | May 24, 2021 (3d) |
| May 21, 2021 | VFLEX | ↑ Buy | 190 | $26.74 | $5K | Held By Spouse and Step-Child | May 24, 2021 (3d) |
| Dec 31, 2020 | VFLEX | ↓ Sell | 3,226 | $25.55 | $82K | Vivaldi Capital Management LLC | Jan 5, 2021 (5d) |
| Sep 21, 2020 | VFLEX | ↑ Buy | 4,036 | $24.78 | $100K | Direct | Oct 28, 2020 (37d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About David A Sternberg's insider trades
David A Sternberg is an insider at First Trust Alternative Opportunities Fund. Since Sep 21, 2020, David has reported 6 open-market purchases worth $368K and 2 sales worth $136K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (6 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.