Bernard D Berman insider trades: Fifth Street Finance (FSC) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Bernard reports to the SEC
Open-market buys and sales
37 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Sep 29, 2017 | FSC | ↓ Sell | 20,000 | $5.43 | $109K | Direct | Oct 3, 2017 (4d) |
| Sep 29, 2017 | FSFR | ↓ Sell | 7,473 | $8.80 | $66K | Direct | Oct 3, 2017 (4d) |
| Mar 17, 2017 | FSC | ↑ Buy | 5,000 | $4.55 | $23K | Direct | Mar 17, 2017 (0d) |
| Mar 10, 2017 | FSFR | ↑ Buy | 5,000 | $8.77 | $44K | Direct | Mar 13, 2017 (3d) |
| Mar 6, 2017 | FSC | ↑ Buy | 15,000 | $4.37 | $66K | Direct | Mar 6, 2017 (0d) |
| Mar 3, 2017 | FSFR | ↑ Buy | 1,000 | $8.96 | $9K | Direct | Mar 6, 2017 (3d) |
| Feb 10, 2017 | FSFR | ↑ Buy | 10,000 | $8.88 | $89K | Direct | Feb 13, 2017 (3d) |
| Feb 10, 2017 | FSC | ↑ Buy | 10,000 | $4.60 | $46K | Direct | Feb 13, 2017 (3d) |
| Feb 25, 2016 | FSFR | ↑ Buy | 26,500 | $7.33 | $194K | Direct | Feb 26, 2016 (1d) |
| Feb 9, 2016 | FSFR | ↑ Buy | 20,000 | $7.42 | $148K | Direct | Feb 10, 2016 (1d) |
| Feb 5, 2016 | FSFR | ↑ Buy | 20,000 | $7.68 | $154K | Direct | Feb 5, 2016 (0d) |
| Aug 12, 2015 | FSFR | ↑ Buy | 2,000 | $9.01 | $18K | Direct | Aug 12, 2015 (0d) |
| May 20, 2015 | FSFR | ↑ Buy | 2,000 | $10.00 | $20K | Direct | May 20, 2015 (0d) |
| Feb 10, 2015 | FSC | ↑ Buy | 2,000 | $6.99 | $14K | Direct | Feb 11, 2015 (1d) |
| Feb 10, 2015 | FSFR | ↑ Buy | 1,000 | $10.75 | $11K | Direct | Feb 11, 2015 (1d) |
| Dec 12, 2014 | FSFR | ↑ Buy | 7,000 | $9.97 | $70K | Direct | Dec 15, 2014 (3d) |
| Dec 11, 2014 | FSC | ↑ Buy | 2,000 | $8.19 | $16K | Direct | Dec 15, 2014 (4d) |
| Sep 16, 2014 | FSFR | ↑ Buy | 2,000 | $11.61 | $23K | (1) See below | Sep 18, 2014 (2d) |
| Feb 26, 2014 | FSFR | ↑ Buy | 2,000 | $13.97 | $28K | Direct | Feb 27, 2014 (1d) |
| Dec 3, 2013 | FSFR | ↑ Buy | 1,000 | $13.55 | $14K | Direct | Dec 5, 2013 (2d) |
| Dec 3, 2013 | FSC | ↑ Buy | 1,000 | $9.39 | $9K | Direct | Dec 5, 2013 (2d) |
| Aug 8, 2013 | FSFR | ↑ Buy | 1,000 | $13.55 | $14K | Direct | Aug 12, 2013 (4d) |
| Jul 15, 2013 | FSFR | ↑ Buy | 1,000 | $14.38 | $14K | Direct | Jul 16, 2013 (1d) |
| Jun 20, 2013 | FSC | ↑ Buy | 1,000 | $9.95 | $10K | Direct | Jun 20, 2013 (0d) |
| May 23, 2013 | FSC | ↑ Buy | 1,000 | $10.47 | $10K | Direct | May 24, 2013 (1d) |
| Dec 28, 2012 | FSC | ↑ Buy | 1,000 | $10.18 | $10K | Direct | Jan 2, 2013 (5d) |
| May 23, 2012 | FSC | ↑ Buy | 1,000 | $9.10 | $9K | Direct | May 24, 2012 (1d) |
| Mar 6, 2012 | FSC | ↑ Buy | 1,000 | $9.63 | $10K | Direct | Mar 8, 2012 (2d) |
| Dec 6, 2011 | FSC | ↑ Buy | 1,000 | $9.99 | $10K | Direct | Dec 7, 2011 (1d) |
| Aug 8, 2011 | FSC | ↑ Buy | 1,000 | $8.82 | $9K | Direct | Aug 9, 2011 (1d) |
| May 16, 2011 | FSC | ↑ Buy | 500 | $12.32 | $6K | Direct | May 17, 2011 (1d) |
| Aug 11, 2010 | FSC | ↑ Buy | 1,000 | $10.21 | $10K | Direct | Aug 13, 2010 (2d) |
| Jun 16, 2010 | FSC | ↑ Buy | 1,000 | $11.50 | $11K | Direct | Jun 16, 2010 (0d) |
| Dec 16, 2009 | FSC | ↑ Buy | 1,000 | $10.25 | $10K | Direct | Dec 16, 2009 (0d) |
| Aug 19, 2009 | FSC | ↑ Buy | 1,000 | $9.70 | $10K | Direct | Aug 20, 2009 (1d) |
| May 11, 2009 | FSC | ↑ Buy | 2,000 | $8.10 | $16K | Direct | May 12, 2009 (1d) |
| Jun 17, 2008 | FSC | ↑ Buy | 7,100 | $14.12 | $100K | Direct | Jun 19, 2008 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Bernard D Berman's insider trades
Bernard D Berman is Chief Executive Officer at Fifth Street Finance (FSC). Since Jun 17, 2008, Bernard has reported 35 open-market purchases worth $1.3M and 2 sales worth $174K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include other transactions (3 filings), option exercises (3 filings), shares withheld for taxes (2 filings), shares returned to the company (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every FSC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.