Andrew S Duff insider trades: Piper Jaffray Companies (PJC) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Andrew reports to the SEC
Open-market buys and sales
10 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Feb 2, 2018 | PJC | ↓ Sell | 50,000 | $93.44 | $4.7M | Direct | Feb 5, 2018 (3d) |
| Feb 3, 2017 | PJC | ↓ Sell | 9,641 | $75.35 | $726K | Direct | Feb 6, 2017 (3d) |
| Nov 14, 2016 | PJC | ↓ Sell | 32,149 | $65.44 | $2.1M | Direct | Nov 15, 2016 (1d) |
| Aug 3, 2016 | ACAT | ↑ Buy | 5,000 | $14.89 | $74K | Direct | Aug 5, 2016 (2d) |
| Feb 24, 2015 | PJC | ↓ Sell | 2,858 | $52.96 | $151K | By PJC Retirement Plan | Feb 25, 2015 (1d) |
| Nov 17, 2014 | PJC | ↓ Sell10b5-1 | 11,719 | $56.41 | $661K | Direct | Nov 18, 2014 (1d) |
| Aug 19, 2014 | PJC | ↓ Sell10b5-1 | 15,000 | $53.85 | $808K | Direct | Aug 21, 2014 (2d) |
| Oct 26, 2011 | PJC | ↑ Buy | 5,000 | $18.40 | $92K | Direct | Oct 27, 2011 (1d) |
| Jul 22, 2010 | PJC | ↑ Buy | 5,000 | $28.19 | $141K | Direct | Jul 23, 2010 (1d) |
| Apr 29, 2010 | PJC | ↑ Buy | 2,500 | $38.68 | $97K | Direct | May 3, 2010 (4d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Andrew S Duff's insider trades
Andrew S Duff is a director at Piper Jaffray Companies (PJC). Since Apr 29, 2010, Andrew has reported 4 open-market purchases worth $404K and 6 sales worth $9.1M on SEC Form 4. There have been no open-market trades in the last 12 months.
2 sales (16% of the value sold) were made under a Rule 10b5-1 trading plan, which is set up months in advance and runs on a schedule, so they say little about how the insider sees the stock today.
Their filings also include grants and awards (21 filings), shares withheld for taxes (19 filings), option exercises (7 filings), gifts (2 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every PJC insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.