Asgard Investment Corp. insider trades: SWK Holdings (SWKH) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Asgard Investment Corp. reports to the SEC
and 3 more companies
Open-market buys and sales
58 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| May 19, 2017 | SWKH | ↑ Buy | 9,747 | $11.00 | $107K | Indirect | May 22, 2017 (3d) |
| May 17, 2017 | SWKH | ↑ Buy | 30,400 | $11.10 | $337K | Indirect | May 17, 2017 (0d) |
| Aug 29, 2016 | SWKH | ↑ Buy | 3,100 | $9.75 | $30K | Indirect | Aug 30, 2016 (1d) |
| Aug 25, 2016 | SWKH | ↑ Buy | 3,500 | $9.75 | $34K | Indirect | Aug 26, 2016 (1d) |
| Dec 16, 2015 | SWKH | ↑ Buy | 35,000 | $11.02 | $386K | Indirect | Dec 17, 2015 (1d) |
| Dec 5, 2014 | SWKH | ↑ Buy | 17,440,525 | $1.37 | $23.9M | Indirect | Dec 5, 2014 (0d) |
| Aug 18, 2014 | SWKH | ↑ Buy | 55,908,000 | $1.37 | $76.6M | Indirect | Aug 26, 2014 (8d) |
| Jul 2, 2014 | TPH | ↑ Buy | 1,148,849 | $15.51 | $17.8M | Indirect | Jul 10, 2014 (8d) |
| May 8, 2013 | EPL | ↓ Sell | 50,000 | $33.85 | $1.7M | Indirect | May 8, 2013 (0d) |
| May 6, 2013 | EPL | ↓ Sell | 245,000 | $34.05 | $8.3M | Indirect | May 8, 2013 (2d) |
| Mar 19, 2013 | EPL | ↓ Sell | 10,000 | $27.67 | $277K | Indirect | Mar 21, 2013 (2d) |
| Mar 15, 2013 | EPL | ↓ Sell | 247,061 | $28.26 | $7.0M | Indirect | Mar 15, 2013 (0d) |
| Mar 13, 2013 | EPL | ↓ Sell | 41,000 | $27.87 | $1.1M | Indirect | Mar 15, 2013 (2d) |
| Mar 12, 2013 | EPL | ↓ Sell | 229,541 | $28.10 | $6.5M | Indirect | Mar 12, 2013 (0d) |
| Mar 8, 2013 | EPL | ↓ Sell | 82,398 | $27.75 | $2.3M | Indirect | Mar 12, 2013 (4d) |
| Dec 24, 2012 | EPL | ↓ Sell | 500 | $23.04 | $12K | Indirect | Dec 26, 2012 (2d) |
| Dec 21, 2012 | EPL | ↓ Sell | 266,100 | $23.05 | $6.1M | Indirect | Dec 26, 2012 (5d) |
| Nov 29, 2012 | SRZ | ↓ Sell | 411,100 | $14.33 | $5.9M | Indirect | Nov 29, 2012 (0d) |
| Nov 27, 2012 | SRZ | ↓ Sell | 112,900 | $14.36 | $1.6M | Indirect | Nov 29, 2012 (2d) |
| Nov 21, 2012 | SRZ | ↓ Sell | 332,400 | $14.31 | $4.8M | Indirect | Nov 21, 2012 (0d) |
| Nov 19, 2012 | SRZ | ↓ Sell | 182,800 | $14.31 | $2.6M | Indirect | Nov 21, 2012 (2d) |
| Nov 16, 2012 | SRZ | ↓ Sell | 1,422,579 | $14.30 | $20.3M | Indirect | Nov 16, 2012 (0d) |
| Nov 14, 2012 | SRZ | ↓ Sell | 8,400 | $14.30 | $120K | Indirect | Nov 16, 2012 (2d) |
| Jun 28, 2012 | EPL | ↓ Sell | 450,951 | $16.30 | $7.4M | Indirect | Jun 28, 2012 (0d) |
| Jun 26, 2012 | EPL | ↓ Sell | 100,000 | $16.11 | $1.6M | Indirect | Jun 28, 2012 (2d) |
| May 7, 2012 | SRZ | ↑ Buy | 101,484 | $6.70 | $680K | Indirect | May 8, 2012 (1d) |
| May 4, 2012 | SRZ | ↑ Buy | 25,000 | $6.70 | $167K | Indirect | May 8, 2012 (4d) |
| Apr 11, 2012 | SRZ | ↑ Buy | 145,658 | $5.92 | $862K | Indirect | Apr 11, 2012 (0d) |
| Apr 9, 2012 | SRZ | ↑ Buy | 18,078 | $5.90 | $107K | Indirect | Apr 11, 2012 (2d) |
| Apr 4, 2012 | [SRZ] | ↑ Buy | 32,882 | $6.00 | $197K | Indirect | Apr 4, 2012 (0d) |
| Apr 2, 2012 | [SRZ] | ↑ Buy | 77,600 | $6.48 | $503K | Indirect | Apr 4, 2012 (2d) |
| Mar 22, 2012 | SRZ | ↑ Buy | 25,000 | $7.13 | $178K | Indirect | Mar 26, 2012 (4d) |
| Mar 22, 2012 | SRZ | ↑ Buy | 25,000 | $7.12 | $178K | Indirect | Mar 26, 2012 (4d) |
| Mar 6, 2012 | SRZ | ↑ Buy | 125,000 | $7.51 | $939K | Indirect | Mar 6, 2012 (0d) |
| Mar 2, 2012 | SRZ | ↑ Buy | 25,000 | $7.69 | $192K | Indirect | Mar 6, 2012 (4d) |
| Feb 28, 2012 | NONE | ↑ Buy | 500,000 | $0.82 | $410K | Indirect | Mar 1, 2012 (2d) |
| Jan 25, 2012 | SRZ | ↑ Buy | 27,420 | $6.85 | $188K | Indirect | Jan 27, 2012 (2d) |
| Jan 10, 2012 | SRZ | ↑ Buy | 120,000 | $6.12 | $734K | Indirect | Jan 11, 2012 (1d) |
| Jan 9, 2012 | SRZ | ↑ Buy | 30,000 | $6.17 | $185K | Indirect | Jan 11, 2012 (2d) |
| Dec 28, 2011 | SRZ | ↑ Buy | 35,800 | $6.12 | $219K | Indirect | Dec 30, 2011 (2d) |
| Dec 28, 2011 | SRZ | ↑ Buy | 14,200 | $6.02 | $85K | Indirect | Dec 30, 2011 (2d) |
| Dec 27, 2011 | SRZ | ↑ Buy | 229,838 | $5.98 | $1.4M | Indirect | Dec 27, 2011 (0d) |
| Dec 22, 2011 | SRZ | ↑ Buy | 850 | $6.04 | $5K | Indirect | Dec 27, 2011 (5d) |
| Dec 21, 2011 | SRZ | ↑ Buy | 1,694,100 | $59.28 | $100.4M | Indirect | Dec 21, 2011 (0d) |
| Dec 19, 2011 | SRZ | ↑ Buy | 21,500 | $4.89 | $105K | Indirect | Dec 21, 2011 (2d) |
| Mar 17, 2011 | EPL | ↑ Buy | 157,900 | $14.61 | $2.3M | Indirect | Mar 18, 2011 (1d) |
| Mar 16, 2011 | EPL | ↑ Buy | 42,100 | $14.16 | $596K | See Foootnote | Mar 18, 2011 (2d) |
| Mar 3, 2011 | CFW | ↓ Sell | 624,220 | $0.64 | $400K | Indirect | Mar 4, 2011 (1d) |
| Oct 18, 2010 | CFW | ↑ Buy | 800,000 | $0.46 | $366K | Indirect | Oct 20, 2010 (2d) |
| Oct 28, 2009 | KANA | ↑ Buy | 1,033,423 | $0.75 | $775K | Indirect | Oct 29, 2009 (1d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Asgard Investment Corp.'s insider trades
Asgard Investment Corp. is a director at SWK Holdings (SWKH). Since Sep 26, 2007, it has reported 40 open-market purchases worth $240.6M and 18 sales worth $78.0M on SEC Form 4. There have been no open-market trades in the last 12 months.
Its filings also include option exercises (1 filing), grants and awards (1 filing). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every SWKH insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.