David A R Dullum insider trades: Gladstone Investment Corporation\de (GAIN) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where David reports to the SEC
Open-market buys and sales
52 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Aug 7, 2023 | GAIN | ↑ Buy | 5,000 | $13.39 | $67K | Direct | Aug 8, 2023 (1d) |
| Mar 14, 2023 | GAIN | ↑ Buy | 3,000 | $12.84 | $39K | Direct | Mar 15, 2023 (1d) |
| Dec 16, 2022 | GAIN | ↑ Buy | 3,000 | $13.06 | $39K | Direct | Dec 16, 2022 (0d) |
| Jun 14, 2022 | GAIN | ↑ Buy | 4,000 | $12.75 | $51K | Direct | Jun 15, 2022 (1d) |
| Feb 24, 2022 | GAIN | ↑ Buy | 5,500 | $14.56 | $80K | Direct | Feb 24, 2022 (0d) |
| Dec 3, 2021 | GAIN | ↑ Buy | 3,000 | $16.54 | $50K | Direct | Dec 6, 2021 (3d) |
| Mar 23, 2020 | GAIN | ↑ Buy | 2,500 | $6.80 | $17K | Direct | Mar 24, 2020 (1d) |
| Mar 18, 2020 | GAIN | ↑ Buy | 8,000 | $7.20 | $58K | Direct | Mar 19, 2020 (1d) |
| Mar 12, 2020 | GAIN | ↑ Buy | 5,000 | $8.99 | $45K | Direct | Mar 16, 2020 (4d) |
| Mar 11, 2020 | GAIN | ↑ Buy | 10,000 | $10.49 | $105K | Direct | Mar 13, 2020 (2d) |
| Mar 2, 2020 | GAIN | ↑ Buy | 3,300 | $11.86 | $39K | Direct | Mar 3, 2020 (1d) |
| Sep 13, 2019 | GAIN | ↑ Buy | 2,400 | $12.44 | $30K | Direct | Sep 16, 2019 (3d) |
| Jun 4, 2019 | GAIN | ↑ Buy | 2,000 | $11.10 | $22K | Direct | Jun 6, 2019 (2d) |
| Dec 12, 2018 | GAIN | ↑ Buy | 1,400 | $9.90 | $14K | Direct | Dec 12, 2018 (0d) |
| Nov 8, 2018 | GAIN | ↑ Buy | 5,600 | $9.94 | $56K | Direct | Nov 13, 2018 (5d) |
| Mar 5, 2018 | GAIN | ↑ Buy | 5,000 | $9.56 | $48K | Direct | Mar 6, 2018 (1d) |
| Mar 13, 2017 | GAIN | ↑ Buy | 9,000 | $8.65 | $78K | Direct | Mar 13, 2017 (0d) |
| Nov 7, 2016 | GAIN | ↑ Buy | 4,000 | $7.65 | $31K | Direct | Nov 8, 2016 (1d) |
| Feb 8, 2016 | GAIN | ↑ Buy | 5,000 | $6.69 | $33K | Direct | Feb 9, 2016 (1d) |
| Dec 9, 2014 | GAIN | ↑ Buy | 5,700 | $7.01 | $40K | Direct | Dec 10, 2014 (1d) |
| Mar 14, 2014 | GAIN | ↑ Buy | 15,000 | $8.30 | $125K | Direct | Mar 18, 2014 (4d) |
| Nov 14, 2013 | GAIN | ↑ Buy | 7,800 | $7.33 | $57K | Direct | Nov 15, 2013 (1d) |
| Sep 6, 2011 | GAIN | ↑ Buy | 4,000 | $6.40 | $26K | Direct | Sep 6, 2011 (0d) |
| Jun 1, 2011 | GAIN | ↑ Buy | 3,398 | $7.37 | $25K | Direct | Jun 2, 2011 (1d) |
| Feb 4, 2011 | GAIN | ↑ Buy | 3,000 | $7.69 | $23K | Direct | Feb 4, 2011 (0d) |
| Nov 19, 2010 | GAIN | ↑ Buy | 1,500 | $7.70 | $12K | Direct | Nov 22, 2010 (3d) |
| Feb 24, 2009 | GAIN | ↑ Buy | 4,000 | $2.92 | $12K | Direct | Feb 25, 2009 (1d) |
| Nov 14, 2008 | GAIN | ↑ Buy | 2,000 | $3.81 | $8K | Direct | Nov 17, 2008 (3d) |
| Nov 10, 2008 | GAIN | ↑ Buy | 3,000 | $5.18 | $16K | Direct | Nov 12, 2008 (2d) |
| Sep 2, 2008 | GAIN | ↑ Buy | 3,000 | $7.43 | $22K | Direct | Sep 3, 2008 (1d) |
| Aug 13, 2007 | GAIN | ↑ Buy | 1,000 | $12.42 | $12K | Direct | Aug 13, 2007 (0d) |
| Apr 17, 2007 | HAC | ↓ Sell | 30,000 | $0.01 | $300 | By Grand Cru Management, LLC | Apr 19, 2007 (2d) |
| Apr 17, 2007 | HAC | ↓ Sell | 15,000 | $0.01 | $150 | Direct | Apr 19, 2007 (2d) |
| Dec 15, 2006 | GOOD | ↓ Sell | 2,082 | $20.40 | $42K | Direct | Dec 19, 2006 (4d) |
| Dec 11, 2006 | GOOD | ↓ Sell | 1,020 | $20.44 | $21K | Direct | Dec 12, 2006 (1d) |
| Nov 14, 2006 | GOOD | ↓ Sell | 2,012 | $20.59 | $41K | Direct | Nov 15, 2006 (1d) |
| Sep 29, 2006 | GOOD | ↓ Sell | 1,607 | $20.10 | $32K | Direct | Oct 3, 2006 (4d) |
| Sep 26, 2006 | GOOD | ↓ Sell | 100 | $20.25 | $2K | Direct | Sep 29, 2006 (3d) |
| Sep 25, 2006 | GOOD | ↓ Sell | 13,399 | $20.09 | $269K | Direct | Sep 26, 2006 (1d) |
| Sep 20, 2006 | GOOD | ↓ Sell | 350 | $20.05 | $7K | Direct | Sep 21, 2006 (1d) |
| Sep 13, 2006 | GOOD | ↓ Sell | 2,980 | $20.31 | $61K | Direct | Sep 13, 2006 (0d) |
| Sep 8, 2006 | GLAD | ↓ Sell | 3,069 | $22.81 | $70K | Direct | Sep 11, 2006 (3d) |
| Sep 8, 2006 | GOOD | ↓ Sell | 2,900 | $20.26 | $59K | Direct | Sep 11, 2006 (3d) |
| Aug 31, 2006 | GOOD | ↓ Sell | 5,000 | $20.16 | $101K | Direct | Aug 31, 2006 (0d) |
| Aug 30, 2006 | GLAD | ↓ Sell | 827 | $22.55 | $19K | Direct | Aug 31, 2006 (1d) |
| Aug 15, 2006 | GLAD | ↓ Sell | 7,267 | $22.07 | $160K | Direct | Aug 16, 2006 (1d) |
| Jun 30, 2006 | GLAD | ↓ Sell | 12,816 | $21.78 | $279K | Direct | Jul 3, 2006 (3d) |
| Jun 27, 2006 | GLAD | ↓ Sell | 1,021 | $21.70 | $22K | Direct | Jun 28, 2006 (1d) |
| Jun 19, 2006 | GLAD | ↓ Sell | 5,000 | $21.90 | $110K | Direct | Jun 20, 2006 (1d) |
| Jun 9, 2006 | GOOD | ↓ Sell | 3,550 | $19.26 | $68K | Direct | Jun 14, 2006 (5d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
Other GAIN insiders
Open-market trades in the last 12 months
About David A R Dullum's insider trades
David A R Dullum is President at Gladstone Investment Corporation\de (GAIN). Since Jun 28, 2005, David has reported 33 open-market purchases worth $1.4M and 19 sales worth $1.4M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (17 filings), gifts (1 filing), grants and awards (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every GAIN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.