Alan I Rothenberg insider trades: 1st Century Bancshares (FCTY) stock buys and sales
Trades on the price chart
Daily close, with an arrow on each day they bought or sold
Companies
Where Alan reports to the SEC
Open-market buys and sales
20 trades reported on SEC Form 4, newest first
| Date | Stock | Type | Shares | Price | Value | Holding | Reported |
|---|---|---|---|---|---|---|---|
| Nov 21, 2011 | FCTY | ↓ Sell | 3,000 | $3.43 | $10K | Alan Rothenberg Defined Benefit Pension | Nov 21, 2011 (0d) |
| Nov 18, 2011 | FCTY | ↑ Buy | 5,000 | $3.51 | $18K | Direct | Nov 21, 2011 (3d) |
| Nov 23, 2009 | FCTY | ↑ Buy | 2,000 | $3.63 | $7K | Alan Rothenberg Defined Benefit Pension | Nov 23, 2009 (0d) |
| Nov 16, 2009 | FCTY | ↑ Buy | 4,000 | $4.00 | $16K | Alan Rothenberg Defined Benefit Pension | Nov 17, 2009 (1d) |
| Jun 30, 2009 | ZNT | ↑ Buy | 1,500 | $21.69 | $33K | Direct | Jul 1, 2009 (1d) |
| Jun 11, 2009 | FCTY | ↑ Buy | 3,000 | $4.04 | $12K | Alan Rothenberg Defined Benefit Pension | Jun 12, 2009 (1d) |
| Mar 9, 2009 | ZNT | ↑ Buy | 5,000 | $19.07 | $95K | Indirect | Mar 9, 2009 (0d) |
| Dec 3, 2008 | FCTY | ↑ Buy | 2,675 | $3.99 | $11K | By Alan Rothenberg Defined Benefit Pensi | Dec 3, 2008 (0d) |
| Nov 26, 2008 | FCTY | ↑ Buy | 1,750 | $4.20 | $7K | By Alan Rothenberg Defined Benefit Pensi | Nov 26, 2008 (0d) |
| Nov 24, 2008 | FCTY | ↑ Buy | 2,500 | $4.20 | $11K | By Alan Rothenberg Defined Benefit Pensi | Nov 24, 2008 (0d) |
| Nov 21, 2008 | FCTY | ↑ Buy | 11,000 | $4.36 | $48K | By Alan Rothenberg Defined Benefit Pensi | Nov 21, 2008 (0d) |
| Sep 15, 2008 | FCTY | ↑ Buy | 1,000 | $5.75 | $6K | Direct | Sep 16, 2008 (1d) |
| Sep 12, 2008 | FCTY | ↑ Buy | 700 | $5.75 | $4K | Direct | Sep 15, 2008 (3d) |
| Sep 8, 2008 | FCTY | ↑ Buy | 4,200 | $5.44 | $23K | Direct | Sep 9, 2008 (1d) |
| Jul 10, 2008 | FCTY | ↑ Buy | 2,300 | $5.52 | $13K | Direct | Jul 14, 2008 (4d) |
| Jun 23, 2008 | FCTY | ↑ Buy | 1,000 | $5.75 | $6K | Direct | Jun 23, 2008 (0d) |
| May 30, 2008 | FCTY | ↑ Buy | 350 | $5.90 | $2K | Direct | May 30, 2008 (0d) |
| May 19, 2008 | FCTY | ↑ Buy | 4,000 | $5.70 | $23K | Direct | May 20, 2008 (1d) |
| May 14, 2008 | FCTY | ↑ Buy | 1,800 | $5.85 | $11K | Direct | May 15, 2008 (1d) |
| May 13, 2008 | FCTY | ↑ Buy | 2,500 | $5.80 | $14K | Direct | May 15, 2008 (2d) |
Each row is one filing's trades in one stock, summed. Shares and prices are as filed, before any later stock split.
About Alan I Rothenberg's insider trades
Alan I Rothenberg is CEO and Chairman of the Board at 1st Century Bancshares (FCTY). Since May 13, 2008, Alan has reported 19 open-market purchases worth $358K and 1 sale worth $10K on SEC Form 4. There have been no open-market trades in the last 12 months.
Their filings also include grants and awards (57 filings), shares withheld for taxes (4 filings), option exercises (4 filings), shares returned to the company (3 filings). These aren't open-market trades and aren't counted above.
How to read insider trades
Officers, directors and owners of more than 10% of a company must report trades in its stock on SEC Form 4, usually within two business days. Purchases with their own money are the stronger signal: insiders sell for many reasons (taxes, diversification, a house), but buy for one. See every FCTY insider trade, the latest insider trades across the market, or cluster buys, when several insiders buy the same stock within days.