Carlton Neel insider trades: Zweig Fund (ZF) stock purchases
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Carlton reports to the SEC
Open-market buys and sales
25 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Apr 15, 2015 | ZF | ↑ Buy | 775 | $15.34 | $12K | Direct | Apr 16, 2015 (1d) |
| Apr 14, 2015 | ZTR | ↑ Buy | 7,000 | $13.69 | $96K | Direct | Apr 15, 2015 (1d) |
| Oct 28, 2014 | ZTR | ↑ Buy | 2,260 | $13.72 | $31K | Direct | Oct 29, 2014 (1d) |
| Oct 28, 2014 | ZF | ↑ Buy | 218 | $14.88 | $3K | Direct | Oct 29, 2014 (1d) |
| Oct 17, 2014 | ZF | ↑ Buy | 11,000 | $14.17 | $156K | Direct | Oct 20, 2014 (3d) |
| Oct 17, 2014 | ZTR | ↑ Buy | 5,000 | $13.19 | $66K | Direct | Oct 20, 2014 (3d) |
| May 6, 2013 | ZF | ↑ Buy | 7,000 | $13.04 | $91K | Direct | May 7, 2013 (1d) |
| Apr 29, 2013 | ZTR | ↑ Buy | 5,000 | $12.97 | $65K | Direct | Apr 30, 2013 (1d) |
| Apr 29, 2013 | ZF | ↑ Buy | 2,047 | $12.72 | $26K | Direct | Apr 30, 2013 (1d) |
| Apr 12, 2013 | ZTR | ↑ Buy | 5,000 | $12.96 | $65K | Direct | Apr 15, 2013 (3d) |
| Apr 12, 2013 | ZF | ↑ Buy | 5,000 | $12.85 | $64K | Direct | Apr 15, 2013 (3d) |
| Apr 11, 2013 | ZF | ↑ Buy | 200 | $12.88 | $3K | Direct | Apr 12, 2013 (1d) |
| Apr 10, 2013 | ZTR | ↑ Buy | 15,000 | $12.87 | $193K | Direct | Apr 11, 2013 (1d) |
| Apr 9, 2013 | ZTR | ↑ Buy | 3,054 | $12.87 | $39K | Direct | Apr 10, 2013 (1d) |
| Apr 5, 2013 | ZF | ↑ Buy | 100 | $12.80 | $1K | Direct | Apr 8, 2013 (3d) |
| Apr 4, 2013 | ZTR | ↑ Buy | 5,000 | $12.94 | $65K | Direct | Apr 5, 2013 (1d) |
| Apr 3, 2013 | ZF | ↑ Buy | 25,000 | $12.90 | $323K | Direct | Apr 5, 2013 (2d) |
| Apr 3, 2013 | ZTR | ↑ Buy | 10,000 | $12.99 | $130K | Direct | Apr 5, 2013 (2d) |
| Dec 17, 2012 | ZF | ↑ Buy | 6,050 | $12.00 | $73K | Direct | Dec 19, 2012 (2d) |
| Mar 10, 2009 | ZF | ↑ Buy | 10,000 | $2.16 | $22K | On Behalf of Child | Mar 11, 2009 (1d) |
| Mar 10, 2009 | ZTR | ↑ Buy | 3,700 | $2.68 | $10K | Direct | Mar 11, 2009 (1d) |
| Mar 10, 2009 | ZF | ↑ Buy | 4,600 | $2.15 | $10K | Direct | Mar 11, 2009 (1d) |
| Oct 8, 2008 | ZTR | ↑ Buy | 10,000 | $3.15 | $31K | On behalf of child | Oct 10, 2008 (2d) |
| Oct 8, 2008 | ZTR | ↑ Buy | 3,000 | $2.93 | $9K | On behalf of Child | Oct 10, 2008 (2d) |
| Oct 8, 2008 | ZTR | ↑ Buy | 3,000 | $2.93 | $9K | On Behalf of Child | Oct 10, 2008 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Carlton Neel's insider trades
Carlton Neel is SVP & Portfolio Manager at Zweig Fund (ZF). Since Oct 8, 2008, Carlton has reported 25 open-market purchases worth $1.6M and no sales on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (3 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every ZF insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.

