Carl Spielvogel insider trades: Apollo Investment (AINV) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Carl reports to the SEC
Open-market buys and sales
6 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 10, 2014 | AINV | ↑ Buy | 500 | $8.46 | $4K | Carl Spielvogel Revocable Trust dated 08 | Jun 10, 2014 (0d) |
| Sep 8, 2009 | AINV | ↓ Sell | 5,154 | $9.30 | $48K | Direct | Jun 14, 2013 (1375d) |
| Apr 28, 2009 | IDC | ↓ Sell | 22,500 | $22.76 | $512K | Direct | Apr 30, 2009 (2d) |
| Nov 13, 2008 | IDC | ↓ Sell | 10,000 | $20.52 | $205K | The Carl Spielvogel Rev Trust dated 8/29 | Nov 17, 2008 (4d) |
| Oct 30, 2008 | IDC | ↓ Sell | 10,000 | $22.00 | $220K | Direct | Nov 3, 2008 (4d) |
| Sep 3, 2008 | IDC | ↓ Sell | 10,000 | $29.26 | $293K | Direct | Sep 5, 2008 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Carl Spielvogel's insider trades
Carl Spielvogel is a director at Apollo Investment (AINV). Since Sep 3, 2008, Carl has reported 1 open-market purchase worth $4K and 5 sales worth $1.3M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (15 filings), gifts (4 filings), option exercises (3 filings), shares returned to the company (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every AINV insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.