Brian H Schmucker insider trades: Rivernorth Opportunities Fund (RIV) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Brian reports to the SEC
Open-market buys and sales
58 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Jun 4, 2021 | RIV | ↓ Sell | 4,000 | $17.88 | $72K | Direct | Jun 8, 2021 (4d) |
| Apr 1, 2021 | RMM | ↓ Sell | 29,000 | $18.65 | $541K | Direct | Apr 6, 2021 (5d) |
| Apr 1, 2021 | RIV | ↓ Sell | 22,616 | $17.43 | $394K | Direct | Apr 6, 2021 (5d) |
| Mar 23, 2020 | RMM | ↑ Buy | 4,000 | $13.79 | $55K | Direct | Mar 25, 2020 (2d) |
| Mar 18, 2020 | RMM | ↑ Buy | 10,000 | $15.10 | $151K | Direct | Mar 19, 2020 (1d) |
| Mar 16, 2020 | RMM | ↑ Buy | 7,500 | $17.57 | $132K | Direct | Mar 16, 2020 (0d) |
| Mar 12, 2020 | RIV | ↓ Sell | 29,050 | $11.17 | $324K | Direct | Mar 16, 2020 (4d) |
| Mar 12, 2020 | OPP | ↓ Sell | 6,000 | $13.70 | $82K | Direct | Mar 16, 2020 (4d) |
| Mar 12, 2020 | RMI | ↓ Sell | 2,155 | $20.28 | $44K | Direct | Mar 16, 2020 (4d) |
| Oct 23, 2019 | RIV | ↓ Sell | 61,719 | $0.04 | $3K | Direct | Oct 24, 2019 (1d) |
| Oct 21, 2019 | RIV | ↓ Sell | 62,403 | $0.04 | $3K | Direct | Oct 22, 2019 (1d) |
| Oct 16, 2019 | RIV | ↓ Sell | 5,522 | $16.66 | $92K | Direct | Oct 18, 2019 (2d) |
| Oct 8, 2019 | RIV | ↓ Sell | 3,429 | $16.90 | $58K | Direct | Oct 10, 2019 (2d) |
| Sep 30, 2019 | RMI | ↓ Sell | 4,400 | $22.30 | $98K | Direct | Oct 2, 2019 (2d) |
| Sep 26, 2019 | RIV | ↓ Sell | 8,379 | $17.16 | $144K | Direct | Sep 27, 2019 (1d) |
| Aug 28, 2019 | RIV | ↓ Sell | 3,624 | $16.95 | $61K | Direct | Aug 29, 2019 (1d) |
| Aug 16, 2019 | RMI | ↓ Sell | 8,445 | $22.40 | $189K | Direct | Aug 19, 2019 (3d) |
| Aug 1, 2019 | RIV | ↓ Sell | 6,300 | $17.43 | $110K | Direct | Aug 5, 2019 (4d) |
| Jul 16, 2019 | RIV | ↓ Sell | 11,273 | $17.60 | $198K | Direct | Jul 17, 2019 (1d) |
| Jul 10, 2019 | RIV | ↓ Sell | 11,010 | $17.40 | $192K | Direct | Jul 11, 2019 (1d) |
| Jul 5, 2019 | RIV | ↓ Sell | 3,770 | $17.26 | $65K | Direct | Jul 8, 2019 (3d) |
| Jun 21, 2019 | RIV | ↓ Sell | 2,581 | $17.08 | $44K | Direct | Jun 24, 2019 (3d) |
| Jun 18, 2019 | RIV | ↓ Sell | 513 | $17.07 | $9K | Direct | Jun 20, 2019 (2d) |
| Jun 13, 2019 | RIV | ↓ Sell | 7,720 | $16.97 | $131K | Direct | Jun 17, 2019 (4d) |
| Jun 6, 2019 | RIV | ↓ Sell | 5,471 | $16.91 | $92K | Direct | Jun 6, 2019 (0d) |
| May 9, 2019 | RIV | ↓ Sell | 5,500 | $16.79 | $92K | Direct | May 13, 2019 (4d) |
| May 8, 2019 | RIV | ↓ Sell | 11,000 | $17.05 | $188K | Direct | May 8, 2019 (0d) |
| May 6, 2019 | RIV | ↓ Sell | 5,500 | $17.22 | $95K | Direct | May 8, 2019 (2d) |
| May 2, 2019 | RIV | ↓ Sell | 5,500 | $17.06 | $94K | Direct | May 6, 2019 (4d) |
| Oct 26, 2018 | RMI | ↑ Buy | 5,010 | $20.00 | $100K | Direct | Oct 30, 2018 (4d) |
| Oct 26, 2018 | RMI | ↑ Buy | 15,000 | $20.00 | $300K | Direct | Oct 29, 2018 (3d) |
| Jun 13, 2018 | RIV | ↓ Sell | 4,178 | $21.51 | $90K | Direct | Jun 15, 2018 (2d) |
| Jun 12, 2018 | RIV | ↓ Sell | 8,817 | $21.47 | $189K | Direct | Jun 13, 2018 (1d) |
| Jun 8, 2018 | RIV | ↓ Sell | 7,071 | $21.43 | $152K | Direct | Jun 11, 2018 (3d) |
| Jun 5, 2018 | RIV | ↓ Sell | 7,500 | $21.38 | $160K | Direct | Jun 7, 2018 (2d) |
| Jun 4, 2018 | RIV | ↓ Sell | 10,445 | $21.37 | $223K | Direct | Jun 5, 2018 (1d) |
| May 30, 2018 | RIV | ↓ Sell | 12,500 | $21.27 | $266K | Direct | May 31, 2018 (1d) |
| Apr 11, 2018 | RMPLX | ↓ Sell | 41,369 | $23.96 | $991K | Direct | Apr 17, 2018 (6d) |
| Jan 10, 2018 | RIV | ↓ Sell | 7,400 | $20.74 | $153K | Direct | Jan 12, 2018 (2d) |
| Jan 9, 2018 | RIV | ↓ Sell | 14,000 | $20.67 | $289K | Direct | Jan 10, 2018 (1d) |
| Jan 3, 2018 | RIV | ↓ Sell | 5,300 | $20.28 | $107K | Direct | Jan 5, 2018 (2d) |
| Jan 2, 2018 | RIV | ↓ Sell | 13,000 | $20.10 | $261K | Direct | Jan 3, 2018 (1d) |
| Nov 14, 2017 | RMPLX | ↑ Buy | 8,752 | $25.08 | $220K | Direct | Nov 21, 2017 (7d) |
| Oct 30, 2017 | RIV | ↓ Sell | 17,860 | $0.23 | $4K | Direct | Oct 31, 2017 (1d) |
| Oct 23, 2017 | RIV | ↓ Sell | 19,691 | $0.22 | $4K | Direct | Oct 25, 2017 (2d) |
| Oct 10, 2017 | RIV | ↓ Sell | 14,374 | $21.01 | $302K | Direct | Oct 13, 2017 (3d) |
| Oct 5, 2017 | RIV | ↓ Sell | 7,000 | $20.72 | $145K | Direct | Oct 10, 2017 (5d) |
| Sep 18, 2017 | RIV | ↓ Sell | 3,700 | $21.09 | $78K | Direct | Sep 20, 2017 (2d) |
| Sep 14, 2017 | RIV | ↓ Sell | 800 | $21.12 | $17K | Direct | Sep 18, 2017 (4d) |
| Sep 8, 2017 | RIV | ↓ Sell | 2,800 | $21.01 | $59K | Direct | Sep 12, 2017 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Brian H Schmucker's insider trades
Brian H Schmucker is an insider at Rivernorth Opportunities Fund (RIV). Since Dec 29, 2015, Brian has reported 13 open-market purchases worth $1.7M and 45 sales worth $7.1M on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (7 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every RIV insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.