Chenyu Caroline Cai insider trades: Pzena Investment Management (PZN) stock sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Chenyu reports to the SEC
Open-market buys and sales
6 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | PZN | ↓ Sell | 6,043 | $9.84 | $59K | Direct | Jan 11, 2022 (0d) |
| Jan 4, 2022 | PZN | ↓ Sell | 500 | $9.76 | $5K | Direct | Jan 6, 2022 (2d) |
| Dec 30, 2021 | PZN | ↓ Sell | 4,100 | $9.78 | $40K | Direct | Jan 3, 2022 (4d) |
| Dec 28, 2021 | PZN | ↓ Sell | 10,653 | $9.65 | $103K | Direct | Dec 28, 2021 (0d) |
| Dec 22, 2021 | PZN | ↓ Sell | 28,704 | $9.39 | $269K | Direct | Dec 23, 2021 (1d) |
| Dec 18, 2020 | PZN | ↓ Sell | 401 | $7.90 | $3K | Direct | Dec 29, 2020 (11d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Chenyu Caroline Cai's insider trades
Chenyu Caroline Cai is Executive Vice President at Pzena Investment Management (PZN). Since Dec 18, 2020, Chenyu has reported no open-market purchases and 6 sales worth $480K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include option exercises (8 filings), shares withheld for taxes (6 filings), grants and awards (3 filings), other transactions (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every PZN insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.